Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MLM Micro Cap Fund LP See All Filings	D	2016-08-31 15:26:33 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001649489 Filed Document 0001649489-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:26:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Brandforce LLC See All Filings	D	2016-08-31 15:25:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001658488 Filed Document 0001658488-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:25:54 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AURORA CANNABIS INC See All Filings	D	2016-08-31 15:21:12 UTC
Amount To Be Raised $51,101 Associated Brokers / Dealers N/A CIK Number 0001683541 Filed Document 0001183740-16-000411 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:21:12 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT SAO MANOEL, LLC See All Filings	D/A	2016-08-31 15:20:44 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001681301 Filed Document 0001681301-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:20:44 UTC Type of Offering D/A Industry Agriculture Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
PCIP II OLD TOWN SERIES See All Filings	D	2016-08-31 15:19:46 UTC
Amount To Be Raised $16,457,500 Associated Brokers / Dealers N/A CIK Number 0001683615 Filed Document 0001683615-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:19:46 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Westwood Property Fund LLC See All Filings	D	2016-08-31 15:18:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683069 Filed Document 0001140361-16-078343 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:18:55 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WaveShift LLC See All Filings	D	2016-08-31 15:14:57 UTC
Amount To Be Raised $1,249,994 Associated Brokers / Dealers N/A CIK Number 0001683378 Filed Document 0000950103-16-015903 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:14:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FemtoMetrix, Inc. See All Filings	D	2016-08-31 15:11:11 UTC
Amount To Be Raised $7,329,737 Associated Brokers / Dealers N/A CIK Number 0001682877 Filed Document 0001682877-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:11:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INTELICARE HEALTH SERVICES, LLC See All Filings	D/A	2016-08-31 15:00:38 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001591726 Filed Document 0001591726-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:00:38 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Thrive Dentistry Onsite, LLC See All Filings	D/A	2016-08-31 14:39:35 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001640896 Filed Document 0001640896-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:39:35 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LMCG Emerging Markets Equity Fund, Ltd. See All Filings	D/A	2016-08-31 14:39:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585656 Filed Document 0001652684-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:39:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advenir@The Med Center Investors, LLC See All Filings	D	2016-08-31 14:39:26 UTC
Amount To Be Raised $14,050,000 Associated Brokers / Dealers N/A CIK Number 0001682918 Filed Document 0001682918-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:39:26 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CS1031 Crossroads Apartments, DST See All Filings	D	2016-08-31 14:37:48 UTC
Amount To Be Raised $12,110,000 Associated Brokers / Dealers N/A CIK Number 0001683622 Filed Document 0001683622-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:37:48 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
LAKE STREET FUND LP See All Filings	D/A	2016-08-31 14:33:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Wilshire Securities, Inc. CIK Number 0001212793 Filed Document 0001212793-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:33:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delaware Small Cap Growth Fund, LP See All Filings	D/A	2016-08-31 14:32:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Delaware Distributors, L.P. CIK Number 0001165579 Filed Document 0001140361-16-078331 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:32:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Mount Wilson Global Fund, L.P. See All Filings	D/A	2016-08-31 14:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Wilshire Securities, Inc. CIK Number 0001497147 Filed Document 0001497147-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:32:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Identity Automation Systems, LLC See All Filings	D/A	2016-08-31 14:31:41 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001683165 Filed Document 0000914760-16-000466 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:31:41 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Identity Automation Investment Partners, LLC See All Filings	D	2016-08-31 14:31:09 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers N/A CIK Number 0001618513 Filed Document 0000914760-16-000465 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:31:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Delaware All Cap Growth Fund, LP See All Filings	D/A	2016-08-31 14:30:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Delaware Distributors, L.P. CIK Number 0001024717 Filed Document 0001140361-16-078328 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:30:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Tieman Vehicle Technologies LLC See All Filings	D	2016-08-31 14:23:54 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001682839 Filed Document 0001140361-16-078324 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:23:54 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Debt
HILLCREST 142 LLC See All Filings	D	2016-08-31 14:13:47 UTC
Amount To Be Raised $7,327,000 Associated Brokers / Dealers DOV LEWANONI, DREAM ADVISORS, LCB LLC, and JOSEPH PERLMAN CIK Number 0001682700 Filed Document 0001078782-16-003378 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:13:47 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WE 163 LLC See All Filings	D	2016-08-31 14:12:57 UTC
Amount To Be Raised $8,895,000 Associated Brokers / Dealers LCB LLC CIK Number 0001682715 Filed Document 0001078782-16-003377 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:12:57 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2016-08-31 14:12:26 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0000875729 Filed Document 0000948830-16-000129 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:12:26 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WE MIDORA LLC See All Filings	D	2016-08-31 14:10:20 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers JOSEPH PERLMAN, DREAM ADVISORS, and LCB LLC CIK Number 0001682713 Filed Document 0001078782-16-003376 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:10:20 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Catholic School Properties, LLC See All Filings	D	2016-08-31 14:02:48 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001682929 Filed Document 0001625988-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:02:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Theragen, Inc. See All Filings	D	2016-08-31 14:00:46 UTC
Amount To Be Raised $9,892,652 Associated Brokers / Dealers Source Capital Group, Inc. CIK Number 0001683222 Filed Document 0001683222-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:00:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
400 Capital Credit Opportunities Fund LP See All Filings	D/A	2016-08-31 13:58:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EDGELINE CAPITAL, LLC., YOUNG AMERICA CAPITAL, LLC, MISCHLER FINANCIAL GROUP, INC., and MERCURY CAPITAL ADVISORS, LLC CIK Number 0001467029 Filed Document 0001315863-16-001758 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:58:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
400 Capital Credit Opportunities Fund Ltd. See All Filings	D/A	2016-08-31 13:57:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EDGELINE CAPITAL, LLC., YOUNG AMERICA CAPITAL, LLC, MISCHLER FINANCIAL GROUP, INC., and MERCURY CAPITAL ADVISORS, LLC CIK Number 0001520154 Filed Document 0001315863-16-001757 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:57:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advenir@Prestonwood Investors, LLC See All Filings	D	2016-08-31 13:57:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001682912 Filed Document 0001682912-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:57:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Pyramid Peak Investment Partners, LP See All Filings	D/A	2016-08-31 13:49:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585725 Filed Document 0001095449-16-000282 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:49:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOCQUEVILLE MONUMENT FUND LLC See All Filings	D/A	2016-08-31 13:48:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494955 Filed Document 0001013594-16-001214 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:48:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MHC Tall Pines HoldCo, LLC See All Filings	D	2016-08-31 13:40:32 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001682870 Filed Document 0001446933-16-000033 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:40:32 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vana & Sons, LLC See All Filings	D	2016-08-31 13:27:40 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001683563 Filed Document 0001683563-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:27:40 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cernostics, Inc. See All Filings	D	2016-08-31 13:23:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001474724 Filed Document 0001474724-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:23:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Small Cap Core Fund, L.P. See All Filings	D/A	2016-08-31 13:12:43 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001343890 Filed Document 0000935836-16-001090 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:12:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity CLO Holdings, L.P. See All Filings	D/A	2016-08-31 13:10:57 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001345367 Filed Document 0000935836-16-001089 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:10:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Long-Short Credit Fund L.P. See All Filings	D/A	2016-08-31 13:07:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001091232 Filed Document 0000935836-16-001088 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:07:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Senior Loan Fund, L.P. See All Filings	D/A	2016-08-31 13:05:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526333 Filed Document 0000935836-16-001087 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:05:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Event Driven Opportunities Fund, L.P. See All Filings	D/A	2016-08-31 13:04:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534954 Filed Document 0000935836-16-001086 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:04:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Growth Partners, L.P. See All Filings	D/A	2016-08-31 13:02:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479266 Filed Document 0001479266-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:02:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Identity Automation Systems, LLC See All Filings	D	2016-08-31 12:42:12 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001683165 Filed Document 0000914760-16-000464 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:42:12 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
AirFit, Inc. See All Filings	D	2016-08-31 12:38:59 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001650315 Filed Document 0001650315-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:38:59 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
COZY SERVICES LTD. See All Filings	D/A	2016-08-31 12:34:22 UTC
Amount To Be Raised $8,499,999 Associated Brokers / Dealers N/A CIK Number 0001546362 Filed Document 0001546362-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:34:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Bancorp, Inc. See All Filings	D	2016-08-31 12:33:41 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Griffin Financial Group LLC CIK Number 0001683418 Filed Document 0001683418-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:33:41 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PASSCO ALMERIA DST See All Filings	D	2016-08-31 12:33:09 UTC
Amount To Be Raised $42,875,000 Associated Brokers / Dealers PASSCO CAPITAL, INC. CIK Number 0001683573 Filed Document 0001683573-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:33:09 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Smashburger Master LLC See All Filings	D/A	2016-08-31 12:32:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459982 Filed Document 0001459982-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:32:59 UTC Type of Offering D/A Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Credit Opportunities Fund L.P. See All Filings	D/A	2016-08-31 12:15:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634174 Filed Document 0000935836-16-001085 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:15:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Customized Solution Fund R, L.P. See All Filings	D/A	2016-08-31 12:13:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649315 Filed Document 0000935836-16-001084 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:13:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackGold Opportunity Fund II LP See All Filings	D/A	2016-08-31 12:11:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616586 Filed Document 0001616586-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:11:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Customized Solution Fund S, L.P. See All Filings	D/A	2016-08-31 12:09:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649299 Filed Document 0000935836-16-001083 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:09:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund