Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
One William Street Capital Offshore Fund, Ltd. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Credit Suisse Securities (USA) LLC, and Park Hill Group LLC CIK Number 0001442189 Filed Document 0000902664-15-004131 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HALCYON ACCESS LTD See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001337881 Filed Document 0001337881-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VictorOps, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $14,641,659 Associated Brokers / Dealers N/A CIK Number 0001563566 Filed Document 0001563566-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kotak India Leveraged Bond Fund Segregated Portfolio (K Opportunities Fund SPC) See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594063 Filed Document 0001594161-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Central Asian Prosperity Fund See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656010 Filed Document 0001656010-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Income Fund IV L.P. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Robert Balmer CIK Number 0001619764 Filed Document 0001619764-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
VirZoom, Inc. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001639511 Filed Document 0001140361-15-040450 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Patria Brazil Retail Property Feeder, L.P. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559406 Filed Document 0001559406-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patria Brazil Retail Property Fund, L.P. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558712 Filed Document 0001558712-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roadmap Innovation Fund (U.S. & Offshore) I See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624956 Filed Document 0001624956-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Looking Glass Factory Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $3,210,125 Associated Brokers / Dealers N/A CIK Number 0001655120 Filed Document 0001655120-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kotak Advantage Fund -1 (Segregated Portfolio of K Opportunities Fund SPC) See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591960 Filed Document 0001591960-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keywise Phoenix Development Onshore Fund See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534527 Filed Document 0001534527-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patria - Brazilian Private Equity Fund IV, L.P. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and Citigroup Global Markets Inc. CIK Number 0001525833 Filed Document 0001525833-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NanoCellect Biomedical, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,500,048 Associated Brokers / Dealers N/A CIK Number 0001658031 Filed Document 0001658031-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nootrobox, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $2,570,003 Associated Brokers / Dealers N/A CIK Number 0001657906 Filed Document 0001657906-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Strategic Solutions Global Equity, LLC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001556090 Filed Document 0001657552-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kypha Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $3,201,005 Associated Brokers / Dealers N/A CIK Number 0001539371 Filed Document 0001539371-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, David F. Byers, Jr., Various Agents, Various Agents, and Various Agents CIK Number 0000937834 Filed Document 0000937834-15-000063 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
HEALTHEC, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001654054 Filed Document 0001654054-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Black Dog LED, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers David Traylor CIK Number 0001658042 Filed Document 0001658042-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AB GW Co-Invest L.P. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657952 Filed Document 0001657952-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z LOAN & INVESTMENT INC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $465,000 Associated Brokers / Dealers N/A CIK Number 0001355900 Filed Document 0001355900-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Catch of LA Associates LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001619332 Filed Document 0001619332-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Monarch Debt Recovery Participation Fund Ltd. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001499499 Filed Document 0001499499-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gin Game Ltd Liability Co See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001644789 Filed Document 0001644789-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
SCS Holdco, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658302 Filed Document 0001658302-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
usell.com, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001271075 Filed Document 0001144204-15-064146 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Xpecting Diagnostics Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001657310 Filed Document 0001140361-15-040454 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
LOU NANNE'S EDINA, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers DOUGHERTY & COMPANY LLC and NORTHLAND SECURITIES, INC CIK Number 0001656835 Filed Document 0001656835-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Caption Partners, LP See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551048 Filed Document 0000919574-15-007709 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
TheDodo.com, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $11,549,988 Associated Brokers / Dealers N/A CIK Number 0001588534 Filed Document 0001231919-15-000031 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program VIII LP See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Daniel L. Whittenburg CIK Number 0001633418 Filed Document 0001633418-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Seventh Street Partners Fund A, LP See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654607 Filed Document 0001654607-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hyperloop Technologies, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001634332 Filed Document 0001634332-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Medical Heights Surgery Center, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $904,775 Associated Brokers / Dealers N/A CIK Number 0001514590 Filed Document 0001514590-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
ZetrOZ, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001491984 Filed Document 0001140361-15-040497 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Patria Alphaville Co-Invest, L.P. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589406 Filed Document 0001589406-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937834 Filed Document 0000937834-15-000062 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Navy Capital Fund 1, LP See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658088 Filed Document 0001658088-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $13,463,412 Associated Brokers / Dealers Gwen Middeke, Robert Scharff, Jr., Michael Corry, Paul Flotken, and Larry Celniker CIK Number 0001135856 Filed Document 0001135856-15-000283 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AB US REP GW Co-Invest L.P. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657905 Filed Document 0001657952-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
930-DSIC 4, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001658568 Filed Document 0000950172-15-000111 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permian Nautilus Fund, Ltd. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657850 Filed Document 0000905718-15-000876 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZIPSCENE, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001657745 Filed Document 0001657745-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CCI Healthcare Partners Opportunistic, L.P. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658012 Filed Document 0000902664-15-004147 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CHARLESTON SURGERY CENTER LIMITED PARTNERSHIP See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001042544 Filed Document 0001042544-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FCO Special Opportunities (C1) LP See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001624715 Filed Document 0001624715-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROVIDENT FUNDING ASSOCIATES LP See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001177806 Filed Document 0001177806-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENGAGED CAPITAL II LP See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559850 Filed Document 0001144204-15-064429 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund