Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Barings Real Estate Credit Strategies VII REIT LLC See All Filings	D	2017-10-06 15:36:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001718765 Filed Document 0001718765-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 15:36:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Fairmount Healthcare Fund L.P. See All Filings	D/A	2017-10-06 15:32:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686157 Filed Document 0000897069-17-000490 Exclusions or Exemptions 506b Accepted Date 2017-10-06 15:32:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairmount Healthcare Feeder Fund Ltd. See All Filings	D/A	2017-10-06 15:31:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686156 Filed Document 0000897069-17-000489 Exclusions or Exemptions 506b Accepted Date 2017-10-06 15:31:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E2 Performance Technologies, Inc. See All Filings	D	2017-10-06 15:23:36 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001666217 Filed Document 0001553350-17-001083 Exclusions or Exemptions 506b Accepted Date 2017-10-06 15:23:36 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lunch Partners, LP See All Filings	D	2017-10-06 15:23:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001718556 Filed Document 0001718556-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 15:23:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Monogram Atlantic Co-Invest, L.P. See All Filings	D	2017-10-06 15:21:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718276 Filed Document 0001140361-17-037793 Exclusions or Exemptions 506b Accepted Date 2017-10-06 15:21:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Port Quay Resort Holdings, LLC See All Filings	D	2017-10-06 15:19:05 UTC
Amount To Be Raised $13,050,450 Associated Brokers / Dealers N/A CIK Number 0001718530 Filed Document 0001718530-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 15:19:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Docker, Inc. See All Filings	D	2017-10-06 15:16:42 UTC
Amount To Be Raised $75,000,007 Associated Brokers / Dealers N/A CIK Number 0001516587 Filed Document 0001516587-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-06 15:16:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COATUE LONG ONLY OFFSHORE FUND, LTD. See All Filings	D/A	2017-10-06 15:15:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588830 Filed Document 0000919574-17-007165 Exclusions or Exemptions 506b Accepted Date 2017-10-06 15:15:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Logos Partners, L.P. See All Filings	D/A	2017-10-06 15:13:54 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001003604 Filed Document 0000935836-17-000489 Exclusions or Exemptions 506b Accepted Date 2017-10-06 15:13:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capula Tail Risk Fund Ltd See All Filings	D/A	2017-10-06 15:10:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588338 Filed Document 0000950172-17-000085 Exclusions or Exemptions 506b Accepted Date 2017-10-06 15:10:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Built Robotics, Inc. See All Filings	D	2017-10-06 15:10:36 UTC
Amount To Be Raised $15,077,478 Associated Brokers / Dealers N/A CIK Number 0001718478 Filed Document 0001718478-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-06 15:10:36 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capula Global Relative Value Fund LTD See All Filings	D/A	2017-10-06 15:09:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409837 Filed Document 0000950172-17-000084 Exclusions or Exemptions 506b Accepted Date 2017-10-06 15:09:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Capula Global Relative Value Fund LP See All Filings	D/A	2017-10-06 15:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409835 Filed Document 0000950172-17-000083 Exclusions or Exemptions 506b Accepted Date 2017-10-06 15:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DetraPel, LLC See All Filings	D	2017-10-06 15:04:33 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001719006 Filed Document 0001719006-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 15:04:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ORC FILM, LLC See All Filings	D	2017-10-06 15:03:29 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001718906 Filed Document 0001718906-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-06 15:03:29 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
PortCo, LP See All Filings	D	2017-10-06 15:02:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001718981 Filed Document 0001718981-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-06 15:02:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ConnectQuest, LLC See All Filings	D	2017-10-06 15:01:54 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001520364 Filed Document 0001520364-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-06 15:01:54 UTC Type of Offering D Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Entangled Ventures, LLC See All Filings	D	2017-10-06 14:58:17 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001619602 Filed Document 0001619602-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:58:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PenBlade, Inc. See All Filings	D	2017-10-06 14:52:44 UTC
Amount To Be Raised $2,979,094 Associated Brokers / Dealers N/A CIK Number 0001600558 Filed Document 0001600558-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:52:44 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Walden Oaks Buligo LP See All Filings	D	2017-10-06 14:46:43 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001718589 Filed Document 0001144204-17-051641 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:46:43 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Gateway Buligo LP See All Filings	D	2017-10-06 14:44:39 UTC
Amount To Be Raised $2,225,000 Associated Brokers / Dealers N/A CIK Number 0001718593 Filed Document 0001144204-17-051640 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:44:39 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Thread International PBC, Inc. See All Filings	D/A	2017-10-06 14:42:32 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001643788 Filed Document 0000898432-17-000975 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:42:32 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
mParticle, Inc. See All Filings	D	2017-10-06 14:38:43 UTC
Amount To Be Raised $34,446,577 Associated Brokers / Dealers N/A CIK Number 0001582826 Filed Document 0000905718-17-000874 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:38:43 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHICAGO SHORE FUND LLC See All Filings	D	2017-10-06 14:31:34 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001716178 Filed Document 0001716178-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:31:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tee Coinvest LLC See All Filings	D	2017-10-06 14:29:12 UTC
Amount To Be Raised $3,220,000 Associated Brokers / Dealers N/A CIK Number 0001718327 Filed Document 0001718327-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:29:12 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pillar 8 Life Settlement Fund L.P. See All Filings	D	2017-10-06 14:26:55 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers n/a CIK Number 0001717459 Filed Document 0001717459-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:26:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Wyre Investment Fund, LP See All Filings	D	2017-10-06 14:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718516 Filed Document 0001718516-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:22:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snaps Media Inc. See All Filings	D	2017-10-06 14:21:26 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001517060 Filed Document 0001231919-17-000041 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:21:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Inlet Point Alternative Income Offshore Fund Ltd. See All Filings	D/A	2017-10-06 14:02:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695764 Filed Document 0001695764-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-06 14:02:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kawa Onshore Feeder Fund LLC See All Filings	D/A	2017-10-06 13:46:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537300 Filed Document 0001398344-17-012833 Exclusions or Exemptions 506b Accepted Date 2017-10-06 13:46:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kawa Offshore Feeder Fund Ltd See All Filings	D/A	2017-10-06 13:44:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537299 Filed Document 0001398344-17-012832 Exclusions or Exemptions 506b Accepted Date 2017-10-06 13:44:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indie Diversified Asset Fund, L.P. See All Filings	D/A	2017-10-06 13:43:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523610 Filed Document 0001178858-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-06 13:43:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcus Japan Value Fund See All Filings	D/A	2017-10-06 13:26:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616893 Filed Document 0000919574-17-007161 Exclusions or Exemptions 506b Accepted Date 2017-10-06 13:26:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Gold Coast Bancorp, Inc. See All Filings	D	2017-10-06 13:13:31 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers Fig Partners LLC CIK Number 0001718897 Filed Document 0001718897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 13:13:31 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Swansea Town, LLC See All Filings	D	2017-10-06 13:05:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001717933 Filed Document 0001717933-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 13:05:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Zume Pizza, Inc. See All Filings	D	2017-10-06 13:04:03 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001690914 Filed Document 0001690914-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 13:04:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Global Macro Fund (Cayman) L.P. See All Filings	D/A	2017-10-06 12:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Morgan Stanley & Co. International Limited, and Bank Morgan Stanley AG CIK Number 0001479477 Filed Document 0000945621-17-000368 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:53:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Global Macro Fund LP See All Filings	D/A	2017-10-06 12:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Morgan Stanley & Co. International Limited, Bank Morgan Stanley AG, and UBS Financial Services Inc. CIK Number 0001479476 Filed Document 0000945621-17-000367 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:51:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blyncsy, Inc. See All Filings	D	2017-10-06 12:48:08 UTC
Amount To Be Raised $721,341 Associated Brokers / Dealers N/A CIK Number 0001664876 Filed Document 0001664876-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:48:08 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
MyAlerts Inc. See All Filings	D	2017-10-06 12:37:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001578576 Filed Document 0001578576-17-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2017-10-06 12:37:55 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Harmony Biosciences II, Inc. See All Filings	D	2017-10-06 12:26:23 UTC
Amount To Be Raised $270,000,000 Associated Brokers / Dealers Octagon Capital Group, LLC CIK Number 0001718575 Filed Document 0001718575-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:26:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TENSTORRENT INC. See All Filings	D	2017-10-06 12:18:14 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001718995 Filed Document 0000899797-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:18:14 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Shadows, Inc. See All Filings	D	2017-10-06 12:14:48 UTC
Amount To Be Raised $26,017,605 Associated Brokers / Dealers N/A CIK Number 0001635750 Filed Document 0001635750-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:14:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CALCIVIS LTD See All Filings	D	2017-10-06 12:10:44 UTC
Amount To Be Raised $1,313,306 Associated Brokers / Dealers N/A CIK Number 0001557004 Filed Document 0001557004-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:10:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Ostra Capital Partners VII, LP See All Filings	D/A	2017-10-06 12:07:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360638 Filed Document 0000919574-17-007155 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:07:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brick Accretive Management Fund I LP See All Filings	D	2017-10-06 12:02:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718887 Filed Document 0001718887-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 12:02:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guggenheim Corporate Opportunity Fund, L.P. See All Filings	D	2017-10-06 11:58:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001718561 Filed Document 0000899140-17-000619 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:58:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RLV51 Fund III, L.P. See All Filings	D	2017-10-06 11:56:44 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers Crewe Capital, LLC CIK Number 0001715592 Filed Document 0001715592-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:56:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hylete, Inc. See All Filings	1-A/A	2017-10-06 11:50:55 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001599738 Filed Document 0001683168-17-002593 Accepted Date 2017-10-06 11:50:55 UTC Type of Offering 1-A/A Industry APPAREL & OTHER FINISHD PRODS OF FABRICS & SIMILAR MATL Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $3,965,211 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)