Found 651833 results

Name Type of Offering Accepted Date
Finomial Corp See All Filings
D/A 2016-03-17
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001538698
Filed Document 0001538698-16-000006
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
EJF Energy Opportunities Fund LP See All Filings
D/A 2016-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001638968
Filed Document 0001668686-16-000005
Exclusions or Exemptions 506b
Accepted Date 2016-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Cartica Capital Partners (Cayman) Ltd. See All Filings
D/A 2016-03-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001573275
Filed Document 0001669063-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business DISTRICT OF COLUMBIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D/A 2016-03-17
Amount To Be Raised $9,048,415
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-16-000475
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Pooled Investment Fund
Portsea Fund, a sub-fund of Portsea Fund SICAV PLC See All Filings
D 2016-03-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001661991
Filed Document 0000943663-16-000335
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MALTA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Financial Institutions Opportunity Fund, Limited Partnership See All Filings
D/A 2016-03-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001471398
Filed Document 0001471398-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Other
Infinite Yield Fund LP See All Filings
D 2016-03-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001667475
Filed Document 0001667475-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
JWA IRA LLC See All Filings
D 2016-03-17
Amount To Be Raised $296,000
Associated Brokers / Dealers N/A
CIK Number 0001669738
Filed Document 0001669738-16-000001
Exclusions or Exemptions N/A
Accepted Date 2016-03-17
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business UNITED STATES
Revenue or Assets $1 - $1,000,000
Type of Security Equity
MICON Properties LLC See All Filings
D 2016-03-17
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001631394
Filed Document 0001631394-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1 - $1,000,000
Type of Security Debt
LORD ABBETT INTERNATIONAL CORE EQUITY TRUST See All Filings
D/A 2016-03-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001441675
Filed Document 0001441675-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Updata Partners V, L.P. See All Filings
D/A 2016-03-17
Amount To Be Raised $275,000,000
Associated Brokers / Dealers N/A
CIK Number 0001628239
Filed Document 0001628239-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business DISTRICT OF COLUMBIA
Revenue or Assets Not Applicable
Type of Security Pooled Investment Fund
RED KITE COMPASS FUND, L.P. See All Filings
D/A 2016-03-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001367677
Filed Document 0000947871-16-001039
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business BERMUDA
Revenue or Assets Decline to Disclose
Type of Security Equity
UPH Holdings, LLC See All Filings
D 2016-03-17
Amount To Be Raised $7,020,000
Associated Brokers / Dealers N/A
CIK Number 0001669243
Filed Document 0001669243-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Decline to Disclose
Type of Security Equity
YANNIX FUND LP See All Filings
D/A 2016-03-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001340311
Filed Document 0000902664-16-006417
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Project Arthur AIV Voting Stock Feeder, L.P. See All Filings
D 2016-03-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001664760
Filed Document 0001664760-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business Y7
Revenue or Assets Decline to Disclose
Type of Security Equity
Upside Partnership II, L.P. See All Filings
D 2016-03-17
Amount To Be Raised $42,500,000
Associated Brokers / Dealers N/A
CIK Number 0001664971
Filed Document 0001664971-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Not Applicable
Type of Security Pooled Investment Fund
Long Haul, LLC See All Filings
D 2016-03-16
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001669614
Filed Document 0001669614-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-16
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
Quantum Circuits, Inc. See All Filings
D 2016-03-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001669391
Filed Document 0001669391-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Maverick QES Long Fund, L.P. See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001630288
Filed Document 0000947871-16-001060
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MatlinPatterson Puerto Rico Recovery Fund L.P. See All Filings
D 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001669800
Filed Document 0001315863-16-001313
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
CREDOS FLOATING RATE FUND LP See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001409064
Filed Document 0000919574-16-011966
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D/A 2016-03-18
Amount To Be Raised $81,447,738
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-16-000482
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Pooled Investment Fund
Ursus International Ltd. See All Filings
D/A 2016-03-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001469387
Filed Document 0001144204-16-088612
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Drilling Info Holdings, Inc. See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001543713
Filed Document 0001543713-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
Colorado Springs Memory Care LLC See All Filings
D 2016-03-18
Amount To Be Raised $4,715,000
Associated Brokers / Dealers N/A
CIK Number 0001669579
Filed Document 0001669579-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
ARROGENE, INC See All Filings
D 2016-03-18
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001403792
Filed Document 0001011034-16-000143
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
Farallon Investment Holdings, L.P. See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001408691
Filed Document 0000902664-16-006450
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MOBILELOGIX, INC. See All Filings
D 2016-03-16
Amount To Be Raised $2,200,000
Associated Brokers / Dealers N/A
CIK Number 0001669623
Filed Document 0001669623-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-16
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets Decline to Disclose
Type of Security Equity
Maverick Select, Ltd. See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001589402
Filed Document 0000947871-16-001053
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
Grain Communications Opportunity Fund, L.P. See All Filings
D 2016-03-18
Amount To Be Raised $500,000,000
Associated Brokers / Dealers N/A
CIK Number 0001660749
Filed Document 0000950142-16-003337
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
MAVERICK STABLE PARTNERS LP See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001178364
Filed Document 0000947871-16-001058
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Old Kings Capital Long Only, L.P. See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001572909
Filed Document 0000919574-16-011959
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Equity
FARALLON CAPITAL OFFSHORE INVESTORS, INC. See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001067794
Filed Document 0000902664-16-006448
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Arapaho Peak Real Estate Fund V LP See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001651031
Filed Document 0001651031-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
OFI Global: Senior Loan Fund, LLC See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001544120
Filed Document 0001544120-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
Heights Finance Corp See All Filings
D 2016-03-17
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001475158
Filed Document 0001475158-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-17
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Debt
BEAR CREEK PRODUCTS ACA, LLLP See All Filings
D 2016-03-18
Amount To Be Raised $11,230,000
Associated Brokers / Dealers N/A
CIK Number 0001669851
Filed Document 0001669851-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
Silver Point Capital Fund, L.P. See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001169161
Filed Document 0000902664-16-006443
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Equity
Pharo Trading Fund, Ltd. See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001486435
Filed Document 0001085146-16-003369
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NETHERLANDS ANTILLES
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
PAULSON SPECIAL SITUATIONS FUND LTD See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001444083
Filed Document 0001013594-16-000922
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
ROYCE PARTNERS FUND LP See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001135935
Filed Document 0001135935-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
Pagoda Peak Emerging Markets Fund LP See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001621917
Filed Document 0001357541-16-000005
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Project Arthur AIV Non-Voting Stock Feeder, L.P. See All Filings
D 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001664761
Filed Document 0001664761-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business Y7
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
LAZARD RATHMORE FUND, LTD. See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001438704
Filed Document 0000902664-16-006455
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Lone Cedar, Ltd. See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001160196
Filed Document 0000902664-16-006462
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Millennium Global Estate LP See All Filings
D/A 2016-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001145214
Filed Document 0000902664-16-006474
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Monster Jet, LLC See All Filings
D 2016-03-18
Amount To Be Raised $150,000
Associated Brokers / Dealers N/A
CIK Number 0001669903
Filed Document 0001669903-16-000002
Exclusions or Exemptions 506b
Accepted Date 2016-03-18
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Digi Outdoor Media Inc. See All Filings
D 2015-03-17
Amount To Be Raised $3,997,000
Associated Brokers / Dealers N/A
CIK Number 0001628444
Filed Document 0001161697-16-000744
Exclusions or Exemptions 506b
Accepted Date 2015-03-17
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets No Revenues
Type of Security Other
Bronze Venture Fund I, L.P. See All Filings
D 2016-03-21
Amount To Be Raised $50,000,000
Associated Brokers / Dealers N/A
CIK Number 0001669640
Filed Document 0001669640-16-000001
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
APA Taxable Municipal Bond L P I See All Filings
D/A 2016-03-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001291351
Filed Document 0001398344-16-011145
Exclusions or Exemptions 506b
Accepted Date 2016-03-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund