Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BP Capital Energy Horizons Fund, L.P. See All Filings	D/A	2016-05-26 11:13:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609235 Filed Document 0001609235-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 11:13:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Trian SPV IX, L.P. See All Filings	D/A	2016-05-26 11:06:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608976 Filed Document 0000902664-16-007210 Exclusions or Exemptions 506b Accepted Date 2016-05-26 11:06:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadway (WH), LLC See All Filings	D	2016-05-26 10:55:33 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers n/a CIK Number 0001675529 Filed Document 0001675529-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 10:55:33 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ViSalus, Inc. See All Filings	D	2016-05-26 10:46:14 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Jones Trading Institutional Services LLC CIK Number 0001552860 Filed Document 0001552860-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-26 10:46:14 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Arrowstreet Capital Global All Country Alpha Extension Fund (Cayman) Ltd See All Filings	D	2016-05-26 10:39:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675656 Filed Document 0001675656-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 10:39:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EagleDream Health Inc. See All Filings	D	2016-05-26 10:33:04 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001632023 Filed Document 0001632023-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-26 10:33:04 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Accelerate Learning Inc. See All Filings	D	2016-05-26 10:27:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001675642 Filed Document 0001675642-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 10:27:58 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TSP VALUE & INCOME FUND, L.P. See All Filings	D/A	2016-05-26 10:16:56 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001630445 Filed Document 0001630445-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-26 10:16:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pura Vida Onshore Fund One, LP See All Filings	D/A	2016-05-26 10:05:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan Russell Darnell and David Sanchez CIK Number 0001560175 Filed Document 0000919574-16-013403 Exclusions or Exemptions 506b Accepted Date 2016-05-26 10:05:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Croupier Prive Private Equity Fund LP See All Filings	D/A	2016-05-26 10:05:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414988 Filed Document 0001458551-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-26 10:05:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG MPLX Holdings, LLC See All Filings	D	2016-05-26 10:03:53 UTC
Amount To Be Raised $123,616,035 Associated Brokers / Dealers N/A CIK Number 0001673360 Filed Document 0001673360-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 10:03:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Total Keystone Partners, LLC See All Filings	D	2016-05-26 09:58:53 UTC
Amount To Be Raised $3,477,500 Associated Brokers / Dealers none CIK Number 0001675349 Filed Document 0001675349-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-26 09:58:53 UTC Type of Offering D Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Croupier Prive Private Equity Offshore Fund Ltd See All Filings	D/A	2016-05-26 09:56:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458551 Filed Document 0001458551-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-26 09:56:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMI PALM TREE SPRING TIME CAPITAL LLC See All Filings	D	2016-05-26 09:41:16 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001675646 Filed Document 0001675646-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 09:41:16 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Spectrum Living, LLC See All Filings	D	2016-05-26 09:40:06 UTC
Amount To Be Raised $6,220,000 Associated Brokers / Dealers N/A CIK Number 0001675649 Filed Document 0001675649-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 09:40:06 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MONUMENT CITY BREWING COMPANY, LLC See All Filings	D	2016-05-26 09:35:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001668807 Filed Document 0001668807-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 09:35:19 UTC Type of Offering D Industry Manufacturing Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DroneShield Ltd See All Filings	D	2016-05-26 09:27:13 UTC
Amount To Be Raised $5,153,120 Associated Brokers / Dealers KJM Securities, Inc. and Neal Berger CIK Number 0001671541 Filed Document 0001671541-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-26 09:27:13 UTC Type of Offering D Industry Other Technology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
TransMedics, Inc. See All Filings	D	2016-05-26 09:23:54 UTC
Amount To Be Raised $51,229,735 Associated Brokers / Dealers N/A CIK Number 0001092287 Filed Document 0001092287-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-26 09:23:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon European Credit Opportunities Fund Offshore Ltd. See All Filings	D/A	2016-05-26 09:04:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643151 Filed Document 0001315863-16-001507 Exclusions or Exemptions 506b Accepted Date 2016-05-26 09:04:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon European Credit Opportunities Fund LP See All Filings	D/A	2016-05-26 09:02:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643150 Filed Document 0001315863-16-001506 Exclusions or Exemptions 506b Accepted Date 2016-05-26 09:02:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Payfully Corp See All Filings	D/A	2016-05-26 08:58:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001668024 Filed Document 0001668024-16-000003 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-05-26 08:58:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-26 07:13:59 UTC
Amount To Be Raised $2,800,210 Associated Brokers / Dealers Jason Burlie, James Clary, and Anthony Perricelli CIK Number 0001135856 Filed Document 0001135856-16-000566 Exclusions or Exemptions 506b Accepted Date 2016-05-26 07:13:59 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-26 07:09:39 UTC
Amount To Be Raised $19,785,664 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, Dave Buckalew, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000565 Exclusions or Exemptions 506b Accepted Date 2016-05-26 07:09:39 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RWC Asia Opportunity Fund Ltd See All Filings	D/A	2016-05-26 06:10:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642299 Filed Document 0000902664-16-007209 Exclusions or Exemptions 506b Accepted Date 2016-05-26 06:10:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viewzr, LLC See All Filings	D	2016-05-25 22:05:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672874 Filed Document 0001672874-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-25 22:05:48 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
A-HCD-18-Fund, a series of AngelList-BW-Funds, LLC See All Filings	D	2016-05-25 21:56:43 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001674851 Filed Document 0001674851-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-25 21:56:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-KSE-13-Fund, a series of AX-SoGe-Funds, LLC See All Filings	D	2016-05-25 21:42:38 UTC
Amount To Be Raised $119,467 Associated Brokers / Dealers N/A CIK Number 0001652656 Filed Document 0001652656-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-25 21:42:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIVATE EQUITY STRATEGIC OPPORTUNITIES FUND III (OFFSHORE), L.P. See All Filings	D	2016-05-25 21:17:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. and NT GLOBAL ADVISORS, INC. CIK Number 0001672698 Filed Document 0001672698-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-25 21:17:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PRIVATE EQUITY STRATEGIC OPPORTUNITIES FUND III, L.P. See All Filings	D	2016-05-25 21:17:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001672697 Filed Document 0001672697-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-25 21:17:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Snapchat Inc See All Filings	D/A	2016-05-25 21:13:21 UTC
Amount To Be Raised $1,808,560,006 Associated Brokers / Dealers N/A CIK Number 0001564408 Filed Document 0001564408-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-25 21:13:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Newlight Technologies, LLC See All Filings	D/A	2016-05-25 20:53:43 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001566740 Filed Document 0001566740-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-25 20:53:43 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
trueEX Group LLC See All Filings	D	2016-05-25 20:40:38 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001525510 Filed Document 0001382963-16-000166 Exclusions or Exemptions 506b Accepted Date 2016-05-25 20:40:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DANBURY SURGICAL CENTER LP See All Filings	D	2016-05-25 20:12:46 UTC
Amount To Be Raised $534,000 Associated Brokers / Dealers N/A CIK Number 0001421126 Filed Document 0001421126-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-25 20:12:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Deer Creek Fund, L.P. See All Filings	D/A	2016-05-25 20:11:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001217764 Filed Document 0001095449-16-000252 Exclusions or Exemptions 506b Accepted Date 2016-05-25 20:11:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nvest, Inc. See All Filings	D	2016-05-25 19:28:47 UTC
Amount To Be Raised $29,999,999 Associated Brokers / Dealers N/A CIK Number 0001398400 Filed Document 0000950103-16-013588 Exclusions or Exemptions 506b Accepted Date 2016-05-25 19:28:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Centauri Holdings, LLC See All Filings	D	2016-05-25 19:15:55 UTC
Amount To Be Raised $12,800,000 Associated Brokers / Dealers N/A CIK Number 0001675636 Filed Document 0001675636-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-25 19:15:55 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Arcview Group See All Filings	D/A	2016-05-25 19:10:46 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001663637 Filed Document 0001663637-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-25 19:10:46 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICQ CPE I-B, L.P. See All Filings	D	2016-05-25 18:57:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675575 Filed Document 0001675575-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-25 18:57:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICQ Investments EW, LP See All Filings	D	2016-05-25 18:36:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675573 Filed Document 0001675574-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-25 18:36:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pop's Pastrami I LLC See All Filings	D	2016-05-25 18:36:26 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001644182 Filed Document 0001644182-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-25 18:36:26 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rain City Capital, LLC See All Filings	D	2016-05-25 18:35:13 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001512803 Filed Document 0001512803-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-25 18:35:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ICQ CPE I, L.P. See All Filings	D	2016-05-25 18:35:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675574 Filed Document 0001675574-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-25 18:35:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EPO Onshore Partners LP See All Filings	D	2016-05-25 18:28:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675624 Filed Document 0001675624-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-25 18:28:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deep Cell Industries Inc. See All Filings	D/A	2016-05-25 18:23:19 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001658144 Filed Document 0001658144-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-25 18:23:19 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Sama Resources Inc./Ressources Sama Inc. See All Filings	D	2016-05-25 18:15:24 UTC
Amount To Be Raised $552,969 Associated Brokers / Dealers N/A CIK Number 0001475252 Filed Document 0001140361-16-067161 Exclusions or Exemptions 506b Accepted Date 2016-05-25 18:15:24 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Route 92 Medical, Inc. See All Filings	D	2016-05-25 17:57:24 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001675633 Filed Document 0001675633-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-25 17:57:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OncoResponse Inc See All Filings	D/A	2016-05-25 17:48:08 UTC
Amount To Be Raised $28,224,448 Associated Brokers / Dealers N/A CIK Number 0001655774 Filed Document 0001655774-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-25 17:48:08 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 60, LLC See All Filings	D	2016-05-25 17:46:20 UTC
Amount To Be Raised $696,000 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001674957 Filed Document 0001674957-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-25 17:46:20 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Prepared Health, Inc. See All Filings	D	2016-05-25 17:43:26 UTC
Amount To Be Raised $197,000 Associated Brokers / Dealers N/A CIK Number 0001675618 Filed Document 0001675618-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-25 17:43:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Harrell Bancshares, Inc. See All Filings	D	2016-05-25 17:32:29 UTC
Amount To Be Raised $2,319,273 Associated Brokers / Dealers N/A CIK Number 0001675024 Filed Document 0001245105-16-000077 Exclusions or Exemptions 506b Accepted Date 2016-05-25 17:32:29 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity