Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Atlantic/P3 Program REIT, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661363 Filed Document 0001661363-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Four S LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001528295 Filed Document 0001528295-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Brookwood CP Investor Co-Investment Vehicle, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001661645 Filed Document 0001661645-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Yield Strategies Fund II, Ltd. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503739 Filed Document 0001503739-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
GEC Partners III - GI LP See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Harken Capital Securities, LLC CIK Number 0001629443 Filed Document 0001629443-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arlington Agg I, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001661513 Filed Document 0001661513-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amend Surgical, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656957 Filed Document 0001656957-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus AEN Partners, L.P. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661079 Filed Document 0000905718-15-001006 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advantagene, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001660549 Filed Document 0001660549-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Petram Partners, Corp. See All Filings	D	2015-12-19 00:00:00 UTC
Amount To Be Raised $246,610 Associated Brokers / Dealers N/A CIK Number 0001626679 Filed Document 0001626679-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Comply, Inc. See All Filings	D	2015-12-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001560244 Filed Document 0001560244-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mercer Partners, L.P. See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510127 Filed Document 0001140361-15-045072 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCM HIGH YIELD TRUST See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460557 Filed Document 0001460557-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ultra Ink, Inc. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001603816 Filed Document 0001603816-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Ultimate Parent Corp. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001645070 Filed Document 0000895345-15-000314 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Glen Ridge Country Club See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001650969 Filed Document 0001214659-15-008481 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Debt
BLUEPAC PARTNERS FUND, LP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594113 Filed Document 0001013594-15-000611 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAS Partners Fund, L.P. See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001594155 Filed Document 0000899140-15-000898 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FIAM U.S. Broad Market Index Fund LP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC CIK Number 0001568701 Filed Document 0001568701-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Japan Gekirin Fund See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504518 Filed Document 0000902664-15-004551 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEXAS I STORAGE INVESTORS LIMITED PARTNERSHIP See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001659606 Filed Document 0001085037-15-000224 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MGG Specialty Finance Fund LP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627674 Filed Document 0000902664-15-004556 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NFP Holdings, LLC See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580989 Filed Document 0001580989-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SDI Private Series, LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001661299 Filed Document 0001661299-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Infrastructure Macro Income Fund, LP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564543 Filed Document 0000919574-15-008743 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LungAdvisor, Inc. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001662157 Filed Document 0001662157-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EUROPEAN HIGH YIELD FUND, L.P. See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087221 Filed Document 0001087221-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Claren Road Credit Fund, Ltd. See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474920 Filed Document 0000919574-15-008750 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Mezzanine VII Associates, LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660746 Filed Document 0001460557-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE HIGH YIELD FUND, L.P. See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000945816 Filed Document 0000945816-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Factom, Inc. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001660928 Filed Document 0001660928-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Falls Angel Fund, LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602643 Filed Document 0001140361-15-045109 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets $Not Applicable Type of Security Equity
VWP Raintree SEM, LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers ARI Financial Services, Inc. CIK Number 0001661410 Filed Document 0001661410-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Claren Road Credit Opportunities Partners, LP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474921 Filed Document 0000919574-15-008748 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cordon Associates See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661233 Filed Document 0001661233-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SpiderCloud Wireless, Inc. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $23,373,200 Associated Brokers / Dealers N/A CIK Number 0001483653 Filed Document 0001483653-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street 2016 Global Fund LP See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653588 Filed Document 0001653588-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Calmwater Real Estate Credit Offshore Fund III, LP See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661415 Filed Document 0001315863-15-000983 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street 2016 Direct Venture/Growth Fund LP See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653592 Filed Document 0001653588-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
CleanCapital LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001661459 Filed Document 0001661459-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Axonics Modulation Technologies, Inc. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $38,512,857 Associated Brokers / Dealers N/A CIK Number 0001603756 Filed Document 0001603756-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jostin Vernon Manor II, LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $1,986,000 Associated Brokers / Dealers N/A CIK Number 0001662125 Filed Document 0000906318-16-000074 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
RHA RAD Housing Partners LP See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001663035 Filed Document 0001663035-16-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Proof Artisan Distillers, LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001629523 Filed Document 0001629523-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
VALIANT CAPITAL PARTNERS OFFSHORE, LTD. See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444130 Filed Document 0000935836-15-000615 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Global Managers, LLLP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616271 Filed Document 0001616271-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
FIAM Target Date Russell 1000 Growth Index Fund, LP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC CIK Number 0001642293 Filed Document 0001642293-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KHRONOS GROUP LLC - LIQUID OPPORTUNITIES FUND (US) SERIES See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456555 Filed Document 0001013594-15-000612 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bronson Point Offshore Fund Ltd. See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476788 Filed Document 0001476788-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Venture Partners, L.P. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001661253 Filed Document 0001661253-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund