|
|
D |
2017-02-03 11:52:18 UTC |
- Amount To Be Raised
- $21,014,115
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001475986
- Filed Document
- 0001475986-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:52:18 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-02-03 11:46:09 UTC |
- Amount To Be Raised
- $2,800,000
- Associated Brokers / Dealers
- Dale Benzine
- CIK Number
- 0001634861
- Filed Document
- 0001634861-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:46:09 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 11:43:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460726
- Filed Document
- 0001012975-17-000086
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:43:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 11:41:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598961
- Filed Document
- 0001012975-17-000085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:41:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 11:40:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001528179
- Filed Document
- 0001012975-17-000084
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:40:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-03 11:39:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696691
- Filed Document
- 0000935836-17-000066
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:39:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 11:38:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468770
- Filed Document
- 0001012975-17-000083
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:38:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-03 11:38:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696692
- Filed Document
- 0000935836-17-000065
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:38:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 11:33:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None and None
- CIK Number
- 0001665023
- Filed Document
- 0001665023-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:33:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 11:32:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468771
- Filed Document
- 0001012975-17-000082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:32:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 11:32:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001485034
- Filed Document
- 0000919574-17-000971
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:32:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-03 11:30:56 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001696827
- Filed Document
- 0001696827-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:30:56 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 11:29:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598957
- Filed Document
- 0001012975-17-000081
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:29:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 11:27:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001528178
- Filed Document
- 0001012975-17-000080
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:27:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 11:23:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468769
- Filed Document
- 0001012975-17-000079
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:23:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-03 11:20:53 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L Equities, LLC
- CIK Number
- 0001695493
- Filed Document
- 0001695493-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:20:53 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 11:06:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001376149
- Filed Document
- 0000919574-17-000969
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:06:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-03 11:04:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695328
- Filed Document
- 0001695328-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:04:24 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-03 11:02:03 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558308
- Filed Document
- 0001558308-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 11:02:03 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 10:57:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665102
- Filed Document
- 0001315863-17-000083
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 10:57:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 10:55:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665109
- Filed Document
- 0001315863-17-000082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 10:55:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 10:49:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Probitas Funds Group, LLC
- CIK Number
- 0001661415
- Filed Document
- 0001315863-17-000081
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 10:49:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 10:48:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Probitas Funds Group, LLC
- CIK Number
- 0001661846
- Filed Document
- 0001315863-17-000080
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 10:48:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-03 10:36:00 UTC |
- Amount To Be Raised
- $43,128,966
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656115
- Filed Document
- 0001656115-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 10:36:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 10:29:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001310946
- Filed Document
- 0000919574-17-000967
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 10:29:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 10:25:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599528
- Filed Document
- 0001599528-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 10:25:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 10:17:05 UTC |
- Amount To Be Raised
- $19,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667335
- Filed Document
- 0001398344-17-001290
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 10:17:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 10:13:11 UTC |
- Amount To Be Raised
- $22,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667334
- Filed Document
- 0001398344-17-001288
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 10:13:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-03 09:57:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695621
- Filed Document
- 0001695621-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:57:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 09:52:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001523070
- Filed Document
- 0001013594-17-000098
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:52:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 09:43:33 UTC |
- Amount To Be Raised
- $850,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637375
- Filed Document
- 0000945621-17-000054
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:43:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 09:42:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001407066
- Filed Document
- 0000919574-17-000965
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:42:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 09:42:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568829
- Filed Document
- 0001568829-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:42:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 09:31:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001406947
- Filed Document
- 0000919574-17-000963
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:31:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 09:29:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566108
- Filed Document
- 0001012975-17-000078
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:29:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 09:25:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687427
- Filed Document
- 0001687427-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:25:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-03 09:24:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696671
- Filed Document
- 0001696671-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:24:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 09:16:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- First Republic Securities Company, LLC
- CIK Number
- 0001661064
- Filed Document
- 0001144204-17-005771
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:16:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 09:15:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- STIFEL, NICOLAUS & COMPANY, INCORPORATED and BARBARA L. JUSTIZ
- CIK Number
- 0001338955
- Filed Document
- 0000945621-17-000053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:15:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 09:14:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- First Republic Securities Company, LLC
- CIK Number
- 0001661062
- Filed Document
- 0001144204-17-005769
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:14:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-03 09:11:11 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001696782
- Filed Document
- 0001696782-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:11:11 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 09:10:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001373504
- Filed Document
- 0000919574-17-000961
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:10:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-03 09:10:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AGECROFT PARTNERS, LLC
- CIK Number
- 0001536125
- Filed Document
- 0001536125-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:10:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-03 09:03:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001373508
- Filed Document
- 0000919574-17-000959
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 09:03:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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Western Asset Opportunistic Extended Duration Portfolio, L.L.C.
See All Filings
|
D |
2017-02-03 08:58:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001696736
- Filed Document
- 0001696736-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 08:58:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2017-02-03 08:24:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581263
- Filed Document
- 0001192482-17-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 08:24:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D |
2017-02-03 07:45:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696994
- Filed Document
- 0001696994-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 07:45:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
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D/A |
2017-02-03 07:28:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665725
- Filed Document
- 0000902664-17-000691
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 07:28:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D |
2017-02-03 06:03:43 UTC |
- Amount To Be Raised
- $10,125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001014111
- Filed Document
- 0001144204-17-005749
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-03 06:03:43 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
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D |
2017-02-02 20:22:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001697050
- Filed Document
- 0001140361-17-004251
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 20:22:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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