Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund See All Filings	D/A	2016-07-27 20:15:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405365 Filed Document 0001405365-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:15:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison Reed, Inc. See All Filings	D	2016-07-27 20:14:48 UTC
Amount To Be Raised $12,148,497 Associated Brokers / Dealers N/A CIK Number 0001575218 Filed Document 0001575218-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:14:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
4645 Live Oak, LLC See All Filings	D	2016-07-27 20:05:41 UTC
Amount To Be Raised $4,977,000 Associated Brokers / Dealers N/A CIK Number 0001680870 Filed Document 0001019687-16-007029 Exclusions or Exemptions 506b Accepted Date 2016-07-27 20:05:41 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND See All Filings	D/A	2016-07-27 19:52:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405388 Filed Document 0001405796-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 19:52:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZEV TECHNOLOGIES, INC. See All Filings	D	2016-07-27 19:48:28 UTC
Amount To Be Raised $865,500 Associated Brokers / Dealers N/A CIK Number 0001679789 Filed Document 0001679789-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 19:48:28 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Acumen Brands, Inc. See All Filings	D	2016-07-27 19:26:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001507864 Filed Document 0001507864-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 19:26:56 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Correlation Ventures II, L.P. See All Filings	D/A	2016-07-27 19:12:40 UTC
Amount To Be Raised $187,800,000 Associated Brokers / Dealers George Skouras and Jeff Orenstein CIK Number 0001637754 Filed Document 0001637754-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 19:12:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CMB SOUTHEAST INFRASTRUCTURE INVESTMENT GROUP 54, LP See All Filings	D	2016-07-27 18:50:21 UTC
Amount To Be Raised $29,700,000 Associated Brokers / Dealers CMB Swiss Co GmbH CIK Number 0001679441 Filed Document 0001679441-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:50:21 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
SANTIAGO RODEO VILLAS, A CALIFORNIA LIMITED PARTNERSHIP See All Filings	D	2016-07-27 18:46:17 UTC
Amount To Be Raised $1,204,080 Associated Brokers / Dealers N/A CIK Number 0001680609 Filed Document 0001680609-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:46:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Watermill-EMI Partners, LP See All Filings	D	2016-07-27 18:41:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680178 Filed Document 0001646473-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:41:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEBULA INVESTMENTS, LP See All Filings	D	2016-07-27 18:36:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680933 Filed Document 0001680933-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:36:22 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Watermill-EMI Investor Partners, LLC See All Filings	D	2016-07-27 18:31:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680177 Filed Document 0001646473-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:31:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWN Costa Rica Investors, LLC See All Filings	D	2016-07-27 18:17:20 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001680295 Filed Document 0001680295-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:17:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
BLACKLINE SAFETY CORP. See All Filings	D	2016-07-27 18:16:35 UTC
Amount To Be Raised $6,562,500 Associated Brokers / Dealers N/A CIK Number 0001680711 Filed Document 0001680711-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:16:35 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
EB5 Eastlake LLC See All Filings	D	2016-07-27 18:14:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001680676 Filed Document 0001680676-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:14:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
WATERMILL-QMC HOLDINGS, CORP. See All Filings	D/A	2016-07-27 18:10:31 UTC
Amount To Be Raised $38,045,000 Associated Brokers / Dealers N/A CIK Number 0001646473 Filed Document 0001646473-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:10:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND See All Filings	D/A	2016-07-27 18:08:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405388 Filed Document 0001405388-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 18:08:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Justice, LLC See All Filings	D	2016-07-27 17:43:18 UTC
Amount To Be Raised $4,806,000 Associated Brokers / Dealers N/A CIK Number 0001680811 Filed Document 0001680811-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:43:18 UTC Type of Offering D Industry Retailing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Focus Capital Management LLC See All Filings	D/A	2016-07-27 17:41:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584213 Filed Document 0001671857-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:41:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shattuck Labs, Inc. See All Filings	D	2016-07-27 17:41:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001680367 Filed Document 0001680367-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:41:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HARDWOODS DISTRIBUTION INC. See All Filings	D	2016-07-27 17:36:39 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001679764 Filed Document 0001591408-16-000026 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:36:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
REVELO RESOURCES CORP. See All Filings	D	2016-07-27 17:35:46 UTC
Amount To Be Raised $2,118,293 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. and Ecoban Securities Corporation CIK Number 0001432938 Filed Document 0001534122-16-000109 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:35:46 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Crooked Lane Brewing Co See All Filings	D/A	2016-07-27 17:31:31 UTC
Amount To Be Raised $88,000 Associated Brokers / Dealers N/A CIK Number 0001655885 Filed Document 0001655885-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:31:31 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HOMEWOOD NJOY HOLDINGS II, L.P. See All Filings	D	2016-07-27 17:26:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578817 Filed Document 0001578817-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:26:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HOMEWOOD NJOY HOLDINGS III, L.P. See All Filings	D/A	2016-07-27 17:26:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656967 Filed Document 0001656967-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:26:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mercato Partners Stance Co-Invest, LLC See All Filings	D	2016-07-27 17:23:16 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001680835 Filed Document 0001680835-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:23:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invio, Inc. See All Filings	D	2016-07-27 17:08:28 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001680313 Filed Document 0001680313-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 17:08:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Huron Valley Financial, Inc. See All Filings	D	2016-07-27 17:05:54 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001677189 Filed Document 0001677189-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-27 17:05:54 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Naked Labs, Inc. See All Filings	D/A	2016-07-27 16:57:56 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001641499 Filed Document 0001641499-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:57:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lubert-Adler / Laramar Urban Neighborhood Fund, L.P. See All Filings	D/A	2016-07-27 16:57:53 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001649746 Filed Document 0001649746-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:57:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PRECIPITATE GOLD CORP See All Filings	D	2016-07-27 16:44:17 UTC
Amount To Be Raised $803,770 Associated Brokers / Dealers N/A CIK Number 0001577583 Filed Document 0001183740-16-000394 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:44:17 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Zuman, Inc. See All Filings	D	2016-07-27 16:44:11 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001639064 Filed Document 0001639064-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:44:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3Derm Systems, Inc. See All Filings	D	2016-07-27 16:42:58 UTC
Amount To Be Raised $3,155,000 Associated Brokers / Dealers N/A CIK Number 0001627808 Filed Document 0001627808-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:42:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Slumber Show Ltd Liability Co See All Filings	D	2016-07-27 16:31:20 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001680880 Filed Document 0001680880-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:31:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Long-Term Stock Exchange, Inc. See All Filings	D	2016-07-27 16:27:34 UTC
Amount To Be Raised $18,310,009 Associated Brokers / Dealers N/A CIK Number 0001680712 Filed Document 0001680712-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:27:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPECIAL OPPORTUNITIES FUND LTD. See All Filings	D/A	2016-07-27 16:20:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614058 Filed Document 0001140361-16-073539 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:20:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIVERSIFIED OPPORTUNITIES FUND LTD. See All Filings	D/A	2016-07-27 16:16:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614057 Filed Document 0001140361-16-073535 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:16:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R2 Yield, LLC See All Filings	D/A	2016-07-27 16:16:37 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001644334 Filed Document 0001644334-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:16:37 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NTC SPECIAL OPPORTUNITIES I, LP See All Filings	D	2016-07-27 16:14:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680179 Filed Document 0001140361-16-073532 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:14:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
humbition, L.P. See All Filings	D	2016-07-27 16:02:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680837 Filed Document 0001680837-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:02:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
33 29TH ST, LLC See All Filings	D	2016-07-27 16:00:58 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers DOGPATCH CAPITAL LLC CIK Number 0001674281 Filed Document 0001674281-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:00:58 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Save US LLC See All Filings	D/A	2016-07-27 16:00:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648916 Filed Document 0001648916-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 16:00:25 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Zipline, Inc. See All Filings	D	2016-07-27 15:53:29 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001668359 Filed Document 0001668359-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 15:53:29 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SinWaves, Inc. See All Filings	D	2016-07-27 15:44:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676942 Filed Document 0001676942-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 15:44:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC CATCH, INC. See All Filings	D	2016-07-27 15:40:50 UTC
Amount To Be Raised $27,675,032 Associated Brokers / Dealers N/A CIK Number 0001226467 Filed Document 0001226467-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 15:40:50 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kimberlite Frontier Africa Fund (US), L.P. See All Filings	D/A	2016-07-27 15:26:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611832 Filed Document 0001315863-16-001638 Exclusions or Exemptions 506b Accepted Date 2016-07-27 15:26:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kimberlite Frontier Africa Fund Offshore, L.P. See All Filings	D/A	2016-07-27 15:22:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611861 Filed Document 0001315863-16-001637 Exclusions or Exemptions 506b Accepted Date 2016-07-27 15:22:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodhaven 77, LLC See All Filings	D	2016-07-27 15:20:30 UTC
Amount To Be Raised $6,215,571 Associated Brokers / Dealers Woodhaven 77, LLC CIK Number 0001680801 Filed Document 0001680801-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 15:20:30 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Elson Pointe J-Dek LLC See All Filings	D	2016-07-27 15:10:07 UTC
Amount To Be Raised $580,000 Associated Brokers / Dealers N/A CIK Number 0001680806 Filed Document 0001680806-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-27 15:10:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TranscribeMe Inc. See All Filings	D	2016-07-27 15:09:54 UTC
Amount To Be Raised $6,910,495 Associated Brokers / Dealers N/A CIK Number 0001587641 Filed Document 0001587641-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-27 15:09:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity