Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DT Net Lease I REIT See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001657440 Filed Document 0001657440-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prostate Management Diagnostics Inc. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised $2,410,000 Associated Brokers / Dealers N/A CIK Number 0001624874 Filed Document 0001624874-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Walton Street Real Estate Investors VIII, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655306 Filed Document 0001655306-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RANE Corp. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001595613 Filed Document 0001595613-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
nVoq Inc See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001170141 Filed Document 0001170141-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Partners VIII-NGE, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655305 Filed Document 0001655305-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SPA PARTNERS L P See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000936551 Filed Document 0000936551-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hutchin Hill Capital Domestic Fund, LP See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450232 Filed Document 0000950142-15-002359 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Micro-Cap Fund IV-A, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001657222 Filed Document 0001657222-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Micro-Cap Fund IV, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001657209 Filed Document 0001657209-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Remedy Partners, Inc. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001649405 Filed Document 0001649405-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PICK A PLAY NETWORKS INC. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001656605 Filed Document 0001656605-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zerocycle, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001657929 Filed Document 0001657929-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Other
Partners Capital Kestrel Fund, L.P. Series E See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654319 Filed Document 0001654319-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patient Capital Collaborative, '15, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001650672 Filed Document 0001650672-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Qvivr Inc. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001619426 Filed Document 0001619426-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
OPS Office Investors, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $19,450,000 Associated Brokers / Dealers N/A CIK Number 0001657702 Filed Document 0001657702-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Offshore Fund Ltd. II See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Deutsche Bank Securities Inc., Barclays Capital Inc., and Citi Global Markets Inc. CIK Number 0001293248 Filed Document 0001293248-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apton Biosystems, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001557398 Filed Document 0001557398-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AREG G Co-Invest Member LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Global Markets Inc. CIK Number 0001659280 Filed Document 0001659280-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
APPTRIFY INC. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001657754 Filed Document 0001657754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Capital Construction Solutions, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001641987 Filed Document 0001641987-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
CampusQuad, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001590871 Filed Document 0001590871-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marine Layer, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $3,499,955 Associated Brokers / Dealers N/A CIK Number 0001585138 Filed Document 0001140361-15-040554 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pipeline Capital Partners I, LP See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643258 Filed Document 0001643258-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Titan Alarm, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001658055 Filed Document 0001658055-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Point Harbor Partners, LP See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590818 Filed Document 0000919574-15-007690 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Health: ELT, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001594011 Filed Document 0001140361-15-040371 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INDEPENDENT BANKERS FINANCIAL Corp See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000859113 Filed Document 0001654607-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Promise Financial, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $2,044,000 Associated Brokers / Dealers N/A CIK Number 0001621354 Filed Document 0001621354-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Treatsie LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001584688 Filed Document 0001584688-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Formula, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658123 Filed Document 0001019056-15-000894 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
ECM Feeder Fund 2 LP See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570006 Filed Document 0000919574-15-007688 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Global Market Neutral Fund, LLC See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442838 Filed Document 0001442838-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seer Capital Partners Offshore Fund Ltd. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Stonehaven, LLC CIK Number 0001463207 Filed Document 0000902664-15-004184 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sunrise Capital Master Fund, LP See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657831 Filed Document 0001657831-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AURORA LIMITED PARTNERSHIP See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc., Barclays Capital Inc., Morgan Stanley Smith Barney LLC, and RBC Capital Markets, LLC CIK Number 0001010290 Filed Document 0001010290-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified Transbay LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001655790 Filed Document 0001382963-15-000132 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
iCross Fund 1 LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers iCross Fund 1 LLC CIK Number 0001657740 Filed Document 0001657741-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BioCollective, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001655711 Filed Document 0001655711-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Drumcliffe Partners III, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656699 Filed Document 0001656699-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SecureAuth Corp See All Filings	D	2015-11-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615773 Filed Document 0001615773-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Capital Bancorp Inc See All Filings	D	2015-11-07 00:00:00 UTC
Amount To Be Raised $1,820,192 Associated Brokers / Dealers N/A CIK Number 0001422322 Filed Document 0000897069-15-000522 Exclusions or Exemptions 506b Accepted Date 2015-11-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Anvari Macro Partners, LP See All Filings	D	2015-11-06 15:53:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657717 Filed Document 0001657717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 15:53:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NC Solar Fund VI, LP See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $14,900,000 Associated Brokers / Dealers N/A CIK Number 0001657931 Filed Document 0001461373-15-000050 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FI Navigator Corp See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001656754 Filed Document 0001656754-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Video Medicine, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001632359 Filed Document 0001632359-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
TAKUMI CAPITAL MANAGEMENT, LP See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001623458 Filed Document 0001623458-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Zero Gravity Solutions, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers GREAT POINT CAPITAL, LLC and LIVINGSTON SECURITIES, LLC CIK Number 0001574186 Filed Document 0001574186-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brevan Howard Multi-Strategy Participation Fund Ltd. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535135 Filed Document 0001535135-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund