Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NHIT: Core Plus Fixed Income Trust See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557645 Filed Document 0001557645-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Limelight Health, Inc. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616491 Filed Document 0001616491-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HK BATTERY TECHNOLOGY INC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $99,000,000 Associated Brokers / Dealers N/A CIK Number 0001369203 Filed Document 0001078782-15-001762 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HORSE & HOUND, LTD. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591172 Filed Document 0000919574-15-007656 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Welsh, Carson, Anderson & Stowe XII, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASANTE CAPITAL GROUP LLP CIK Number 0001626317 Filed Document 0001626317-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bay State Surgical Services, LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $102,000 Associated Brokers / Dealers N/A CIK Number 0001470084 Filed Document 0001470084-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Social Equities Fund LP See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624130 Filed Document 0001624130-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified U.S. Equities Sectors Fund, LLC See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578506 Filed Document 0001578506-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PV Deroche LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001657551 Filed Document 0001657551-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
SameDay Security, Inc. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001463963 Filed Document 0001463963-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Osage Venture Partners IV, LP See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001652361 Filed Document 0001192482-15-000418 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KNIGHTHEAD DOMESTIC FUND, LP See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438287 Filed Document 0000919574-15-007668 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OZOIF IRA Access Ltd. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001515332 Filed Document 0001515332-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genomind, Inc. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $13,250,000 Associated Brokers / Dealers N/A CIK Number 0001604902 Filed Document 0001604902-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Solera Health, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001657730 Filed Document 0001657730-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Soma Water, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $2,683,983 Associated Brokers / Dealers Fundme Securities LLC d/b/a CircleUp CIK Number 0001580334 Filed Document 0001580334-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Photofy, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001593675 Filed Document 0001593675-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Virtus Real Estate Capital II, LP See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Charles Reiling and Matthew Rozzi CIK Number 0001652445 Filed Document 0001652445-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
AG Mortgage Value Participation Fund LLC See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001568644 Filed Document 0001568644-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ty View Capital Fund, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524344 Filed Document 0001524344-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIG SECURITIZED ASSET FUND, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Omar Naeem and Stuart Oltchick CIK Number 0001557739 Filed Document 0000919574-15-007662 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Welsh, Carson, Anderson & Stowe XII Cayman, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627644 Filed Document 0001627644-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Drilling Program VIII LP See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None. CIK Number 0001633418 Filed Document 0001633418-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PERFORMANCE INDICATOR LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001161931 Filed Document 0001161931-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Kendall Sustainable Infrastructure I, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Angelo A. Calvello and Timothy J. Gray CIK Number 0001589048 Filed Document 0001144204-15-063323 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PICKEREL PARTNERS, LP See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472136 Filed Document 0001013594-15-000561 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TrendKite, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $10,674,492 Associated Brokers / Dealers N/A CIK Number 0001657791 Filed Document 0001657791-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Northern Lights Group Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001634330 Filed Document 0001634330-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
700 Equity LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001657942 Filed Document 0001657942-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Candlewood Financial Opportunities Fund, Ltd. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583023 Filed Document 0001583023-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Personal Genome Diagnostics Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $21,445,808 Associated Brokers / Dealers N/A CIK Number 0001530958 Filed Document 0001530958-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Blockade Medical, LLC See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001547478 Filed Document 0001547478-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Twoxar, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $4,306,490 Associated Brokers / Dealers N/A CIK Number 0001657204 Filed Document 0001657204-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Headquarters Tennessee LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001655918 Filed Document 0001655918-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FGH Biotech, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001657572 Filed Document 0001657572-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Knighthead Offshore Fund, Ltd. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465823 Filed Document 0000919574-15-007673 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SH Sagamore II LP See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657618 Filed Document 0000902664-15-004105 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KIYATEC Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $3,148,875 Associated Brokers / Dealers N/A CIK Number 0001547577 Filed Document 0001547577-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Docker, Inc. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $113,000,142 Associated Brokers / Dealers N/A CIK Number 0001516587 Filed Document 0001516587-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Porter Basin #6 Joint Venture See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001658004 Filed Document 0001354488-15-004952 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
RIDGEWOOD DIAGNOSTIC LABORATORY LLC dba SPARK INSPIRATION LABORATORY See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001656483 Filed Document 0001656483-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
KNIGHTHEAD MASTER FUND LP See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438289 Filed Document 0000919574-15-007666 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Artis Practice Fusion SPV III, L.P. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $514,225 Associated Brokers / Dealers N/A CIK Number 0001602692 Filed Document 0001602692-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EcoR1 Special Opportunity Fund II, L.P. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657627 Filed Document 0000935836-15-000565 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClaritySpring Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Ian Reddock CIK Number 0001657579 Filed Document 0001657579-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
LakeWater Total Return Opportunity Fund, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cedi Capital Markets, LLC and Pinnacle Investments, LLC CIK Number 0001490162 Filed Document 0001490162-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Titan Robotics, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001653741 Filed Document 0001653741-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Electus Global Education Co Inc See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Tracy Gill Zuluaga CIK Number 0001647899 Filed Document 0001647899-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Extell 4110 LLC See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Mainspring Capital Management, LLC and Primary Capital, LLC CIK Number 0001640389 Filed Document 0001640389-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlson Double Black Diamond Participation Fund Ltd. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529883 Filed Document 0001529883-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund