|
|
D |
2017-02-08 17:29:09 UTC |
- Amount To Be Raised
- $81,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691016
- Filed Document
- 0001691016-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 17:29:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-08 17:23:16 UTC |
- Amount To Be Raised
- $194,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695010
- Filed Document
- 0001695010-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 17:23:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-08 17:22:32 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697613
- Filed Document
- 0001697613-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 17:22:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2017-02-08 17:22:32 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694350
- Filed Document
- 0001694350-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 17:22:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-08 17:17:59 UTC |
- Amount To Be Raised
- $208,403
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696518
- Filed Document
- 0001696518-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 17:17:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-08 17:16:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697611
- Filed Document
- 0001697611-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 17:16:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-08 17:16:36 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647507
- Filed Document
- 0001647507-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 17:16:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-08 17:16:17 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693148
- Filed Document
- 0001693148-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 17:16:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
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|
D |
2017-02-08 17:15:09 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695690
- Filed Document
- 0001695690-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 17:15:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-08 17:10:50 UTC |
- Amount To Be Raised
- $24,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647507
- Filed Document
- 0001647507-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 17:10:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-08 17:08:21 UTC |
- Amount To Be Raised
- $2,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645783
- Filed Document
- 0001645783-17-000001
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2017-02-08 17:08:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-02-08 17:07:21 UTC |
- Amount To Be Raised
- $311,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694496
- Filed Document
- 0001694496-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 17:07:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-08 17:05:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FSC SECURITIES, COMMONWEALTH FINANCIAL NETWORK, THE STRATEGIC FINANCIAL ALLLIANCE, LPL FINANCIAL SERVICES, and LINCOLN INVESTMENT PLANNING
- CIK Number
- 0001045198
- Filed Document
- 0001045198-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 17:05:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-08 17:01:56 UTC |
- Amount To Be Raised
- $8,050,000
- Associated Brokers / Dealers
- The Enterprise Securities Company
- CIK Number
- 0001697116
- Filed Document
- 0001659173-17-000067
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 17:01:56 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-02-08 17:01:13 UTC |
- Amount To Be Raised
- $135,626
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691641
- Filed Document
- 0001691641-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 17:01:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-08 16:56:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FAR HILLS GROUP, LLC and GROTON SECURITIES LLC
- CIK Number
- 0001579354
- Filed Document
- 0000919574-17-001085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:56:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-08 16:56:03 UTC |
- Amount To Be Raised
- $228,135
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695700
- Filed Document
- 0001695700-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:56:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-08 16:50:45 UTC |
- Amount To Be Raised
- $13,260,313
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479012
- Filed Document
- 0001479012-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:50:45 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-08 16:48:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FAR HILLS GROUP, LLC and GROTON SECURITIES LLC
- CIK Number
- 0001466623
- Filed Document
- 0000919574-17-001083
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:48:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-08 16:47:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697134
- Filed Document
- 0001315863-17-000100
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:47:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-08 16:45:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697028
- Filed Document
- 0001697028-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:45:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-08 16:45:10 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640587
- Filed Document
- 0001640587-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:45:10 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-08 16:40:21 UTC |
- Amount To Be Raised
- $17,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484565
- Filed Document
- 0001484565-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:40:21 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-08 16:38:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666449
- Filed Document
- 0001666449-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:38:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-08 16:37:07 UTC |
- Amount To Be Raised
- $3,200,000
- Associated Brokers / Dealers
- Broadmark Capital LLC
- CIK Number
- 0001696216
- Filed Document
- 0001696216-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:37:07 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-08 16:33:12 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001696687
- Filed Document
- 0001696687-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:33:12 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-08 16:21:25 UTC |
- Amount To Be Raised
- $4,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697590
- Filed Document
- 0001697590-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:21:25 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-08 16:17:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001369590
- Filed Document
- 0000926877-17-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:17:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-08 16:16:08 UTC |
- Amount To Be Raised
- $1,105,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001161582
- Filed Document
- 0001161697-17-000092
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:16:08 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-02-08 16:15:32 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642325
- Filed Document
- 0001642325-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:15:32 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-02-08 16:14:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001369592
- Filed Document
- 0000926877-17-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:14:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-08 16:14:05 UTC |
- Amount To Be Raised
- $7,699,981
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642606
- Filed Document
- 0001642606-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:14:05 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-08 16:13:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001268577
- Filed Document
- 0000926877-17-000024
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:13:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-08 16:12:17 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697128
- Filed Document
- 0001697128-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:12:17 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-08 16:11:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities LLC and Alternative Asset Investment Management Securities, LLC
- CIK Number
- 0001541556
- Filed Document
- 0001541556-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:11:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-08 16:11:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000866174
- Filed Document
- 0000926877-17-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:11:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-08 16:00:57 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517993
- Filed Document
- 0001517993-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 16:00:57 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-08 15:59:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001696057
- Filed Document
- 0001140361-17-005115
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 15:59:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-08 15:55:51 UTC |
- Amount To Be Raised
- $17,500,000
- Associated Brokers / Dealers
- Sandler O'Neill & Partners, L.P.
- CIK Number
- 0000866643
- Filed Document
- 0000866643-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 15:55:51 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-02-08 15:55:41 UTC |
- Amount To Be Raised
- $9,291,060
- Associated Brokers / Dealers
- Hovde Group, LLC
- CIK Number
- 0000916712
- Filed Document
- 0000916712-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 15:55:41 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-08 15:51:15 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001156041
- Filed Document
- 0001493152-17-001229
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 15:51:15 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-08 15:50:44 UTC |
- Amount To Be Raised
- $30,370,824
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696836
- Filed Document
- 0001696836-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 15:50:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-08 15:49:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities LLC, Alternative Asset Investment Management Securities, LLC, and Bhargava Capital
- CIK Number
- 0001541555
- Filed Document
- 0001541556-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 15:49:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-08 15:49:04 UTC |
- Amount To Be Raised
- $5,448,302
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697119
- Filed Document
- 0001697119-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 15:49:04 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-08 15:48:06 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665002
- Filed Document
- 0001665002-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 15:48:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-08 15:46:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001297684
- Filed Document
- 0001297684-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 15:46:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-08 15:46:52 UTC |
- Amount To Be Raised
- $18,762,000
- Associated Brokers / Dealers
- FINRA Member Broker-Dealers, DFPG, Harbour Investments, Inc, H.D. Vest Investment Services, Berthel Fisher and Company, Concorde Investment Services, LLC, Kalos Financial, Inc, Sandlapper Securities, LLC, and Triad Advisors, Inc.
- CIK Number
- 0001696717
- Filed Document
- 0001696717-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 15:46:52 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-08 15:44:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001001107
- Filed Document
- 0001283804-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 15:44:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-08 15:25:30 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694714
- Filed Document
- 0001694714-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 15:25:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2017-02-08 15:22:26 UTC |
- Amount To Be Raised
- $222,953,468
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001306463
- Filed Document
- 0001306463-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-08 15:22:26 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- AUSTRIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|