Found 651833 results

Name Type of Offering Accepted Date
SHENKMAN ENERGY OPPORTUNITY FUND, L.P. See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001634860
Filed Document 0000919574-16-011980
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
SHENKMAN ENERGY OPPORTUNITY FUND LTD. See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001637549
Filed Document 0000919574-16-011978
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
Merion Partners LP See All Filings
D 2016-03-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001669518
Filed Document 0000902664-16-006467
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PalliaTech, Inc. See All Filings
D 2016-03-18
Amount To Be Raised $182,653
Associated Brokers / Dealers N/A
CIK Number 0001507151
Filed Document 0001209191-16-109440
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
OCA GSO Capital Solutions Fund II LLC See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001637229
Filed Document 0001637229-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Paulson Advantage, L.P. See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001394927
Filed Document 0001013594-16-000915
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Royce Institutional, LLC - International Premier Portfolio See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001611484
Filed Document 0001611484-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $1 - $5,000,000
Type of Security Pooled Investment Fund
Crosslink Crossover Fund VII-A, L.P. See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001635966
Filed Document 0000935836-16-000813
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Sosin Partners, LP See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001600108
Filed Document 0001600108-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Minerva Neurosciences, Inc. See All Filings
D 2016-03-18
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001598646
Filed Document 0001598646-16-000004
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
AHC of Henderson, LLC See All Filings
D 2016-03-18
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001669878
Filed Document 0001669878-16-000001
Exclusions or Exemptions 504.1
Accepted Date 2016-03-18
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
CARDINAL ADVISOR SERIES - INTERNATIONAL VALUE EQUITY LP See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001424905
Filed Document 0000899140-16-001316
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Cardinal AlternativeFocus Owl Creek Asia II L.P. See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001525136
Filed Document 0000899140-16-001323
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Cardinal AlternativeFocus Prologue L.P. See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001503557
Filed Document 0000899140-16-001311
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Centerbridge Credit Partners Offshore, Ltd. See All Filings
D/A 2016-03-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001422685
Filed Document 0000902664-16-006479
Exclusions or Exemptions 506b
Accepted Date 2016-03-19
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
COLLABORATIVE CAPITAL, LLC See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001112957
Filed Document 0001112957-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
IllumiCare, Inc. See All Filings
D 2016-03-17
Amount To Be Raised $2,060,000
Associated Brokers / Dealers N/A
CIK Number 0001669606
Filed Document 0001669606-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business ALABAMA
Revenue or Assets Decline to Disclose
Type of Security Equity
Innovatus Flagship Fund I, LP See All Filings
D 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001669802
Filed Document 0000945621-16-000528
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Candlewood Special Situations Fund, Ltd. See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001461496
Filed Document 0001012975-16-001096
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
HAVENS PARTNERS LP See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001010781
Filed Document 0001013594-16-000927
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
ATX A-Team HuntingLocator, LP See All Filings
D 2016-03-21
Amount To Be Raised $20,000
Associated Brokers / Dealers N/A
CIK Number 0001669711
Filed Document 0001669711-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
Biopep Solutions Inc. See All Filings
D 2016-03-17
Amount To Be Raised $15,000
Associated Brokers / Dealers N/A
CIK Number 0001658895
Filed Document 0001658895-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets No Revenues
Type of Security Equity
BioBotic Solutions Inc. See All Filings
D 2016-03-21
Amount To Be Raised $700,000
Associated Brokers / Dealers N/A
CIK Number 0001669886
Filed Document 0001669886-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business ARKANSAS
Revenue or Assets Decline to Disclose
Type of Security Equity
Crosby 2 LLC See All Filings
D/A 2016-03-21
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001631309
Filed Document 0001631309-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Residential
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 128 See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001636677
Filed Document 0001636677-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Metacapital Mortgage Value Fund, Ltd. See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001549265
Filed Document 0000919574-16-012027
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Horizon Multi Strategy Fund LP See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001395808
Filed Document 0001549691-16-000004
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MAK-RO CAPITAL INTERNATIONAL LTD. See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001481026
Filed Document 0000919574-16-012041
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
OPUS FUND INTERNATIONAL LTD See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001460809
Filed Document 0001460809-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business BERMUDA
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
Rubicon Global Fund See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001545400
Filed Document 0000902664-16-006481
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
HKJ REAL ESTATE DEBT FUND, LP See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001545443
Filed Document 0001545443-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MegaBots, Inc. See All Filings
D 2016-03-21
Amount To Be Raised $3,500,000
Associated Brokers / Dealers N/A
CIK Number 0001667977
Filed Document 0001667977-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
14 FIRST SAMURAI/GERENT, LLC See All Filings
D 2016-03-21
Amount To Be Raised $368,000
Associated Brokers / Dealers N/A
CIK Number 0001669965
Filed Document 0001669965-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business KENTUCKY
Revenue or Assets Not Applicable
Type of Security Other
Timberlake Holdings LLC See All Filings
D 2016-03-21
Amount To Be Raised $7,375,000
Associated Brokers / Dealers N/A
CIK Number 0001669746
Filed Document 0001669746-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business MISSOURI
Revenue or Assets No Revenues
Type of Security Equity
WavCatcher, Inc. See All Filings
D 2016-03-21
Amount To Be Raised $300,000
Associated Brokers / Dealers N/A
CIK Number 0001667995
Filed Document 0001667995-16-000001
Exclusions or Exemptions 504
Accepted Date 2016-03-21
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
Weave Communications, Inc. See All Filings
D/A 2016-03-21
Amount To Be Raised $22,798,202
Associated Brokers / Dealers N/A
CIK Number 0001609151
Filed Document 0001609151-16-000005
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Business Services
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets Decline to Disclose
Type of Security Equity
New Wave Lenders (2014-B), L.P. See All Filings
D 2016-03-21
Amount To Be Raised $39,050,000
Associated Brokers / Dealers N/A
CIK Number 0001669727
Filed Document 0001669724-16-000004
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
Montserrat Healthcare Fund Offshore, Ltd. See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001636529
Filed Document 0001636529-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Signet Accel, LLC See All Filings
D 2016-03-21
Amount To Be Raised $3,600,000
Associated Brokers / Dealers N/A
CIK Number 0001669843
Filed Document 0001669841-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Decline to Disclose
Type of Security Equity
Sandler Total Return Opportunities Fund, LP See All Filings
D 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001669825
Filed Document 0001669825-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SYLVAN LAKE PARTNERS LP See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001346194
Filed Document 0001013594-16-000941
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Equity
RST, Inc. See All Filings
D 2016-03-21
Amount To Be Raised $6,789,452
Associated Brokers / Dealers N/A
CIK Number 0001492477
Filed Document 0001492477-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Tiger Legatus Partners, LP See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001474893
Filed Document 0000919574-16-012034
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
MATRIX CAPITAL MANAGEMENT FUND II LP See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001096719
Filed Document 0000902664-16-006486
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Tyrus Capital Event Fund Ltd See All Filings
D 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001668583
Filed Document 0001315863-16-001318
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
Matchbox Food Group, LLC See All Filings
D 2016-03-18
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001627598
Filed Document 0001627598-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D
Industry Restaurants
Offering Tier N/A
Principal Place of Business DISTRICT OF COLUMBIA
Revenue or Assets Decline to Disclose
Type of Security Debt
EYEGATE PHARMACEUTICALS INC See All Filings
D 2016-03-21
Amount To Be Raised $2,618,797
Associated Brokers / Dealers N/A
CIK Number 0001372514
Filed Document 0001144204-16-089285
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
Keen Labs, Inc. See All Filings
D 2016-03-17
Amount To Be Raised $4,500,000
Associated Brokers / Dealers N/A
CIK Number 0001612392
Filed Document 0001243233-16-000017
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
LP Operating, LLC See All Filings
D 2016-03-21
Amount To Be Raised $1,200,000
Associated Brokers / Dealers N/A
CIK Number 0001564499
Filed Document 0001564499-16-000006
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1 - $1,000,000
Type of Security Other
AV / PECF SPV, L.P. See All Filings
D 2016-03-21
Amount To Be Raised $2,458,835
Associated Brokers / Dealers N/A
CIK Number 0001669657
Filed Document 0001669657-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Not Applicable
Type of Security Pooled Investment Fund