Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Funding Gates Corp See All Filings	D	2016-07-27 15:09:28 UTC
Amount To Be Raised $2,307,819 Associated Brokers / Dealers N/A CIK Number 0001525001 Filed Document 0001525001-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 15:09:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
TW Commerce - Arboretum, L.L.C. See All Filings	D	2016-07-27 15:03:27 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001680896 Filed Document 0001680896-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 15:03:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Brown Advisory Investors 2016 - CMP VII, LLLP See All Filings	D	2016-07-27 14:44:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680882 Filed Document 0001680882-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 14:44:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Westover CM Apartments LLC See All Filings	D	2016-07-27 14:38:52 UTC
Amount To Be Raised $5,560,000 Associated Brokers / Dealers N/A CIK Number 0001679945 Filed Document 0001679945-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 14:38:52 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Z5 INVENTORY, INC. See All Filings	D	2016-07-27 14:37:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001680675 Filed Document 0001680675-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 14:37:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Acuity Polymers, Inc. See All Filings	D/A	2016-07-27 14:29:20 UTC
Amount To Be Raised $1,333,000 Associated Brokers / Dealers N/A CIK Number 0001669332 Filed Document 0001677746-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 14:29:20 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Visionnaire Ventures Fund II, L.P. See All Filings	D	2016-07-27 14:28:53 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001680324 Filed Document 0001680324-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 14:28:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viggi Kids Corp. See All Filings	D	2016-07-27 14:24:36 UTC
Amount To Be Raised $1,027,216 Associated Brokers / Dealers N/A CIK Number 0001677746 Filed Document 0001677746-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 14:24:36 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DraperDragon Innovation Fund III, L.P. See All Filings	D	2016-07-27 14:22:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680744 Filed Document 0001680744-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 14:22:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRADSCHOOLLOANS, INC. See All Filings	D	2016-07-27 14:20:10 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001621052 Filed Document 0001621052-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-27 14:20:10 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cary Street Partners Holdings, LLC See All Filings	D/A	2016-07-27 14:16:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Doug Stewart, Walter Bayne, Andre Pineda, R. Christopher Walters, and Mike McCool CIK Number 0001475045 Filed Document 0001475045-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 14:16:56 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Erasmus Capital, LP See All Filings	D	2016-07-27 13:57:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680140 Filed Document 0001680140-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:57:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cirkul, Inc. See All Filings	D/A	2016-07-27 13:46:32 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001678810 Filed Document 0001678810-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-27 13:46:32 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Global Access Portfolios LLC See All Filings	D/A	2016-07-27 13:44:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities L.L.C. CIK Number 0001415522 Filed Document 0000950142-16-004180 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:44:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Access Portfolios LLC See All Filings	D/A	2016-07-27 13:42:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0000950142-16-004179 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:42:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Access Portfolios LLC See All Filings	D/A	2016-07-27 13:41:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0000950142-16-004178 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:41:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Access Portfolios LLC See All Filings	D/A	2016-07-27 13:39:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0000950142-16-004177 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:39:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Access Portfolios LLC See All Filings	D/A	2016-07-27 13:38:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0000950142-16-004176 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:38:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Access Portfolios LLC See All Filings	D/A	2016-07-27 13:35:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415522 Filed Document 0000950142-16-004175 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:35:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Markable, Inc. See All Filings	D	2016-07-27 13:35:13 UTC
Amount To Be Raised $2,839,358 Associated Brokers / Dealers N/A CIK Number 0001680810 Filed Document 0001680810-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:35:13 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Global Access Portfolios LLC See All Filings	D/A	2016-07-27 13:34:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415522 Filed Document 0000950142-16-004174 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:34:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Access Strategies SPC Ltd. See All Filings	D/A	2016-07-27 13:28:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001539833 Filed Document 0000950142-16-004173 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:28:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Access Strategies LLC See All Filings	D/A	2016-07-27 13:27:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001492060 Filed Document 0000950142-16-004172 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:27:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL ACCESS MASTER SPC LTD. See All Filings	D/A	2016-07-27 13:25:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001414428 Filed Document 0000950142-16-004171 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:25:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brother Justus Whiskey Co. LLC See All Filings	D	2016-07-27 13:22:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001680758 Filed Document 0001680758-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:22:03 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Fracture ID, Inc. See All Filings	D	2016-07-27 13:19:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001680879 Filed Document 0001680879-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:19:56 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Standard Life Investments Global Absolute Return Strategies Onshore Feeder Fund, LP See All Filings	D/A	2016-07-27 13:16:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001475478 Filed Document 0001475478-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:16:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILLRACE FUND LP See All Filings	D/A	2016-07-27 13:15:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ziv Investment Comapany CIK Number 0001165580 Filed Document 0000919574-16-014334 Exclusions or Exemptions 506b Accepted Date 2016-07-27 13:15:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PEN INC. See All Filings	D	2016-07-27 13:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carleton McKenna Advisors LLC. CIK Number 0000891417 Filed Document 0001493152-16-011799 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-27 13:14:10 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BIODESIX INC See All Filings	D	2016-07-27 12:55:14 UTC
Amount To Be Raised $7,208,382 Associated Brokers / Dealers N/A CIK Number 0001439725 Filed Document 0001439725-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-27 12:55:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Stronghold LMP I, LP See All Filings	D	2016-07-27 12:47:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679900 Filed Document 0000950142-16-004170 Exclusions or Exemptions 506b Accepted Date 2016-07-27 12:47:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 67, LLC See All Filings	D	2016-07-27 12:37:38 UTC
Amount To Be Raised $915,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001680263 Filed Document 0001680263-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 12:37:38 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Vector Center LLC See All Filings	D/A	2016-07-27 12:34:27 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001648855 Filed Document 0001648855-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 12:34:27 UTC Type of Offering D/A Industry Business Services Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ceapro Inc. See All Filings	D	2016-07-27 12:29:45 UTC
Amount To Be Raised $7,713,074 Associated Brokers / Dealers Echelon Wealth Partners Inc. CIK Number 0001680765 Filed Document 0001680765-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 12:29:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALBERTA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cape Point Holdings, Inc. See All Filings	D	2016-07-27 12:20:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001680854 Filed Document 0001391609-16-000529 Exclusions or Exemptions 506b Accepted Date 2016-07-27 12:20:35 UTC Type of Offering D Industry Other Principal Place of Business MEXICO Revenue or Assets $No Revenues Type of Security Equity
McClain Creek Joint Venture See All Filings	D/A	2016-07-27 11:57:37 UTC
Amount To Be Raised $334,838 Associated Brokers / Dealers N/A CIK Number 0001674925 Filed Document 0001674925-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:57:37 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Automile Inc. See All Filings	D	2016-07-27 11:38:05 UTC
Amount To Be Raised $6,199,998 Associated Brokers / Dealers N/A CIK Number 0001680601 Filed Document 0001680601-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:38:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2016 - CMP VII (TE), LLLP See All Filings	D	2016-07-27 11:35:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680754 Filed Document 0001680753-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:35:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Astro, Inc See All Filings	D	2016-07-27 11:33:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001610901 Filed Document 0001610901-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:33:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DDL Holding L.P. See All Filings	D	2016-07-27 11:31:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680726 Filed Document 0001680726-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:31:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Davidson Kempner Special Opportunities Fund III-A LP See All Filings	D	2016-07-27 11:31:35 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001680819 Filed Document 0000902664-16-007715 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:31:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuLegacy Gold Corp See All Filings	D	2016-07-27 11:28:24 UTC
Amount To Be Raised $3,504,280 Associated Brokers / Dealers N/A CIK Number 0001502758 Filed Document 0001502758-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:28:24 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2016 - Bain Capital Venture Fund 2016, LLLP See All Filings	D	2016-07-27 11:24:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680753 Filed Document 0001680753-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:24:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Immedia Semiconductor, Inc. See All Filings	D	2016-07-27 11:12:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595922 Filed Document 0001595922-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 11:12:45 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Informatics In Context, Inc. See All Filings	D	2016-07-27 10:59:03 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001574025 Filed Document 0001574025-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 10:59:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
SVELTE MEDICAL SYSTEMS INC See All Filings	D	2016-07-27 10:47:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001396555 Filed Document 0001396555-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-27 10:47:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
First Hedge Pooled Investment Vehicle LLC See All Filings	D/A	2016-07-27 10:43:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612353 Filed Document 0001612353-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 10:43:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Horizon MH Fund I Feeder, LLC See All Filings	D/A	2016-07-27 10:42:12 UTC
Amount To Be Raised $12,370,000 Associated Brokers / Dealers N/A CIK Number 0001667397 Filed Document 0001140361-16-073464 Exclusions or Exemptions 506b Accepted Date 2016-07-27 10:42:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Engle Capital Partners Offshore, Ltd. See All Filings	D/A	2016-07-27 10:36:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644208 Filed Document 0001012975-16-001367 Exclusions or Exemptions 506b Accepted Date 2016-07-27 10:36:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASB ALLEGIANCE REAL ESTATE FUND, LP See All Filings	D/A	2016-07-27 10:16:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583736 Filed Document 0001583736-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 10:16:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund