Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES L/S FUND, LTD. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413637 Filed Document 0001323790-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Happy Bancshares, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. and Stephens Inc. CIK Number 0001562284 Filed Document 0001562284-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HOULIHAN LOKEY, INC. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,268,167,866 Associated Brokers / Dealers N/A CIK Number 0001302215 Filed Document 0001140361-15-032470 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kingsway Fund Frontier Consumer Franchises EXTOBA See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650088 Filed Document 0001650088-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
OC 531 Offshore Fund, Ltd. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616863 Filed Document 0001616863-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avenue C Apartments, LLC See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers James M. O'Day (Finder) and Steve Shassetz CIK Number 0001649332 Filed Document 0001649332-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
Bullpen DDE, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001651150 Filed Document 0001651150-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CHEROKEE FINANCIAL LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers Cantone Research, Inc. CIK Number 0001569009 Filed Document 0001569009-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Raveneur Offshore Fund Ltd See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616701 Filed Document 0001616701-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WellTrackONE Corp See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602928 Filed Document 0001602928-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Third Eye Diagnostics Inc See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001650881 Filed Document 0001650881-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
SheerID, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001537368 Filed Document 0001537368-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Boon Capital Fund I LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650858 Filed Document 0001650858-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
White Rock Oil & Gas Partners II, LP See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001651057 Filed Document 0001651057-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ancient Remedies, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001646834 Filed Document 0001065949-15-000218 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Bright Cellars Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001630276 Filed Document 0001630276-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pathmatics, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,760,000 Associated Brokers / Dealers N/A CIK Number 0001651131 Filed Document 0001651131-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cloverlay Solutions L.P. - Series Alpha See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651073 Filed Document 0001651073-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRX Therapeutics, Inc. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $40,585,742 Associated Brokers / Dealers N/A CIK Number 0001411920 Filed Document 0001411920-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mirantis, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $75,000,001 Associated Brokers / Dealers N/A CIK Number 0001578518 Filed Document 0001578518-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OC 528 Offshore Fund, Ltd. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584533 Filed Document 0000902664-15-003416 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $3,270,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
WF Asian Reconnaissance Fund Ltd See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613185 Filed Document 0001613185-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1784 Solar, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Source Capital Group, Inc. CIK Number 0001650893 Filed Document 0001650893-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Paulson DermTech Investments LLC See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larry Cohen, Kevin Graetz, Minish Hede, Ahmed Gheith, William Pedersen, Peter Fogarty, Edmund Harelik, Harry Harelik, Starla Goff, Gary Saccaro, and DMITRY AKSENOV CIK Number 0001649459 Filed Document 0001649459-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HL Transitory Merger Company, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,290,935,781 Associated Brokers / Dealers N/A CIK Number 0001650577 Filed Document 0001140361-15-032467 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Park Creek Steeple Multifamily DST See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $48,566,140 Associated Brokers / Dealers Christina S. Nielson, Corbin Thomas, Robert R. Tweed, Robert S. Smith, Inland Securities Corporation, and John G. Chess CIK Number 0001648484 Filed Document 0000950138-15-000580 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Renoviso, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,399,999 Associated Brokers / Dealers N/A CIK Number 0001651276 Filed Document 0001651276-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES L/S QP FUND, L.P. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413636 Filed Document 0001323790-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reflik, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650525 Filed Document 0001650525-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
OWS Capital Offshore Fund II, Ltd. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584383 Filed Document 0000902664-15-003422 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
York Global Credit Income Fund Ltd See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001555932 Filed Document 0001144204-15-050113 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lumos Networks Corp. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Wells Fargo Securities, LLC CIK Number 0001520744 Filed Document 0001520744-15-000028 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Debt
Celadon Technology Fund IV, LLC See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $14,748,841 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001632066 Filed Document 0001632066-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Parkside Mortgage Trust, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001650286 Filed Document 0001650286-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, L.P. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323790 Filed Document 0001323790-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Relative Emotion Enterprises, Inc. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001640663 Filed Document 0001640663-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
R2 SEMICONDUCTOR INC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $9,999,983 Associated Brokers / Dealers N/A CIK Number 0001454762 Filed Document 0001454762-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLUEAVOCADO CO See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001442811 Filed Document 0001442811-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
UNBOUND CONCEPTS, INC. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $2,215,000 Associated Brokers / Dealers N/A CIK Number 0001564785 Filed Document 0001564785-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
APEX RESOURCES INC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers JAMES BALDAUF, GERARD LUNA, and JERRY FRANTZ CIK Number 0000868868 Filed Document 0000868868-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Maine Eel Trade & Aquaculture See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001651161 Filed Document 0001651161-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets $No Revenues Type of Security Equity
Voya Credit Opportunities Fund See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650761 Filed Document 0001650761-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADM TRONICS UNLIMITED, INC. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0000849401 Filed Document 0000905718-15-000731 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Big River Real Estate Fund II, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $6,775,000 Associated Brokers / Dealers N/A CIK Number 0001650946 Filed Document 0001650946-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
EMG Fund III Ascent Holdings, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $22,385,316 Associated Brokers / Dealers N/A CIK Number 0001650964 Filed Document 0001650964-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $10,748,970 Associated Brokers / Dealers Jason Burlie and Allen Cannon CIK Number 0001135856 Filed Document 0001135856-15-000244 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Applied System Technologies, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001651046 Filed Document 0001651046-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CATFISH FUND LP See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001131303 Filed Document 0000935836-15-000435 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pathmark Capital, LLC See All Filings	D/A	2015-08-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613733 Filed Document 0001171520-15-000491 Exclusions or Exemptions 506b Accepted Date 2015-08-16 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity