Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PRIMORIS INCOME FUND, LLC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001648926 Filed Document 0001648926-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Anandar Event Opportunities Fund Ltd. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614625 Filed Document 0000919574-15-007695 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lord Abbett International Small Cap Trust See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001624087 Filed Document 0001624087-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NW AUSTIN HOLDCO LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657912 Filed Document 0001657912-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Drilling Program VIII LP See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Gregory Richards CIK Number 0001633418 Filed Document 0001633418-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ML Transtrend DTP Enhanced FuturesAccess LLC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001399406 Filed Document 0001399406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 43, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,515,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001657665 Filed Document 0001657665-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Ring Road Restaurant Group LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers None CIK Number 0001657639 Filed Document 0001657639-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Stonepeak Infrastructure Fund II LP See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc. and FAP USA, L.P. CIK Number 0001656763 Filed Document 0001656763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iQTick Fund, LP See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622752 Filed Document 0001622752-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEGA Innovations, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001559101 Filed Document 0001559101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Engaged Capital II Offshore, Ltd. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619827 Filed Document 0001615774-15-003207 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patria Brazil Real Estate Fund III, L.P. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001587312 Filed Document 0001587312-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patria - Brazilian Private Equity Fund V, L.P. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001609275 Filed Document 0001609275-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
First Light Focus Fund, LP See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653545 Filed Document 0001653545-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Augur Technologies Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $912,123 Associated Brokers / Dealers N/A CIK Number 0001657947 Filed Document 0001657947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MMCS LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001657956 Filed Document 0001657956-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Amplyx Pharmaceuticals, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $47,000,000 Associated Brokers / Dealers N/A CIK Number 0001648627 Filed Document 0001648627-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IMTHERA MEDICAL INC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers EDI Financial Inc CIK Number 0001429599 Filed Document 0001429599-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000282 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oliver Street Dermatology Holdings LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001566269 Filed Document 0001566269-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Access Ltd. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001457062 Filed Document 0001457062-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Bond (SFO), LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657668 Filed Document 0001140361-15-040458 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iLumi Solutions, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001600086 Filed Document 0001600086-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Anser Innovation LLC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001524668 Filed Document 0001209191-15-079211 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
American Gene Technologies International Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001586824 Filed Document 0001586824-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Core Ventures II, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571617 Filed Document 0001193805-15-001847 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Columbia Short Duration HIgh Yield Private (Master) Fund See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657525 Filed Document 0001140361-15-040511 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Topaz Agro Capital L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $15,250,000 Associated Brokers / Dealers N/A CIK Number 0001658043 Filed Document 0001658043-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Walton Street Real Estate Fund VIII-NUS, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655304 Filed Document 0001655304-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Master Portfolio (C), Ltd See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498621 Filed Document 0001498621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VACCINOGEN INC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001453001 Filed Document 0001144204-15-063829 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Three Rivers Medical Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $1,010,000 Associated Brokers / Dealers N/A CIK Number 0001637254 Filed Document 0001140361-15-040577 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Genesis Drilling Program VIII LP See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Jim Coughlan CIK Number 0001633418 Filed Document 0001633418-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Keywise Greater China Onshore Fund See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534530 Filed Document 0001534530-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PlayerLync Holdings, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $1,965,793 Associated Brokers / Dealers N/A CIK Number 0001583192 Filed Document 0001583192-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
6 River Systems, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658013 Filed Document 0001658013-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Net Venture See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $6,620,573 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
YCP HTA, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657725 Filed Document 0001657725-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIM Enterprise Loan Fund, L.P. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621543 Filed Document 0000935836-15-000570 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 37, LP See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621861 Filed Document 0001621861-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Offshore Fund Ltd See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293974 Filed Document 0001293974-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EBH HOLDING COMPANY, INC. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised $14,400,002 Associated Brokers / Dealers N/A CIK Number 0001556494 Filed Document 0001556494-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HEW-TEX/DORSOGNA JOINT VENTURE See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $496,875 Associated Brokers / Dealers N/A CIK Number 0001657914 Filed Document 0001657914-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Aurora Hedged Equity L P See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292887 Filed Document 0001292887-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drumcliffe Partners III SMA I, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656698 Filed Document 0001656699-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Non-US Small-Cap Long-Short Equity Fund, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001657161 Filed Document 0001657161-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearSky Data, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $26,999,684 Associated Brokers / Dealers N/A CIK Number 0001597253 Filed Document 0001597253-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Partners VIII, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655310 Filed Document 0001655310-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RNT Fund LP See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623983 Filed Document 0001623983-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund