Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
COZY SERVICES LTD. See All Filings	D	2016-08-31 12:08:15 UTC
Amount To Be Raised $8,499,999 Associated Brokers / Dealers N/A CIK Number 0001546362 Filed Document 0001546362-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:08:15 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Corporate Arbitrage & Relative Value Fund, L.P. See All Filings	D/A	2016-08-31 12:07:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649206 Filed Document 0000935836-16-001082 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:07:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mt. Tam Partners, L.P. See All Filings	D/A	2016-08-31 12:06:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473919 Filed Document 0000935836-16-001081 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:06:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KENMORE 62ND, LLC See All Filings	D	2016-08-31 11:58:48 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001683574 Filed Document 0001683574-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:58:48 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Blackstone / GSO Credit Strategies IDF LP See All Filings	D	2016-08-31 11:45:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683478 Filed Document 0000902664-16-008044 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:45:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
195 SAINT JAMES INVESTORS, LLC See All Filings	D	2016-08-31 11:41:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680794 Filed Document 0000919574-16-015231 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:41:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
59 BOGART STREET INVESTORS, LLC See All Filings	D	2016-08-31 11:39:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682719 Filed Document 0000919574-16-015229 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:39:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bhakti Inc. See All Filings	D/A	2016-08-31 11:33:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NA CIK Number 0001635894 Filed Document 0001635894-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:33:21 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DL RESOURCES, LLC See All Filings	D	2016-08-31 11:21:15 UTC
Amount To Be Raised $262,000 Associated Brokers / Dealers N/A CIK Number 0001577884 Filed Document 0001577884-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:21:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SK2, LLC See All Filings	D	2016-08-31 11:20:32 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001680858 Filed Document 0001680858-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:20:32 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Other
CNT Holdings I Corp See All Filings	D/A	2016-08-31 11:13:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663470 Filed Document 0000895345-16-000531 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:13:12 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WATERFORD SUGARCREEK INVESTORS, LLC See All Filings	D	2016-08-31 11:08:08 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001683322 Filed Document 0001683322-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:08:08 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LiNERGY, LLC See All Filings	D	2016-08-31 10:53:37 UTC
Amount To Be Raised $7,230,000 Associated Brokers / Dealers N/A CIK Number 0001683586 Filed Document 0001683586-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:53:37 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
ARDIAN LBO Fund VI A S.L.P. See All Filings	D	2016-08-31 10:53:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675802 Filed Document 0001675802-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:53:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Actis Energy 4 Co-Investment LP See All Filings	D	2016-08-31 10:51:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682990 Filed Document 0001682990-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:51:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Sheep, Inc. See All Filings	D/A	2016-08-31 10:42:07 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers CircleUp Network, Inc. CIK Number 0001682952 Filed Document 0001682952-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:42:07 UTC Type of Offering D/A Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GT Real Assets II, LP See All Filings	D/A	2016-08-31 10:28:14 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001651724 Filed Document 0001651724-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:28:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tordesillas Latin America Fund (US), L.P. See All Filings	D	2016-08-31 10:24:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683321 Filed Document 0001315863-16-001756 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:24:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Hiking Meditations, Inc See All Filings	D	2016-08-31 10:23:36 UTC
Amount To Be Raised $500 Associated Brokers / Dealers N/A CIK Number 0001683421 Filed Document 0001683421-16-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2016-08-31 10:23:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Banner 111th Street Storage, LLC See All Filings	D	2016-08-31 10:13:58 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001683527 Filed Document 0001683527-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:13:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
BEAR CREEK DEBT WAREHOUSE, LLC See All Filings	D	2016-08-31 10:08:45 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001683583 Filed Document 0001683583-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:08:45 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Antares Holdings LP See All Filings	D/A	2016-08-31 10:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652415 Filed Document 0001652415-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:03:06 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BeneVir Biopharm, Inc. See All Filings	D/A	2016-08-31 10:01:17 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001626108 Filed Document 0001626108-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:01:17 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
EXCELSIOR AGGRESSIVE FUND LTD PARTNERSHIP See All Filings	D/A	2016-08-31 09:52:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Meacham, Chris CIK Number 0000946928 Filed Document 0000946928-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 09:52:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
EXCELSIOR FUND L P See All Filings	D/A	2016-08-31 09:45:28 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Meacham, Chris CIK Number 0000840022 Filed Document 0000840022-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 09:45:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
NW Cox Bay 3-D Joint Venture See All Filings	D	2016-08-31 08:00:08 UTC
Amount To Be Raised $1,760,000 Associated Brokers / Dealers The Champion Group, Inc. CIK Number 0001683494 Filed Document 0001654954-16-001894 Exclusions or Exemptions 506b Accepted Date 2016-08-31 08:00:08 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
BBCM Offshore Fund Ltd. See All Filings	D	2016-08-31 07:56:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680234 Filed Document 0000905718-16-001644 Exclusions or Exemptions 506b Accepted Date 2016-08-31 07:56:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marifil Mines Ltd See All Filings	D	2016-08-30 21:35:16 UTC
Amount To Be Raised $160,349 Associated Brokers / Dealers N/A CIK Number 0001571724 Filed Document 0001571724-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-30 21:35:16 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 241, LLC See All Filings	D/A	2016-08-30 21:34:46 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001678444 Filed Document 0001678444-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-30 21:34:46 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Factor Medical, LLC See All Filings	D	2016-08-30 19:51:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001682322 Filed Document 0001682322-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-30 19:51:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Homh, Inc. See All Filings	D	2016-08-30 19:45:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001683434 Filed Document 0001683434-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-30 19:45:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PayForward, LLC See All Filings	D/A	2016-08-30 19:24:12 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001638906 Filed Document 0001638906-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-30 19:24:12 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VIOLET GREY INC See All Filings	D/A	2016-08-30 19:20:39 UTC
Amount To Be Raised $18,739,621 Associated Brokers / Dealers N/A CIK Number 0001593073 Filed Document 0001593073-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-30 19:20:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Peri Inc. See All Filings	D/A	2016-08-30 19:15:43 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001630387 Filed Document 0001630387-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-08-30 19:15:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A&JLA, LLC See All Filings	D	2016-08-30 19:08:47 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001679893 Filed Document 0001679893-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-30 19:08:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NeuroSigma, Inc. See All Filings	D	2016-08-30 19:04:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494756 Filed Document 0001494756-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-30 19:04:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Vital Farmland Holdings, LLC See All Filings	D/A	2016-08-30 18:54:26 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596874 Filed Document 0001596874-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-30 18:54:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Virtual Legal Proceedings, Inc. See All Filings	D	2016-08-30 18:49:07 UTC
Amount To Be Raised $291,771 Associated Brokers / Dealers N/A CIK Number 0001683512 Filed Document 0001683512-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-30 18:49:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Carroll Multifamily Real Estate Fund IV, LP See All Filings	D/A	2016-08-30 18:32:10 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001662319 Filed Document 0001662319-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-30 18:32:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-08-30 18:30:44 UTC
Amount To Be Raised $752,335 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000410 Exclusions or Exemptions 506b Accepted Date 2016-08-30 18:30:44 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ioxus, Inc. See All Filings	D	2016-08-30 18:21:27 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001514476 Filed Document 0001514476-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-30 18:21:27 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Digital Management, LLC See All Filings	D	2016-08-30 18:14:08 UTC
Amount To Be Raised $4,192,218 Associated Brokers / Dealers N/A CIK Number 0001502903 Filed Document 0001502903-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-30 18:14:08 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Relievant MedSystems Inc See All Filings	D	2016-08-30 18:13:35 UTC
Amount To Be Raised $52,214,701 Associated Brokers / Dealers N/A CIK Number 0001369393 Filed Document 0001369393-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-30 18:13:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mavrx Inc. See All Filings	D	2016-08-30 18:12:19 UTC
Amount To Be Raised $17,082,302 Associated Brokers / Dealers N/A CIK Number 0001615795 Filed Document 0001615795-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-30 18:12:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kimpact Evergreen Real Estate Investment Fund, LP See All Filings	D/A	2016-08-30 18:07:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681958 Filed Document 0001681958-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-30 18:07:09 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIGITAL MANAGEMENT HOLDINGS, LLC See All Filings	D	2016-08-30 18:04:40 UTC
Amount To Be Raised $19,203,747 Associated Brokers / Dealers N/A CIK Number 0001682729 Filed Document 0001682729-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-30 18:04:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Drive Capital Fund II (TE), L.P. See All Filings	D	2016-08-30 17:50:11 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001679068 Filed Document 0001679068-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-30 17:50:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gryphon NC Acquisition Company, LLC See All Filings	D	2016-08-30 17:49:10 UTC
Amount To Be Raised $6,955,000 Associated Brokers / Dealers N/A CIK Number 0001683518 Filed Document 0001683518-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-30 17:49:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Drive Capital Fund II, L.P. See All Filings	D/A	2016-08-30 17:47:50 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001668207 Filed Document 0001668207-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-30 17:47:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLEAR COVE CAPITAL LP See All Filings	D/A	2016-08-30 17:25:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444513 Filed Document 0001315863-16-001755 Exclusions or Exemptions 506b Accepted Date 2016-08-30 17:25:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity