Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Concordia Municipal Opportunities Fund III, L.P. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371269 Filed Document 0001603897-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AE Industrial Partners Fund I-A, LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers N/A CIK Number 0001638866 Filed Document 0001603897-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER ASSOCIATES See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270057 Filed Document 0001140361-16-060435 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IronPlanet Holdings, Inc. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001648225 Filed Document 0001648225-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Audax Mezzanine Fund IV-B, L.P. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hana Daetoo Securities Co., Ltd. CIK Number 0001638225 Filed Document 0001638223-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WEST VALLEY PROPERTIES, INC. See All Filings	D	2016-04-05 14:41:59 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001333684 Filed Document 0001333684-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 14:41:59 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
Protein2O Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001594826 Filed Document 0000897069-16-000805 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lattice Biologics Ltd. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $299,153 Associated Brokers / Dealers N/A CIK Number 0001031020 Filed Document 0001031020-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Europa V (No. 2) Executive L.P. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671239 Filed Document 0001671239-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT CASCADE FUND LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171589 Filed Document 0001507943-16-000195 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCW Energy Group Ltd See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $2,686,162 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-16-000319 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Geofortis Pozzolans LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671379 Filed Document 0001671379-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Ostendo Technologies, Inc. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $11,801,975 Associated Brokers / Dealers N/A CIK Number 0001595777 Filed Document 0001595777-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Casto Siesta Key Investors, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $7,110,000 Associated Brokers / Dealers N/A CIK Number 0001670530 Filed Document 0000949265-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CHENAVARI EUROPEAN STRUCTURED CREDIT FUND Ltd See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574625 Filed Document 0001574625-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sitka Salmon LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $697,000 Associated Brokers / Dealers N/A CIK Number 0001638982 Filed Document 0001638982-16-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ex Ante Premier Fund, LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556212 Filed Document 0001556212-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highside Global Fund, LP See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671189 Filed Document 0001671189-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Makalu International Equity Offshore Fund, Ltd. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662839 Filed Document 0001662839-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Matt Henebry, James McKeone, and Bryant Kirt CIK Number 0001135856 Filed Document 0001135856-16-000506 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mariner CLO Opportunities Fund, L.P. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001671313 Filed Document 0001671313-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compology, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001600835 Filed Document 0001660235-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lombard International Life Assurance Co Separate Account GVL1 See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J. Alden Associates, Inc. and Lombard International Distribution Company CIK Number 0001629922 Filed Document 0001629922-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Be Girl, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001621149 Filed Document 0001621149-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Affectiva, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $14,999,998 Associated Brokers / Dealers N/A CIK Number 0001476097 Filed Document 0001476097-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MarketDial, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671285 Filed Document 0001671285-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Other
NEWPORT CYPRESS LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001259882 Filed Document 0001507943-16-000196 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medstreaming LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001651518 Filed Document 0001651518-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lotus Pad Big Sky, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001669784 Filed Document 0000949265-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN TAX AWARE EMERGING MARKETS EQUITY FUND, LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001573741 Filed Document 0001573741-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plasmology4, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001488790 Filed Document 0001488790-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Standard Partners, L.P. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568493 Filed Document 0000899140-16-001345 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HISPANICA INTERNATIONAL DELIGHTS OF AMERICA, INC. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $1,521,000 Associated Brokers / Dealers N/A CIK Number 0001579010 Filed Document 0001017386-16-000398 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Windhorse Capital Management, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001537159 Filed Document 0001537159-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GLADE BROOK PRIVATE INVESTORS IV LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638862 Filed Document 0001140361-16-060259 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BelleFox, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001670082 Filed Document 0001670082-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sapience Therapeutics, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001661731 Filed Document 0001140361-16-060261 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arquitos Capital Partners, LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548841 Filed Document 0001548841-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EB5AN HYATT BOCA FUND IV, LP See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001671329 Filed Document 0001671329-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Michael Tuttle and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-16-000505 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SALUTARIS MEDICAL DEVICES INC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001452230 Filed Document 0001452230-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Crystal Brook Capital Partners LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620055 Filed Document 0001620055-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT MESA LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199904 Filed Document 0001507943-16-000197 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKYMEDICUS, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Elite Crowdfund and US Strategic Capital CIK Number 0001652747 Filed Document 0001652747-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Shady Creek 820, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001667522 Filed Document 0001667522-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lexington Co-Investment Partners IV-B, L.P. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670314 Filed Document 0001670314-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paperspace Co. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $2,778,000 Associated Brokers / Dealers N/A CIK Number 0001671312 Filed Document 0001671312-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Rothschild Global Thematic Fund, LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638947 Filed Document 0001638947-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKF3 SF Light Industrial Holdings, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $14,600,000 Associated Brokers / Dealers N/A CIK Number 0001671136 Filed Document 0001671136-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Element 1 Corp. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $650,007 Associated Brokers / Dealers N/A CIK Number 0001557834 Filed Document 0001557834-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity