Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BLS GLOBAL EQUITIES LLC See All Filings	D/A	2017-02-09 10:40:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robin Pierce Armour, David Foree Nyren, and Daniel Adrian Weiss CIK Number 0001610946 Filed Document 0001610946-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 10:40:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DENMARK Revenue or Assets Decline to Disclose Type of Security Equity
Harbert Senior Housing I, LLC See All Filings	D	2017-02-09 10:38:07 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001697562 Filed Document 0001697562-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 10:38:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
HUSREF VI Feeder REIT See All Filings	D	2017-02-09 10:30:30 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001697558 Filed Document 0001697558-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 10:30:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Frogdice, Inc. See All Filings	D	2017-02-09 10:25:40 UTC
Amount To Be Raised $302,498 Associated Brokers / Dealers N/A CIK Number 0001577117 Filed Document 0001577117-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 10:25:40 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SHI-III Briarcliff REIT, LLC See All Filings	D	2017-02-09 10:17:53 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001697627 Filed Document 0001697627-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 10:17:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HGI BSW Fund VI, LLC See All Filings	D/A	2017-02-09 10:16:02 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001696619 Filed Document 0001696619-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 10:16:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
OWS Credit Opportunity Fund, L.P. See All Filings	D/A	2017-02-09 10:05:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510728 Filed Document 0000902664-17-000869 Exclusions or Exemptions 506b Accepted Date 2017-02-09 10:05:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OPG Investment Holdings (US), LLC See All Filings	D	2017-02-09 10:03:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001697549 Filed Document 0001697549-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 10:03:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HGI BSW Fund VI, LLC See All Filings	D	2017-02-09 10:01:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001696619 Filed Document 0001696619-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 10:01:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
OPG OT REIT Investor DE LLC See All Filings	D	2017-02-09 09:56:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001697555 Filed Document 0001697555-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 09:56:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Battle Monument Partners, LLC See All Filings	D	2017-02-09 09:17:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001674550 Filed Document 0001674550-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 09:17:57 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Paramount Gold Nevada Corp. See All Filings	D	2017-02-09 09:17:39 UTC
Amount To Be Raised $3,657,500 Associated Brokers / Dealers N/A CIK Number 0001629210 Filed Document 0001209191-17-008965 Exclusions or Exemptions 506b Accepted Date 2017-02-09 09:17:39 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
TMG 1400 L Street REIT, L.L.C. See All Filings	D	2017-02-09 09:16:35 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696835 Filed Document 0001696835-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 09:16:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TMG International Place REIT, L.L.C. See All Filings	D	2017-02-09 09:14:52 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696842 Filed Document 0001696842-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 09:14:52 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TMGKI Boro I A-3 Sub-REIT, L.L.C. See All Filings	D	2017-02-09 09:13:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696837 Filed Document 0001696837-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 09:13:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TMGKI Boro I B-3 Sub-REIT, L.L.C. See All Filings	D	2017-02-09 09:11:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696839 Filed Document 0001696839-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 09:11:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
RK Mine Finance Fund I LP See All Filings	D	2017-02-09 09:06:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458702 Filed Document 0001458702-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 09:06:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Templeton Global Summits Fund, L.P. See All Filings	D/A	2017-02-09 09:05:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. and Morgan Stanley Smith Barney, LLC CIK Number 0001503655 Filed Document 0001503655-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 09:05:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mycroft AI Inc. See All Filings	D	2017-02-09 08:34:14 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers N/A CIK Number 0001685404 Filed Document 0001685404-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-09 08:34:14 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Other
SCG Hotel Investors N Inc. See All Filings	D	2017-02-08 21:58:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001697104 Filed Document 0001697104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 21:58:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Farol Fund II, LP See All Filings	D	2017-02-08 21:34:32 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001694990 Filed Document 0001694990-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 21:34:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Venrock Associates VIII, L.P. See All Filings	D	2017-02-08 20:32:04 UTC
Amount To Be Raised $413,600,000 Associated Brokers / Dealers N/A CIK Number 0001695610 Filed Document 0001695610-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 20:32:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medite Cancer Diagnostics, Inc. See All Filings	D	2017-02-08 19:50:40 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Tripoint Global Equities, LLC and John D. Colwell CIK Number 0000075439 Filed Document 0001415889-17-000234 Exclusions or Exemptions 506b Accepted Date 2017-02-08 19:50:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Creative Equity Lending, LLC See All Filings	D	2017-02-08 19:36:59 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001573478 Filed Document 0001573478-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 19:36:59 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hospi Corp See All Filings	D	2017-02-08 19:32:58 UTC
Amount To Be Raised $5,321,740 Associated Brokers / Dealers N/A CIK Number 0001697320 Filed Document 0001697320-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 19:32:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IIF Erisa LP See All Filings	D/A	2017-02-08 19:24:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and J.P. Morgan Institutional Investments Inc. CIK Number 0001384001 Filed Document 0001140361-17-005207 Exclusions or Exemptions 506b Accepted Date 2017-02-08 19:24:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Tax-Exempt LP See All Filings	D/A	2017-02-08 19:21:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J. P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001384000 Filed Document 0001140361-17-005197 Exclusions or Exemptions 506b Accepted Date 2017-02-08 19:21:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF LP See All Filings	D/A	2017-02-08 19:17:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001384002 Filed Document 0001140361-17-005191 Exclusions or Exemptions 506b Accepted Date 2017-02-08 19:17:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ips All Natural, LLC See All Filings	D	2017-02-08 19:06:32 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001669118 Filed Document 0001669118-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 19:06:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 84 See All Filings	D	2017-02-08 19:05:28 UTC
Amount To Be Raised $155,250 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001695021 Filed Document 0001695021-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 19:05:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Colchis Real Properties Income Fund, L.P. See All Filings	D	2017-02-08 19:04:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697265 Filed Document 0000935836-17-000087 Exclusions or Exemptions 506b Accepted Date 2017-02-08 19:04:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVO Investco, LLC See All Filings	D	2017-02-08 19:00:37 UTC
Amount To Be Raised $71,250,062 Associated Brokers / Dealers N/A CIK Number 0001565151 Filed Document 0001209191-17-008891 Exclusions or Exemptions 506b Accepted Date 2017-02-08 19:00:37 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 80 See All Filings	D	2017-02-08 18:59:18 UTC
Amount To Be Raised $110,990 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001695016 Filed Document 0001695016-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 18:59:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Leaf of Life International Holdings, Inc. See All Filings	D	2017-02-08 18:35:26 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001697612 Filed Document 0001697612-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 18:35:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Dynamic Offshore Fund Ltd See All Filings	D/A	2017-02-08 18:25:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391245 Filed Document 0000899140-17-000182 Exclusions or Exemptions 506b Accepted Date 2017-02-08 18:25:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CNH Diversified Opportunities Master Account, L.P. See All Filings	D/A	2017-02-08 18:20:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541802 Filed Document 0001541802-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-08 18:20:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ekistic Investments II, LLC See All Filings	D	2017-02-08 18:17:36 UTC
Amount To Be Raised $460,000 Associated Brokers / Dealers N/A CIK Number 0001696769 Filed Document 0001696769-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-02-08 18:17:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
A-SGR-17-Fund, a series of AngelList-S2Al-Funds, LLC See All Filings	D	2017-02-08 18:17:27 UTC
Amount To Be Raised $153,377 Associated Brokers / Dealers N/A CIK Number 0001684038 Filed Document 0001684038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 18:17:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ekistic Investments, LLC See All Filings	D	2017-02-08 18:15:12 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001696747 Filed Document 0001696747-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-02-08 18:15:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
A-OOZ-14-Fund, a series of AngelList-TM-Funds, LLC See All Filings	D	2017-02-08 18:12:50 UTC
Amount To Be Raised $408,000 Associated Brokers / Dealers N/A CIK Number 0001696862 Filed Document 0001696862-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 18:12:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ekistic Investments III, LLC See All Filings	D	2017-02-08 18:11:53 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001696748 Filed Document 0001696748-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-02-08 18:11:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DYNAMIC DOMESTIC FUND LP See All Filings	D/A	2017-02-08 18:09:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219167 Filed Document 0000899140-17-000181 Exclusions or Exemptions 506b Accepted Date 2017-02-08 18:09:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-OTJ-16-Fund, a series of AX-GrCh-Funds, LLC See All Filings	D	2017-02-08 18:09:04 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001688965 Filed Document 0001688965-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 18:09:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EverWest LLC See All Filings	D	2017-02-08 17:59:42 UTC
Amount To Be Raised $9,799,000 Associated Brokers / Dealers N/A CIK Number 0001647507 Filed Document 0001647507-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-08 17:59:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ebullient Inc See All Filings	D	2017-02-08 17:44:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001663052 Filed Document 0001663052-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 17:44:27 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Colchis Income Fund, Ltd. See All Filings	D/A	2017-02-08 17:42:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, KJM Securities, Inc., Pickwick Capital Partners, LLC, Asperion Group LLC, Emerson Equity LLC, Eureka Capital Partners (HK) Limited, Mann Mann Jensen Partners LP, Riviere Securities, Ltd., and Hyundai Securities CIK Number 0001580292 Filed Document 0000935836-17-000085 Exclusions or Exemptions 506b Accepted Date 2017-02-08 17:42:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison Realty Capital Equity Fund I LP See All Filings	D/A	2017-02-08 17:41:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665426 Filed Document 0001665426-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 17:41:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-OXA-33-Fund, a series of AngelList-BLAL-Funds, LLC See All Filings	D	2017-02-08 17:41:29 UTC
Amount To Be Raised $281,967 Associated Brokers / Dealers N/A CIK Number 0001694505 Filed Document 0001694505-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 17:41:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Springbank Capital Advisors, LLC See All Filings	D/A	2017-02-08 17:41:21 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers David A. Noyes & Company CIK Number 0001661404 Filed Document 0001661404-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-08 17:41:21 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
PREFERRED YIELD PLUS LP See All Filings	D/A	2017-02-08 17:33:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FSC SECURITIES CORP., THE STRATEGIC FINANCIAL ALLIANCE, COMMONWEALTH FINANCIAL NETWORK, STANFORD INVESTMENT GROUP, AMERICAN INVESTORS COMPANY, CETERA ADVISORS LLC, LPL FINANCIAL LLC, and Broker Dealer Financial Services Corp. CIK Number 0001122892 Filed Document 0001122892-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 17:33:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund