Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Neostencil, Inc. See All Filings	D	2017-02-02 18:06:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640504 Filed Document 0001640504-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 18:06:03 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ACTUATE THERAPEUTICS, INC. See All Filings	D	2017-02-02 17:58:55 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001652935 Filed Document 0001652935-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:58:55 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
COLI VUL-7 SERIES ACCOUNT See All Filings	D	2017-02-02 17:47:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph A. Thompson, Phillip L. Currie, Jr., Michael D. Shannon, Robert W. Steinke, Donald P. Harringon, Scott J. Seibel, Bruce H. Brownell, Rhonda L. Miller, Jimmy D. Edwards, Andrew B. Hart, Andrew P. Arigo, Brayden D. Dall, Brian A. Donofry, Bryant W. Kirk, Christopher H. Nyland, David G. Cammack, David H. Fisher, Gordon T. Chisholm, James E. Whistler, James M. Foyt, Jeffrey P. Peterson, Kenneth J. Depaola, Michael J. Levine, Patrick T. Horne, Phillip A. Pickett, Richard A. DeVita, Jr., Robert E. Nienaber, Russell H. Vandevelde, IV, Scott W. Holton, Shawn M. Hintz, Thomas C. Froelich, William D. Byron, IV, William E. Schantz, William J. Folan, and William R. Holton CIK Number 0001157174 Filed Document 0001157174-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:47:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altia Systems, Inc. See All Filings	D	2017-02-02 17:42:43 UTC
Amount To Be Raised $16,445,108 Associated Brokers / Dealers N/A CIK Number 0001540740 Filed Document 0001540740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:42:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LXTCH Capital Fund I 2017, LLC See All Filings	D	2017-02-02 17:42:18 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001697057 Filed Document 0001697057-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:42:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
K&K Veritas LP See All Filings	D	2017-02-02 17:42:02 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001697002 Filed Document 0001697002-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:42:02 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Transplant Genomics Inc. See All Filings	D/A	2017-02-02 17:39:12 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Arcadia Securities, LLC CIK Number 0001604710 Filed Document 0001604710-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:39:12 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Lerer Hippeau Ventures Select Fund, LP See All Filings	D	2017-02-02 17:29:14 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers GCA Advisors, LLC CIK Number 0001695937 Filed Document 0001695937-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:29:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BPC OPPORTUNITIES OFFSHORE FUND III LP See All Filings	D	2017-02-02 17:22:23 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001684299 Filed Document 0001684299-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:22:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BPC OPPORTUNITIES OFFSHORE FEEDER FUND III LP See All Filings	D	2017-02-02 17:21:18 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001684301 Filed Document 0001684301-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:21:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ET Sparrows Point, LLC See All Filings	D	2017-02-02 17:19:46 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001696251 Filed Document 0001696251-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:19:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 165 See All Filings	D	2017-02-02 17:09:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001696760 Filed Document 0001696760-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:09:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teakoe & Co LLC See All Filings	D	2017-02-02 17:04:42 UTC
Amount To Be Raised $500,010 Associated Brokers / Dealers N/A CIK Number 0001696676 Filed Document 0001696676-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:04:42 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sozo Ventures - TrueBridge Fund II, L.P. See All Filings	D/A	2017-02-02 16:57:26 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001664751 Filed Document 0001664751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:57:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Indianapolis Medical Office DST See All Filings	D/A	2017-02-02 16:54:15 UTC
Amount To Be Raised $13,897,674 Associated Brokers / Dealers Robert S. Smith, Lois A. Leynse, Joseph G. Michaletz, Roger T. Tadsen, John E. Bishop, Eric S. Scaff, Chay Lapin, Jeffrey B. Baker, Eric A. Bicknese, Thomas J. Ealy, Silver Portal Capital LLC, Nathaniel M. Kuhn, Dwight K. Kay, Trawnegan Gall, John P. Harvey Jr., Jeffrey L. Davis, David B. Levinson, Verln B. Dewit, William S. Sheehan, Christina S. Nielson, John T. Christy, Michael A. Bendix, Robert J. Eckhardt, Todd D. Carter, and Inland Securites Corporation CIK Number 0001686014 Filed Document 0001686014-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:54:15 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ABACI CP I, L.P. See All Filings	D/A	2017-02-02 16:53:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560189 Filed Document 0001560189-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:53:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Great Bay Global LLC See All Filings	D	2017-02-02 16:47:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696917 Filed Document 0001696917-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:47:56 UTC Type of Offering D Industry Investing Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Debt
GREEN CLOUD TECHNOLOGIES LLC See All Filings	D	2017-02-02 16:46:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001535861 Filed Document 0001535861-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:46:14 UTC Type of Offering D Industry Telecommunications Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cmax System, Inc. See All Filings	D	2017-02-02 16:44:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001696967 Filed Document 0001696967-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:44:37 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Other
Rennova Health, Inc. See All Filings	D	2017-02-02 16:39:43 UTC
Amount To Be Raised $1,590,000 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001683168-17-000228 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:39:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Crescent Heights Development LLC See All Filings	D	2017-02-02 16:39:12 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001696090 Filed Document 0001683168-17-000227 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:39:12 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pisgah Partners, LP See All Filings	D	2017-02-02 16:37:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696779 Filed Document 0001696779-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:37:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Camden Bonds Plus Fund, LLC See All Filings	D/A	2017-02-02 16:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503737 Filed Document 0001503737-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:37:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cliintel Capital Group Aggressive Growth III, LLC See All Filings	D/A	2017-02-02 16:35:34 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Richard M. Batenburg, III CIK Number 0001694070 Filed Document 0001694070-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:35:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hoplite Offshore Fund, Ltd. See All Filings	D/A	2017-02-02 16:31:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC CIK Number 0001351764 Filed Document 0000919574-17-000946 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:31:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Promus Ventures II, L.P. See All Filings	D	2017-02-02 16:27:26 UTC
Amount To Be Raised $14,715,000 Associated Brokers / Dealers N/A CIK Number 0001659416 Filed Document 0001659416-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:27:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creel Information Technology, Inc. See All Filings	D	2017-02-02 16:25:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers none CIK Number 0001696985 Filed Document 0001696985-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:25:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ASHMORE EMERGING MARKETS DEBT FUND See All Filings	D/A	2017-02-02 16:21:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001267160 Filed Document 0001267160-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:21:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serina Therapeutics, Inc. See All Filings	D	2017-02-02 16:20:57 UTC
Amount To Be Raised $7,800,000 Associated Brokers / Dealers N/A CIK Number 0001558525 Filed Document 0001558525-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:20:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Grove International Ltd. See All Filings	D/A	2017-02-02 16:20:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631106 Filed Document 0001452246-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:20:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bigr Ventures LP See All Filings	D/A	2017-02-02 16:18:36 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001660995 Filed Document 0001660995-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:18:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZeoGas LLC See All Filings	D/A	2017-02-02 16:17:05 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc., Sunbelt Securities, Inc., Sunbelt Securities, Inc., Sunbelt Securities, Inc., Sunbelt Securities, Inc., and Sunbelt Securities, Inc. CIK Number 0001593648 Filed Document 0001593648-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:17:05 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
GIP III Canary Co-Invest II, S.L.P. See All Filings	D	2017-02-02 16:15:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696806 Filed Document 0001140361-17-004170 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:15:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Africa Emerging Markets Fund See All Filings	D/A	2017-02-02 16:15:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001603096 Filed Document 0001603096-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:15:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWIFT ENERGY CO See All Filings	D	2017-02-02 16:15:04 UTC
Amount To Be Raised $39,999,978 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0000351817 Filed Document 0000351817-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:15:04 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SE PEARLAND, DST See All Filings	D	2017-02-02 16:14:35 UTC
Amount To Be Raised $12,492,700 Associated Brokers / Dealers N/A CIK Number 0001696458 Filed Document 0001696458-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:14:35 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LYON STREET INVESTORS LP See All Filings	D/A	2017-02-02 16:08:42 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001452246 Filed Document 0001452246-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:08:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RS Lending, Inc. See All Filings	D	2017-02-02 16:05:30 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001654094 Filed Document 0001654094-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:05:30 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Briar Meads SPV X, LLC See All Filings	D/A	2017-02-02 16:02:36 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001696460 Filed Document 0001696460-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:02:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Ashmore Asian Special Opportunities Fund Ltd See All Filings	D/A	2017-02-02 16:01:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566880 Filed Document 0001566880-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:01:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royal Capital Value Fund LP See All Filings	D/A	2017-02-02 15:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413591 Filed Document 0001315863-17-000079 Exclusions or Exemptions 506b Accepted Date 2017-02-02 15:58:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Serenity Investment Master Fund Ltd See All Filings	D/A	2017-02-02 15:56:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593658 Filed Document 0001593658-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 15:56:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore Emerging Markets Liquid Investment Portfolio See All Filings	D/A	2017-02-02 15:55:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566882 Filed Document 0001566882-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 15:55:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ironwood Funding TULIP LLC See All Filings	D	2017-02-02 15:54:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696843 Filed Document 0001696843-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 15:54:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highline Enhanced, Ltd. See All Filings	D/A	2017-02-02 15:54:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489295 Filed Document 0001489295-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 15:54:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLINE CAPITAL INTERNATIONAL LTD See All Filings	D/A	2017-02-02 15:51:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372659 Filed Document 0001372659-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 15:51:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
RENEWABLE ENERGY ASIA FUND II L.P. See All Filings	D	2017-02-02 15:50:43 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001691686 Filed Document 0001694321-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 15:50:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyon Street Qualified Investors, L.P. See All Filings	D/A	2017-02-02 15:49:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567508 Filed Document 0001567508-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 15:49:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cormorant Global Healthcare Offshore Fund, Ltd. See All Filings	D/A	2017-02-02 15:49:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576591 Filed Document 0001576591-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-02 15:49:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore Emerging Markets Corporate High Yield Fund Ltd See All Filings	D/A	2017-02-02 15:48:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001566883 Filed Document 0001566883-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 15:48:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund