Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DSC Fund, a series of Global Endowment Targeted Strategy Fund, LP See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671256 Filed Document 0001671256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCC Mezzo1 LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $6,946,250 Associated Brokers / Dealers N/A CIK Number 0001671301 Filed Document 0001671301-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CoNextions Medical Corp See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001594787 Filed Document 0001599807-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Prudence Crandall Fund III, LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512350 Filed Document 0000902664-16-006646 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
See Jane Run, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $1,949,870 Associated Brokers / Dealers N/A CIK Number 0001671491 Filed Document 0001671491-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PECO STRATEGIC INVESTMENT FUND III LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers ROSEVIEW SECURITIES, LLC CIK Number 0001639073 Filed Document 0001639073-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
WaterSmart Software, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001519325 Filed Document 0001519325-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
THINKING CAPITAL GROUP LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601634 Filed Document 0001601634-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
One Scientific Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641403 Filed Document 0001641403-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Celadon Technology Fund VIII, LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $706,200 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001670020 Filed Document 0001670020-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ApartmentVestors Bravo Fund, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001671449 Filed Document 0001671367-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
COLLECTIVE INNOVATION, INC. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001671510 Filed Document 0001461859-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Advantage Fund LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636782 Filed Document 0001636782-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PMS Bites, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001671342 Filed Document 0001671342-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Kensington & Sons, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001583621 Filed Document 0001583621-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SSARIS Multisource Active Commodity Fund LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629119 Filed Document 0000905718-16-001295 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
V.E.C. Indian Special Situations Fund Ltd. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546496 Filed Document 0001546495-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEINBERG INDIA EMERGING OPPORTUNITIES FUND Ltd See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cresta Westhall LLP CIK Number 0001539089 Filed Document 0001315863-16-001362 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tablelist, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001613889 Filed Document 0001613889-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Iteros, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001671512 Filed Document 0001104659-16-110159 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Dispatch Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $2,075,164 Associated Brokers / Dealers N/A CIK Number 0001665919 Filed Document 0001665919-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Core Nutrition, LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $19,500,000 Associated Brokers / Dealers N/A CIK Number 0001599602 Filed Document 0001599602-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Concordia G-10 Fixed Income Relative Value, Ltd. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603897 Filed Document 0001603897-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AE Industrial Partners Fund I-B, LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers N/A CIK Number 0001638867 Filed Document 0001603897-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER PLUS OFFSHORE FUND, LTD See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372812 Filed Document 0001140361-16-060439 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Titan Corporate Equity Opportunities Fund I - A, LP See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001671458 Filed Document 0001671458-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simpa Networks, Inc. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $12,812,383 Associated Brokers / Dealers N/A CIK Number 0001507199 Filed Document 0001507199-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Arden Real Estate Partners II, L.P. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Clifton Larson Allen Wealth Advisors LLC CIK Number 0001607386 Filed Document 0001607386-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Vital HealthTell Investors LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $2,055,250 Associated Brokers / Dealers N/A CIK Number 0001574621 Filed Document 0001548864-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
RYU APPAREL INC. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $25,103 Associated Brokers / Dealers N/A CIK Number 0001472601 Filed Document 0001085037-16-000280 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bold Partners LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396329 Filed Document 0000905729-16-000505 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Great Lakes Forests 1 LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $64,900,000 Associated Brokers / Dealers N/A CIK Number 0001671588 Filed Document 0001671588-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Stone Milliner Macro Fund Inc. See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539462 Filed Document 0000943663-16-000385 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garda Fixed Income Relative Value Opportunity Fund Ltd. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001671404 Filed Document 0001671404-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hub City Lofts, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $2,680,000 Associated Brokers / Dealers N/A CIK Number 0001671367 Filed Document 0001671367-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tishman Speyer European Real Estate Venture VII, L.P. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671095 Filed Document 0001507264-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TF Complex LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $808,000 Associated Brokers / Dealers N/A CIK Number 0001595039 Filed Document 0001595039-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Twain Note Issuer 8 LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $18,980,841 Associated Brokers / Dealers N/A CIK Number 0001671262 Filed Document 0001671262-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
LOWELL COPPER LTD. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $1,545,157 Associated Brokers / Dealers N/A CIK Number 0001581733 Filed Document 0001183740-16-000320 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Point Global Communications & Technology Fund LP See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001405390 Filed Document 0000935836-16-000856 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BR GTR ORANGE PARK INVESTMENT, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $94,000 Associated Brokers / Dealers N/A CIK Number 0001616699 Filed Document 0001616699-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Clear Creek Holdings, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001671320 Filed Document 0000896595-16-000058 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
PPE Utica #1, L.P. See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $1,980,000 Associated Brokers / Dealers N/A CIK Number 0001671182 Filed Document 0001671182-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
V.E.C. Indian Special Situations Fund LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546495 Filed Document 0001546495-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BNY SERIES OFFSHORE FUND SPC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001442708 Filed Document 0000945621-16-000561 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Global Holdings, LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $2,000,250 Associated Brokers / Dealers N/A CIK Number 0001469354 Filed Document 0001469354-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FBV 1C1 LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001671365 Filed Document 0001671365-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CarbonLite Holdings LLC See All Filings	D/A	2016-04-06 00:00:00 UTC
Amount To Be Raised $14,365,000 Associated Brokers / Dealers N/A CIK Number 0001595903 Filed Document 0001595903-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capitol Waste & Recycling Services, LLC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $1,160,940 Associated Brokers / Dealers N/A CIK Number 0001671041 Filed Document 0001671041-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
INDUSTRIAL SERVICES OF AMERICA INC See All Filings	D	2016-04-06 00:00:00 UTC
Amount To Be Raised $90,240 Associated Brokers / Dealers N/A CIK Number 0000004187 Filed Document 0000004187-16-000036 Exclusions or Exemptions 506b Accepted Date 2016-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity