Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
InMotionNow, Inc. See All Filings	D/A	2016-05-26 18:14:58 UTC
Amount To Be Raised $3,084,997 Associated Brokers / Dealers N/A CIK Number 0001539567 Filed Document 0001539567-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 18:14:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
angelMD Syndicate, LLC Aluminum Series Syndicate II See All Filings	D	2016-05-26 18:12:44 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001673644 Filed Document 0001673644-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 18:12:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SV Life Sciences Fund VI, L.P. See All Filings	D/A	2016-05-26 17:15:12 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Crito Capital LLC CIK Number 0001642251 Filed Document 0001642251-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:15:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Crayhill Strategic Opportunity Fund LP See All Filings	D	2016-05-26 17:13:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675683 Filed Document 0001315863-16-001508 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:13:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TOCA Football, Inc. See All Filings	D	2016-05-26 17:13:03 UTC
Amount To Be Raised $2,209,000 Associated Brokers / Dealers N/A CIK Number 0001675690 Filed Document 0001675690-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:13:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aspire Bariatrics, Inc. See All Filings	D	2016-05-26 17:09:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001538993 Filed Document 0001538993-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:09:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Litesprite, Inc. See All Filings	D	2016-05-26 17:05:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613849 Filed Document 0001613849-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:05:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Inventergy Global, Inc. See All Filings	D	2016-05-26 17:01:51 UTC
Amount To Be Raised $369,000 Associated Brokers / Dealers N/A CIK Number 0001084752 Filed Document 0001465818-16-000105 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:01:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Paris Finance III, LLC See All Filings	D	2016-05-26 17:01:14 UTC
Amount To Be Raised $135,500,000 Associated Brokers / Dealers N/A CIK Number 0001675754 Filed Document 0001675754-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:01:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Equity Holdings L.P. See All Filings	D	2016-05-26 17:01:00 UTC
Amount To Be Raised $1,120,000,000 Associated Brokers / Dealers N/A CIK Number 0001674992 Filed Document 0001674992-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:01:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HAWAIIAN WATER & PACKAGING LLC See All Filings	D	2016-05-26 16:58:07 UTC
Amount To Be Raised $715,000 Associated Brokers / Dealers N/A CIK Number 0001674782 Filed Document 0001674782-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 16:58:07 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
NewVistas LLC See All Filings	D/A	2016-05-26 16:56:21 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Richard L. Judd CIK Number 0001656079 Filed Document 0001656079-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-26 16:56:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
TOCA Football, Inc. See All Filings	D	2016-05-26 16:46:27 UTC
Amount To Be Raised $4,051,000 Associated Brokers / Dealers N/A CIK Number 0001675690 Filed Document 0001675690-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 16:46:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AirProxima Inc. See All Filings	D	2016-05-26 16:27:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001675479 Filed Document 0001675479-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 16:27:15 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Other
JJT, INC. See All Filings	D	2016-05-26 16:24:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001675674 Filed Document 0001675674-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 16:24:24 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AIR INDUSTRIES GROUP See All Filings	D	2016-05-26 16:16:18 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. and Craig-Hallum Capital Group LLC CIK Number 0001009891 Filed Document 0001193805-16-003351 Exclusions or Exemptions 506b Accepted Date 2016-05-26 16:16:18 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
PERMIAN FUND LP See All Filings	D/A	2016-05-26 16:10:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455423 Filed Document 0000905718-16-001460 Exclusions or Exemptions 506b Accepted Date 2016-05-26 16:10:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KOIO COLLECTIVE, INC. See All Filings	D	2016-05-26 16:08:01 UTC
Amount To Be Raised $1,310,000 Associated Brokers / Dealers N/A CIK Number 0001675700 Filed Document 0001675700-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 16:08:01 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADI Investment Holdings, LLC See All Filings	D	2016-05-26 16:06:49 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers N/A CIK Number 0001675540 Filed Document 0001675540-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 16:06:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Remote Sensing Metrics, LLC See All Filings	D	2016-05-26 16:05:03 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001569464 Filed Document 0001569464-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 16:05:03 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fiduciary Income, Inc. See All Filings	D	2016-05-26 15:58:34 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001675697 Filed Document 0001675697-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 15:58:34 UTC Type of Offering D Industry Investing Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Partners Group Credit Opportunities 2016 (USD) A, L.P. See All Filings	D	2016-05-26 15:55:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675675 Filed Document 0001675675-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 15:55:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SDM Commodities, LP See All Filings	D/A	2016-05-26 15:21:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643453 Filed Document 0001643453-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 15:21:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InMotionNow, Inc. See All Filings	D	2016-05-26 15:18:09 UTC
Amount To Be Raised $3,084,997 Associated Brokers / Dealers N/A CIK Number 0001539567 Filed Document 0001539567-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 15:18:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
IAF 30 LP See All Filings	D	2016-05-26 15:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001675604 Filed Document 0001675604-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 15:02:31 UTC Type of Offering D Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
SOUTHERN SILVER EXPLORATION CORP See All Filings	D	2016-05-26 14:52:07 UTC
Amount To Be Raised $337,000 Associated Brokers / Dealers N/A CIK Number 0001397616 Filed Document 0001397616-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-26 14:52:07 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
VISIBLEHAND, INC. See All Filings	D	2016-05-26 14:51:12 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001675553 Filed Document 0001675553-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-26 14:51:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Geordan Medical Consulting, Inc. See All Filings	D	2016-05-26 14:46:41 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001675712 Filed Document 0001675712-16-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2016-05-26 14:46:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UrbanSitter, Inc. See All Filings	D	2016-05-26 14:37:15 UTC
Amount To Be Raised $201,120 Associated Brokers / Dealers N/A CIK Number 0001537586 Filed Document 0001537586-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 14:37:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
MDS 2016-Marcellus Shale Development, LP See All Filings	D	2016-05-26 14:21:53 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers AUSDAL FINANCIAL PARTNERS, INC., BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., CAMBRIDGE INVESTMENT RESEARCH, INC., CENTER STREET SECURITIES, INC., CHAPIN DAVIS, INC., COASTAL EQUITIES, INC., DEMPSEY LORD SMITH, LLC, IBN FINANCIAL SERVICES, INC., NEWBRIDGE SECURITIES CORPORATION, TRANSAM SECURITIES, INC., TRIAD ADVISORS, INC., and VOYA FINANCIAL ADVISORS, INC. CIK Number 0001675699 Filed Document 0001675699-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 14:21:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Zup See All Filings	D	2016-05-26 14:11:47 UTC
Amount To Be Raised $2,571,333 Associated Brokers / Dealers N/A CIK Number 0001675474 Filed Document 0001675474-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 14:11:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ESG Intrepid Fund LP See All Filings	D	2016-05-26 14:11:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675570 Filed Document 0000919574-16-013405 Exclusions or Exemptions 506b Accepted Date 2016-05-26 14:11:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GC Athena Co-Invest, L.P. See All Filings	D	2016-05-26 14:10:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675379 Filed Document 0001675379-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 14:10:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clinton Investors, LLC See All Filings	D	2016-05-26 14:05:51 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001675677 Filed Document 0001675677-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 14:05:51 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
F48 Ventures, LLC See All Filings	D	2016-05-26 14:02:57 UTC
Amount To Be Raised $10,050,000 Associated Brokers / Dealers N/A CIK Number 0001675549 Filed Document 0001675549-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 14:02:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SilverVue, Inc. See All Filings	D	2016-05-26 13:38:42 UTC
Amount To Be Raised $19,202,315 Associated Brokers / Dealers N/A CIK Number 0001675221 Filed Document 0001675221-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 13:38:42 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CORNERSTONE CAPITAL RESOURCES INC See All Filings	D	2016-05-26 13:36:44 UTC
Amount To Be Raised $1,053,666 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001220542 Filed Document 0001534122-16-000104 Exclusions or Exemptions 506b Accepted Date 2016-05-26 13:36:44 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Archview ERISA Fund Ltd. See All Filings	D/A	2016-05-26 13:29:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KELSON CAPITAL LLC CIK Number 0001641971 Filed Document 0001641971-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 13:29:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Legacy Matrix Niche Strategies, LLC See All Filings	D/A	2016-05-26 13:28:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Management Partners, Inc. CIK Number 0001638144 Filed Document 0001638144-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-26 13:28:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archview ERISA Master Fund Ltd. See All Filings	D/A	2016-05-26 13:26:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641970 Filed Document 0001641970-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 13:26:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aqua Metals, Inc. See All Filings	D	2016-05-26 13:25:48 UTC
Amount To Be Raised $15,121,651 Associated Brokers / Dealers National Securities Corporation CIK Number 0001621832 Filed Document 0001667067-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 13:25:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RockStep Meridian LLC See All Filings	D	2016-05-26 13:23:22 UTC
Amount To Be Raised $11,850,000 Associated Brokers / Dealers N/A CIK Number 0001675096 Filed Document 0001209191-16-123460 Exclusions or Exemptions 506b Accepted Date 2016-05-26 13:23:22 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BP Receivables Funding Trust See All Filings	D	2016-05-26 13:23:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675705 Filed Document 0001675705-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 13:23:10 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
New Legacy Fund, LP See All Filings	D/A	2016-05-26 13:12:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638134 Filed Document 0001638134-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-26 13:12:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA/ASV 625 Adams Preferred Equity, LLC See All Filings	D	2016-05-26 13:11:14 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001675249 Filed Document 0001675249-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 13:11:14 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 229, LLC See All Filings	D	2016-05-26 12:59:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001674871 Filed Document 0001674871-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 12:59:40 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
NEWPORT WEST POINTE, LLC See All Filings	D	2016-05-26 12:50:07 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001675246 Filed Document 0001675246-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 12:50:07 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PLANETARY RESOURCES, INC. See All Filings	D/A	2016-05-26 12:49:17 UTC
Amount To Be Raised $33,844,416 Associated Brokers / Dealers N/A CIK Number 0001656177 Filed Document 0001656177-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 12:49:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Kwippo, Inc. See All Filings	D/A	2016-05-26 12:46:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001662145 Filed Document 0001675658-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 12:46:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Urban Innovation Fund I, LP See All Filings	D	2016-05-26 12:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675561 Filed Document 0001675561-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 12:46:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity