Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NHIT: STRATEGIC ALPHA TRUST See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518698 Filed Document 0001518698-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Hyprloco, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001648476 Filed Document 0001648476-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
VIDYO INC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001441971 Filed Document 0001441971-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
HEADSPACE, INC. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised $34,223,985 Associated Brokers / Dealers N/A CIK Number 0001569759 Filed Document 0001569759-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Golden Spread FinCo, L.L.C. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001661788 Filed Document 0001661788-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pan Capital Energy Fund, LP See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers USCA Securities LLC and USCA Securities LLC CIK Number 0001576519 Filed Document 0001576519-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Feingold O'Keeffe Secured Value Fund, L.P. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001374039 Filed Document 0000919574-15-008771 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Feingold O'Keeffe Secured Value Fund, Ltd. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421127 Filed Document 0000919574-15-008769 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Panda Power Annex Fund A, L.P. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC and Deutsche Bank Securities Inc. CIK Number 0001650534 Filed Document 0001140361-15-045226 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Square Partners Fund, LLC See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594077 Filed Document 0001594077-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SKYTOP FUND LLC See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503252 Filed Document 0001012975-15-000842 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wylan Energy Partners Fund II, L.P. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised $11,550,000 Associated Brokers / Dealers N/A CIK Number 0001646306 Filed Document 0001646306-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
WI Twelve Twenty LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001661521 Filed Document 0001661521-15-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Parc at Grande Pines, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $5,868,000 Associated Brokers / Dealers N/A CIK Number 0001661559 Filed Document 0001661559-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Qnect LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607627 Filed Document 0001607627-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Millrock Resources Inc See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $453,622 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001409680 Filed Document 0001409680-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Neural Analytics, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $23,646,025 Associated Brokers / Dealers N/A CIK Number 0001580096 Filed Document 0001580096-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hartford Funds Management Group, Inc. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised $72,900,000 Associated Brokers / Dealers N/A CIK Number 0001586998 Filed Document 0001586998-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Captek Topco, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $39,110,960 Associated Brokers / Dealers N/A CIK Number 0001661956 Filed Document 0001661956-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cox Point Plantation Investors, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001659563 Filed Document 0001659563-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4Tech, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $26,414,543 Associated Brokers / Dealers HitherLane Partners, LLC CIK Number 0001537672 Filed Document 0001140361-15-045276 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Offshore Multi-Strategy Fund (AUD) Ltd. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517529 Filed Document 0001575692-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Formula XO, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001594586 Filed Document 0001594586-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Star America Infrastructure Fund, LP See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540672 Filed Document 0000908662-15-000373 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Babo Botanicals, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $4,742,577 Associated Brokers / Dealers N/A CIK Number 0001661396 Filed Document 0001661396-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Series B- Hamlin SMA, a series of Green Square Private Investment Partners, LLC See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569320 Filed Document 0001569320-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Marlette Funding, LLC See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600839 Filed Document 0000935836-15-000620 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Proteus Capital, L.P. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425631 Filed Document 0001425631-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TETON WATERS RANCH LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $5,066,818 Associated Brokers / Dealers N/A CIK Number 0001613369 Filed Document 0001613369-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Marck Corp See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $2,000,061 Associated Brokers / Dealers N/A CIK Number 0001610309 Filed Document 0001610309-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RCP Fund X, LP See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Seedchange Execution Services Inc. CIK Number 0001638894 Filed Document 0001638894-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 99C, L.P. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661258 Filed Document 0000950142-15-002658 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
East Side Capital Offshore, Ltd. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345015 Filed Document 0000919574-15-008775 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marlette Funding, Inc. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603892 Filed Document 0000935836-15-000618 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Ascenso Opportunity Partners, LP See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618868 Filed Document 0001618868-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Atlantic Partners 99J, L.P. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661270 Filed Document 0000950142-15-002665 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GALECTIN THERAPEUTICS INC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001133416 Filed Document 0001133416-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
General Atlantic Partners 99E, L.P. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661261 Filed Document 0000950142-15-002660 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pan Capital Energy Offshore Fund, Ltd. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627268 Filed Document 0001627268-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lootsie, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571225 Filed Document 0001571225-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Senseonics Holdings, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616543 Filed Document 0001616543-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Wicked Tango, LLC See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001641034 Filed Document 0001641034-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
TasteMade, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $40,402,722 Associated Brokers / Dealers N/A CIK Number 0001554435 Filed Document 0001554435-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SKYTOP FUND LTD. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503256 Filed Document 0001012975-15-000843 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Concorde Pi Alternative Investment Master Fund, Ltd. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661561 Filed Document 0001661553-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Emerging Small Cap Equity Fund, L.P. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559082 Filed Document 0001575692-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PowWow, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $4,249,996 Associated Brokers / Dealers N/A CIK Number 0001619582 Filed Document 0001619582-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Appdiff, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $2,499,992 Associated Brokers / Dealers N/A CIK Number 0001661549 Filed Document 0001661549-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BRITANNIA BUSINESS CENTER I, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001661443 Filed Document 0001661443-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Priveq Investment V (A) AB See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $230,353,500 Associated Brokers / Dealers Athos Partners Limited CIK Number 0001660293 Filed Document 0001660293-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets $Not Applicable Type of Security Other