Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-09-26 07:43:08 UTC
Amount To Be Raised $1,617,613 Associated Brokers / Dealers Robert H. Leeper CIK Number 0001135856 Filed Document 0001135856-16-000654 Exclusions or Exemptions 506b Accepted Date 2016-09-26 07:43:08 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-09-26 07:38:43 UTC
Amount To Be Raised $1,511,160 Associated Brokers / Dealers Kristin Barens and Thomas Cook CIK Number 0001135856 Filed Document 0001135856-16-000653 Exclusions or Exemptions 506b Accepted Date 2016-09-26 07:38:43 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-09-26 07:23:07 UTC
Amount To Be Raised $41,860 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-16-000652 Exclusions or Exemptions 506b Accepted Date 2016-09-26 07:23:07 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IMTHERA MEDICAL INC See All Filings	D	2016-09-26 07:16:35 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001429599 Filed Document 0001429599-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 07:16:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-09-26 07:01:13 UTC
Amount To Be Raised $3,660,240 Associated Brokers / Dealers Craig Rutledge, Robert Rainey, Thomas Miller, Kenneth Gibson, Brett Ellen, and Blair Van Buren CIK Number 0001135856 Filed Document 0001135856-16-000651 Exclusions or Exemptions 506b Accepted Date 2016-09-26 07:01:13 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BBOOTH, INC. See All Filings	D	2016-09-26 06:09:13 UTC
Amount To Be Raised $525,800 Associated Brokers / Dealers N/A CIK Number 0001566610 Filed Document 0001493152-16-013571 Exclusions or Exemptions 506b Accepted Date 2016-09-26 06:09:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Ag, LLC See All Filings	D	2016-09-23 20:46:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650867 Filed Document 0001650867-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 20:46:29 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MediaHound, Inc. See All Filings	D	2016-09-23 19:19:24 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-09-23 19:19:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Evergreen Point Development, LLC See All Filings	D/A	2016-09-23 19:02:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565422 Filed Document 0001565422-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 19:02:16 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bowls & Tacos, LLC See All Filings	D/A	2016-09-23 18:35:25 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001680973 Filed Document 0001680973-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 18:35:25 UTC Type of Offering D/A Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
TP Productions LLC See All Filings	D	2016-09-23 18:32:49 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001683912 Filed Document 0001683912-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 18:32:49 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
NovaQuest Private Equity Fund I, L.P. See All Filings	D	2016-09-23 18:32:04 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001681159 Filed Document 0001681159-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 18:32:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ScribSoft Holdings, Inc. See All Filings	D/A	2016-09-23 18:24:09 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001685127 Filed Document 0001685127-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 18:24:09 UTC Type of Offering D/A Industry Computers Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aceable Inc. See All Filings	D	2016-09-23 18:12:50 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001653950 Filed Document 0001653950-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 18:12:50 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zoic Capital, LLC See All Filings	D/A	2016-09-23 18:06:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640698 Filed Document 0001640698-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 18:06:02 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Damn the Torpedoes, LLC See All Filings	D/A	2016-09-23 17:57:09 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001685126 Filed Document 0001685126-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:57:09 UTC Type of Offering D/A Industry Computers Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Alignment Partners III, L.P. See All Filings	D	2016-09-23 17:38:10 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001685217 Filed Document 0001685217-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:38:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WindESCo, Inc. See All Filings	D	2016-09-23 17:32:55 UTC
Amount To Be Raised $2,116,662 Associated Brokers / Dealers N/A CIK Number 0001685023 Filed Document 0001685023-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:32:55 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TANAGER ENERGY INC See All Filings	D/A	2016-09-23 17:30:28 UTC
Amount To Be Raised $8,940,750 Associated Brokers / Dealers N/A CIK Number 0001678591 Filed Document 0001678591-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:30:28 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
iTutor.com Inc. See All Filings	D	2016-09-23 17:25:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001664657 Filed Document 0001491623-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:25:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SBB Research Group Investors IV LLC See All Filings	D/A	2016-09-23 17:24:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581246 Filed Document 0001581246-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:24:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LearnUp, Inc. See All Filings	D	2016-09-23 17:23:23 UTC
Amount To Be Raised $19,000,004 Associated Brokers / Dealers N/A CIK Number 0001554909 Filed Document 0001554909-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:23:23 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBATOM INC. See All Filings	D/A	2016-09-23 17:16:29 UTC
Amount To Be Raised $2,535,002 Associated Brokers / Dealers N/A CIK Number 0001681431 Filed Document 0001681431-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:16:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus Institutional Partners VI, L.P. See All Filings	D/A	2016-09-23 17:16:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc., Axius Partners Pty Limited, ICAPITAL SECURITIES, LLC, and J.P. MORGAN SECURITIES, LLC CIK Number 0001649125 Filed Document 0000905718-16-001664 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:16:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIP VI Institutional Feeder, L.P. See All Filings	D/A	2016-09-23 17:12:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc., Axius Partners Pty Limited, ICAPITAL SECURITIES, LLC, and J.P. MORGAN SECURITIES, LLC CIK Number 0001649122 Filed Document 0000905718-16-001662 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:12:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Software Lending Fund I, L.P. See All Filings	D/A	2016-09-23 17:12:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001668437 Filed Document 0001668437-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:12:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus CMBS Opportunities Fund, L.P. See All Filings	D/A	2016-09-23 17:10:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582659 Filed Document 0000905718-16-001660 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:10:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vortex Control Technologies LLC See All Filings	D	2016-09-23 17:09:48 UTC
Amount To Be Raised $1,400,190 Associated Brokers / Dealers N/A CIK Number 0001491623 Filed Document 0001491623-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:09:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAPTOZYME INC. See All Filings	D	2016-09-23 17:02:17 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001684924 Filed Document 0001684924-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:02:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TRANSENTERIX INC. See All Filings	D	2016-09-23 17:00:36 UTC
Amount To Be Raised $214,155 Associated Brokers / Dealers N/A CIK Number 0000876378 Filed Document 0001209191-16-142641 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:00:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Global Emerging Markets ESG Fund See All Filings	D/A	2016-09-23 17:00:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487217 Filed Document 0001487217-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:00:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
BH Lakeshore Indy, LLC See All Filings	D	2016-09-23 16:58:50 UTC
Amount To Be Raised $18,400,000 Associated Brokers / Dealers N/A CIK Number 0001685006 Filed Document 0001685006-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:58:50 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Emblem Corp. See All Filings	D/A	2016-09-23 16:58:36 UTC
Amount To Be Raised $1,155,526 Associated Brokers / Dealers N/A CIK Number 0001652979 Filed Document 0001652979-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:58:36 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Razor's Edge Fund II, LP See All Filings	D	2016-09-23 16:55:23 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001685270 Filed Document 0001685270-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:55:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Rock Absolute Return Fund, LP See All Filings	D	2016-09-23 16:54:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685512 Filed Document 0001685512-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:54:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spyglass Apartments, LLC See All Filings	D	2016-09-23 16:51:09 UTC
Amount To Be Raised $603,000 Associated Brokers / Dealers N/A CIK Number 0001673167 Filed Document 0001673167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:51:09 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CONSENSUS ORTHOPEDICS INC See All Filings	D/A	2016-09-23 16:49:08 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001452822 Filed Document 0001452822-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:49:08 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TANAGER ENERGY INC See All Filings	D/A	2016-09-23 16:48:08 UTC
Amount To Be Raised $973,630 Associated Brokers / Dealers N/A CIK Number 0001678591 Filed Document 0001678591-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:48:08 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Appraisal Lane, LLC See All Filings	D	2016-09-23 16:45:26 UTC
Amount To Be Raised $3,002,000 Associated Brokers / Dealers N/A CIK Number 0001671376 Filed Document 0001671376-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:45:26 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sorrento Apartments (Exch), LLC See All Filings	D	2016-09-23 16:41:55 UTC
Amount To Be Raised $603,000 Associated Brokers / Dealers N/A CIK Number 0001502112 Filed Document 0001502112-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:41:55 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Firebrand Ventures, LP See All Filings	D	2016-09-23 16:26:47 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001683704 Filed Document 0001683704-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:26:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bert Marcus Film, LLC See All Filings	D	2016-09-23 16:23:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Cassie Hamar CIK Number 0001681986 Filed Document 0001681986-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:23:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
FFI Holdings I Corp See All Filings	D	2016-09-23 16:13:45 UTC
Amount To Be Raised $244,166 Associated Brokers / Dealers N/A CIK Number 0001634583 Filed Document 0000895345-16-000538 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:13:45 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SciAps Inc See All Filings	D	2016-09-23 16:06:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001570867 Filed Document 0001570867-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:06:15 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
EB5 Capital - Jobs Fund 12 LP See All Filings	D/A	2016-09-23 15:58:36 UTC
Amount To Be Raised $34,000,000 Associated Brokers / Dealers N/A CIK Number 0001628128 Filed Document 0001628128-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:58:36 UTC Type of Offering D/A Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Flashback Technologies, Inc. See All Filings	D	2016-09-23 15:57:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616441 Filed Document 0001616441-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:57:30 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SnapRetail, Inc. See All Filings	D/A	2016-09-23 15:36:24 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001513242 Filed Document 0001513242-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:36:24 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
make.tv, inc. See All Filings	D	2016-09-23 15:28:08 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001685079 Filed Document 0001168404-16-000040 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:28:08 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Delta Institutional, LP See All Filings	D/A	2016-09-23 15:20:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130143 Filed Document 0000919574-16-015529 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:20:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GREAT BEAR RESOURCES LTD. See All Filings	D	2016-09-23 15:17:08 UTC
Amount To Be Raised $44,462 Associated Brokers / Dealers N/A CIK Number 0001576963 Filed Document 0001183740-16-000420 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:17:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity