Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
14 HANSEN/AIRIZON, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $477,000 Associated Brokers / Dealers N/A CIK Number 0001651061 Filed Document 0001651061-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
LKCM Micro-Cap Partnership, L.P. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502285 Filed Document 0001502285-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001528509 Filed Document 0001625257-15-000069 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
San Francisco Asia Investors, L.P. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611441 Filed Document 0001611441-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ospraie Commodity Fund LP See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001470017 Filed Document 0000902664-15-003418 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT PARTNERS CONCENTRATED GROWTH L/S QP FUND, L.P. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323788 Filed Document 0001323790-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Canyon Partners, LP See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514838 Filed Document 0001514838-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Leaf Debt Holdings, LLC See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001643583 Filed Document 0001643583-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ovid Therapeutics Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $74,999,893 Associated Brokers / Dealers Cowen and Company, LLC CIK Number 0001636651 Filed Document 0001140361-15-032597 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HZO, INC. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $15,000,021 Associated Brokers / Dealers N/A CIK Number 0001505264 Filed Document 0001505264-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
GMI-OVERLAND PARK, LP See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $5,879,411 Associated Brokers / Dealers Bennett K Ely, Charles Geraci, Richard Gagne, Jim Kennedy, Niina Bagdasar, Lori L Rastall, Joseph A Ondris, Curt Ladd, Bobby Kyle Cowand, Azam Jaber, George Hjorth, Ty Bauer, Ellen Joyner, Brian Smith, Torry Scott, Carlos Resendez, Lawrence Breen, Mark Van Mourick, Gregg A Horsman, Kathryn Scanlon, Dean Antonopoulos, Scott Bussy, David Morrison, Lisa Allen, and Steve Walsh CIK Number 0001624217 Filed Document 0001624217-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Curry's Paradox Fund I, LP See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $693,616 Associated Brokers / Dealers N/A CIK Number 0001651137 Filed Document 0001651137-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DELPHI CAPITAL LP See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000925698 Filed Document 0000935836-15-000432 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Isowalk, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $878,335 Associated Brokers / Dealers N/A CIK Number 0001650641 Filed Document 0001650641-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundAthena Inc See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001650191 Filed Document 0001650191-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Medici VC I, LP See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $550,328 Associated Brokers / Dealers N/A CIK Number 0001651083 Filed Document 0001651083-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MapD Technologies, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $7,805,215 Associated Brokers / Dealers N/A CIK Number 0001650538 Filed Document 0001140361-15-032408 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Barpay, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001651004 Filed Document 0001651004-15-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Endeavor Plus, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001650343 Filed Document 0001650343-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eclectica Fund LP See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498708 Filed Document 0000902664-15-003420 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Limes Inc. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001636252 Filed Document 0001636252-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Bi-Coastal Home Improvement DST See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $59,186,571 Associated Brokers / Dealers John G. Chess, Jennifer J. Homman, James J. Panzer, Jr., Michael G. Steinthal, Jean-Louis Guinchard, Robert R. Tweed, Patrick R. Conway, Donald R. Hehir, Jr., Hagop (Jacob) S. Tujian, Alexandro L. Filippini, Jason H. Freeman, Robert E. Burns, David T. Marshall, Jay M. Diamond, Scott D. Offerman, Dwight K. Kay, Timothy J. Warren, Robert S. Smith, Christina S. Nielson, Eric S. Scaff, Kerri M. Sullivan-Kreiss, Eric J. Glassbrenner, Anthony Nori, Daniel R. Mueller, Lawrence L. Bushnell, James A. Davenport, Gregory C. Mottau, Ann H. Stewart, Sterling D. Neblett, Wendy A. Payne, Mark D. Pedersen, Mark J. Rychel, Samuel W. Watters, Samuel W. Waters, Jr., Craig E. Lewelling, Habib M. Iskander, Darren C. Brooks, Peter D. Fisher, Kathleen C. Kovar, Stephanie A. Menke, Brian D. Vosberg, Timothy W. Greer, Thomas F. Mengel, Nicholas Mengel, Carl M. Strozyk, Brion P. Harris, Christopher A. Pratt, Robert W. Bruner, Jack W. Ellison, Karl L. Hambrecht, Chay T. Lapin, Roger T. Tadsen, John T. Christy, Delmar V. McKinney, II, Maurice W. McKinney, Gerrin P. DeGroot, Spencer L. Weston, Bart P. Allard, Shannon M. Markle, James M. Raine, Hugh O. Barndollar, Sr., Yiping M. Ma, Michael T. Janis, Christopher J. Passero, Cynthia A. Selfridge, Matthew E. Roberson, William S. Sheehan, Kirk D. Dobson, Donald P. Westerhoff, Jeffrey L. Davis, Lyn F. Boening, James D. Warring, Bruce A. Carroll, Marco A. Scalco, Philip J. Deangelo, Molly M. Grubb, Steve J. Aguiar, Kelly B. Yamamoto, Gerald J. Whyte, Matthew C. Weinheimer, Eric A. Bicknese, Ivar N. Jones, Jr., Larry K. Manuel, and Darrin W. Gustafson CIK Number 0001650543 Filed Document 0001650543-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Vape Holdings, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001455819 Filed Document 0001213900-15-006316 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
14 TIZWAY/BULLVILLE BELLE, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001651025 Filed Document 0001651025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
BUCKLEY CAPITAL PARTNERS, L.P. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514382 Filed Document 0001514382-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Non-US All Cap Equity Fund, USD Hedged, LLC See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001642619 Filed Document 0001642619-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES L/S FUND, L.P. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413635 Filed Document 0001323790-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthcare Interactive, Inc. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $12,295,234 Associated Brokers / Dealers 1st Bridgehouse Securities, LLC CIK Number 0001612708 Filed Document 0001612708-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
York Global Credit Income Fund, L.P. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001555933 Filed Document 0001144204-15-050115 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORNERSTONE FINANCE Co See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001089560 Filed Document 0001089560-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Green Leaf Properties, LLC See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640492 Filed Document 0001640492-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Paradigm Credit Corp. II See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001645626 Filed Document 0001645626-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Pathmatics, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $3,080,000 Associated Brokers / Dealers N/A CIK Number 0001651131 Filed Document 0001651131-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROC SENIORS HOUSING & MEDICAL PROPERTIES FUND LP See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $578,376,500 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and EATON PARTNERS, LLC CIK Number 0001588333 Filed Document 0001588333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Carinthia Group 1, L.P. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers N/A CIK Number 0001649737 Filed Document 0001649737-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Debt
Advanced Technology Select Fund II LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001650860 Filed Document 0001013762-15-000853 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Capitala Investment Advisors, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001591865 Filed Document 0001461373-15-000033 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Allegory Venture Partners Fund I, L.P. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650228 Filed Document 0000905718-15-000733 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RadiumOne, Inc. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $25,103,145 Associated Brokers / Dealers RBC Capital Markets, LLC CIK Number 0001478350 Filed Document 0001478350-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pramerica Fixed Income Funds plc See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001556187 Filed Document 0000902664-15-003417 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
WRI SUMMIT REIT LP See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001651227 Filed Document 0001651227-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
REMEDY MANAGEMENT, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001650377 Filed Document 0001650377-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Other
Wesquo Residential Real Estate Fund I, LLC See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001584444 Filed Document 0001584444-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cignifi Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers NA CIK Number 0001519436 Filed Document 0001519436-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Bi-Coastal Home Improvement DST See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $59,186,571 Associated Brokers / Dealers John G. Chess, Jennifer J. Homman, James J. Panzer, Jr., Michael G. Steinthal, Jean-Louis Guinchard, Robert R. Tweed, Patrick R. Conway, Donald R. Hehir, Jr., Hagop (Jacob) S. Tujian, Alexandro L. Filippini, Jason H. Freeman, Robert E. Burns, David T. Marshall, Jay M. Diamond, Scott D. Offerman, Dwight K. Kay, Timothy J. Warren, Robert S. Smith, Christina S. Nielson, Eric S. Scaff, Kerri M. Sullivan-Kreiss, Eric J. Glassbrenner, Anthony Nori, Daniel R. Mueller, Lawrence L. Bushnell, James A. Davenport, Gregory C. Mottau, Ann H. Stewart, Sterling D. Neblett, Wendy A. Payne, Mark D. Pedersen, Mark J. Rychel, Samuel W. Watters, Samuel W. Waters, Jr., Craig E. Lewelling, Habib M. Iskander, Darren C. Brooks, Peter D. Fisher, Kathleen C. Kovar, Stephanie A. Menke, Brian D. Vosberg, Timothy W. Greer, Thomas F. Mengel, Nicholas Mengel, Carl M. Strozyk, Brion P. Harris, Christopher A. Pratt, Robert W. Bruner, Jack W. Ellison, Karl L. Hambrecht, Chay T. Lapin, Roger T. Tadsen, John T. Christy, Delmar V. McKinney, II, Maurice W. McKinney, Gerrin P. DeGroot, and Spencer L. Weston CIK Number 0001650543 Filed Document 0001650543-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
EMG Fund II Ascent Holdings, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $90,924,515 Associated Brokers / Dealers N/A CIK Number 0001585638 Filed Document 0001585638-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whoop Wireless LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001651063 Filed Document 0001651063-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RemitDATA, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $3,000,100 Associated Brokers / Dealers N/A CIK Number 0001517009 Filed Document 0001517009-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 9 See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001651154 Filed Document 0001445866-15-000964 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OtoNexus Medical Technologies, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001551119 Filed Document 0001551119-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt