Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LTS CAPITAL PARTNERS - BIO SERIES B, LLC See All Filings	D	2016-09-23 15:09:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684536 Filed Document 0000950138-16-001359 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:09:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVALARA INC See All Filings	D	2016-09-23 15:06:21 UTC
Amount To Be Raised $99,999,995 Associated Brokers / Dealers N/A CIK Number 0001348036 Filed Document 0001348036-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:06:21 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Talon Riverview Plaza, LLC See All Filings	D	2016-09-23 15:05:57 UTC
Amount To Be Raised $10,400,000 Associated Brokers / Dealers N/A CIK Number 0001685262 Filed Document 0001685262-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:05:57 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Dova Pharmaceuticals, Inc. See All Filings	D	2016-09-23 15:00:52 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001685071 Filed Document 0001685071-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:00:52 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VI-A LLC See All Filings	D	2016-09-23 14:56:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001568921 Filed Document 0001568923-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:56:52 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GSO Mezzanine Finance Fund II (Offshore) L.P. See All Filings	D	2016-09-23 14:54:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001685411 Filed Document 0001685411-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:54:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McKinley Non-U.S. 130/30 Growth Fund, L.P. See All Filings	D/A	2016-09-23 14:53:16 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001383029 Filed Document 0000935836-16-001128 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:53:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANFIELD RESOURCES INC See All Filings	D	2016-09-23 14:52:25 UTC
Amount To Be Raised $109,248 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001519469 Filed Document 0001519469-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:52:25 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
APM HOLDINGS, LLC See All Filings	D	2016-09-23 14:51:49 UTC
Amount To Be Raised $236,800 Associated Brokers / Dealers N/A CIK Number 0001643534 Filed Document 0001643534-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:51:49 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sparo Inc. See All Filings	D	2016-09-23 14:47:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001618546 Filed Document 0001618546-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:47:50 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
BDS HY FUND II LLC See All Filings	D	2016-09-23 14:45:06 UTC
Amount To Be Raised $2,371,500 Associated Brokers / Dealers N/A CIK Number 0001642627 Filed Document 0001642627-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:45:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Previvo Genetics, Inc. See All Filings	D	2016-09-23 14:42:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001657001 Filed Document 0001657001-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:42:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BH Trails at Lakeside, LLC See All Filings	D	2016-09-23 14:37:46 UTC
Amount To Be Raised $4,105,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001685106 Filed Document 0001685106-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:37:46 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VI-B LLC See All Filings	D	2016-09-23 14:32:58 UTC
Amount To Be Raised $6,135,000 Associated Brokers / Dealers N/A CIK Number 0001568923 Filed Document 0001568923-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:32:58 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RevolutionCredit, Inc. See All Filings	D/A	2016-09-23 14:15:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607504 Filed Document 0001607504-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:15:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Octagon Multi-Strategy Corporate Credit Fund LP See All Filings	D/A	2016-09-23 14:15:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001625498 Filed Document 0000943663-16-000477 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:15:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Octagon Multi-Strategy Corporate Credit Cayman Fund Ltd. See All Filings	D/A	2016-09-23 14:10:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001625541 Filed Document 0000943663-16-000476 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:10:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HD View 360 Inc. See All Filings	D	2016-09-23 14:07:36 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001651716 Filed Document 0001004878-16-000497 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:07:36 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Incline Fund, LP See All Filings	D/A	2016-09-23 14:04:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC, dba Butler Capital Partners CIK Number 0001474060 Filed Document 0000935836-16-001126 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:04:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VITALOGY OPPORTUNITY FUND LP See All Filings	D/A	2016-09-23 14:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654365 Filed Document 0001654365-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:02:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AQR LARGE CAP EQUITY EDGE FUND, L.P. See All Filings	D	2016-09-23 14:02:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684461 Filed Document 0001684461-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:02:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accushield, LLC See All Filings	D	2016-09-23 13:51:48 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001624042 Filed Document 0001624042-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:51:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TUSCAN GARDENS REAL ESTATE FUND, LLC See All Filings	D/A	2016-09-23 13:50:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001544689 Filed Document 0001544689-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:50:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GSO Mezzanine Finance Trust II See All Filings	D	2016-09-23 13:45:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001685410 Filed Document 0001685410-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:45:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PayTollo, Inc. See All Filings	D	2016-09-23 13:44:31 UTC
Amount To Be Raised $389,790 Associated Brokers / Dealers N/A CIK Number 0001678701 Filed Document 0001678701-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:44:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OBLONG INDUSTRIES, INC. See All Filings	D/A	2016-09-23 13:40:09 UTC
Amount To Be Raised $65,142,000 Associated Brokers / Dealers N/A CIK Number 0001420890 Filed Document 0001420890-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:40:09 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Vision Labs Inc. See All Filings	D	2016-09-23 13:38:44 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001685383 Filed Document 0001144204-16-125016 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:38:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PayTollo, Inc. See All Filings	D	2016-09-23 13:34:52 UTC
Amount To Be Raised $2,553,736 Associated Brokers / Dealers N/A CIK Number 0001678701 Filed Document 0001678701-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:34:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
295 BR HOLDCO DST See All Filings	D/A	2016-09-23 13:27:52 UTC
Amount To Be Raised $99,458,079 Associated Brokers / Dealers Clearview Trading Advisors, Inc., Lighthouse Capital Group LLC, and Colorado Financial CIK Number 0001666281 Filed Document 0000932440-16-000482 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:27:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
Finlocker, LLC See All Filings	D	2016-09-23 13:21:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001652335 Filed Document 0001652335-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:21:23 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SBB Research Group Investors III LLC See All Filings	D/A	2016-09-23 13:14:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581245 Filed Document 0001581245-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:14:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Crater Group Co. See All Filings	D	2016-09-23 13:02:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001667486 Filed Document 0001667486-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:02:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SBB Research Group Investors II LLC See All Filings	D/A	2016-09-23 13:01:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581243 Filed Document 0001581243-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:01:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Core Disciplined Alpha Trust See All Filings	D	2016-09-23 12:57:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685026 Filed Document 0001685026-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:57:41 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
P III Loan Investors, LLC See All Filings	D	2016-09-23 12:54:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001685273 Filed Document 0001685273-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:54:41 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
STCE SC Retail MCF, LLC See All Filings	D	2016-09-23 12:54:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685471 Filed Document 0001685471-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:54:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Babson Capital Global Investment Funds plc See All Filings	D/A	2016-09-23 12:52:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502146 Filed Document 0001502146-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:52:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Applause App Quality, Inc. See All Filings	D	2016-09-23 12:51:27 UTC
Amount To Be Raised $34,999,990 Associated Brokers / Dealers N/A CIK Number 0001415776 Filed Document 0001140361-16-080595 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:51:27 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ips All Natural, LLC See All Filings	D	2016-09-23 12:44:25 UTC
Amount To Be Raised $2,094,937 Associated Brokers / Dealers N/A CIK Number 0001669118 Filed Document 0001669118-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:44:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: WORLD BOND TRUST See All Filings	D/A	2016-09-23 12:39:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424666 Filed Document 0001424666-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:39:15 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Babson Capital Floating Rate Income Master Fund, L.P. See All Filings	D/A	2016-09-23 12:33:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501012 Filed Document 0001501012-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:33:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amelon Smaller Companies Fund, LP See All Filings	D/A	2016-09-23 12:30:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480823 Filed Document 0001480823-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:30:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bad Donkey Social Co See All Filings	D	2016-09-23 12:29:05 UTC
Amount To Be Raised $693,628 Associated Brokers / Dealers N/A CIK Number 0001685259 Filed Document 0001685259-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:29:05 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Babson Capital Floating Rate Income Fund, L.P. See All Filings	D/A	2016-09-23 12:22:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501011 Filed Document 0001501011-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:22:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sindeo, Inc. See All Filings	D	2016-09-23 12:20:49 UTC
Amount To Be Raised $13,938,863 Associated Brokers / Dealers N/A CIK Number 0001613944 Filed Document 0001613944-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:20:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nanotronics Imaging, Inc. See All Filings	D/A	2016-09-23 12:13:38 UTC
Amount To Be Raised $25,645,607 Associated Brokers / Dealers N/A CIK Number 0001595210 Filed Document 0001595210-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:13:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
International Cannabis Corp. See All Filings	D	2016-09-23 12:10:48 UTC
Amount To Be Raised $155,069 Associated Brokers / Dealers GMP Securities, LLC CIK Number 0001685086 Filed Document 0001062993-16-011551 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:10:48 UTC Type of Offering D Industry Other Principal Place of Business URUGUAY Revenue or Assets Decline to Disclose Type of Security Equity
Promoboxx, Inc. See All Filings	D	2016-09-23 12:10:30 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001532165 Filed Document 0001532165-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:10:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wave Accounting Inc. See All Filings	D	2016-09-23 12:03:22 UTC
Amount To Be Raised $11,893,033 Associated Brokers / Dealers N/A CIK Number 0001496076 Filed Document 0001496076-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-23 12:03:22 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: World Credit Asset Trust See All Filings	D/A	2016-09-23 11:55:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584089 Filed Document 0001584089-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 11:55:26 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other