Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Texas Growth Fund Project III, LP See All Filings	D	2017-03-02 13:43:49 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001699439 Filed Document 0001699439-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 13:43:49 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Humble Capital Fund I, LP. See All Filings	D/A	2017-03-02 13:37:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476279 Filed Document 0001476279-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 13:37:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HAWAII Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TDC 1234, LLC See All Filings	D	2017-03-02 13:31:12 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001699443 Filed Document 0001699443-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 13:31:12 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Thames Absolute Return Offshore Fund, Ltd See All Filings	D	2017-03-02 13:29:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694069 Filed Document 0000919574-17-002419 Exclusions or Exemptions 506b Accepted Date 2017-03-02 13:29:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Saphlux, Inc. See All Filings	D	2017-03-02 13:28:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001699475 Filed Document 0001213900-17-001933 Exclusions or Exemptions 506b Accepted Date 2017-03-02 13:28:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FFHI Acquisitions LC See All Filings	D	2017-03-02 13:26:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001699465 Filed Document 0001699465-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 13:26:39 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Banyan Partners Fund III, L.P. See All Filings	D	2017-03-02 13:22:44 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001699470 Filed Document 0001699470-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 13:22:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CG Founder Partner II, L.P. See All Filings	D	2017-03-02 13:22:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699467 Filed Document 0001699469-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 13:22:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cairngorm Capital Partners II, L.P. See All Filings	D	2017-03-02 13:17:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Acanthus Capital Limited CIK Number 0001699469 Filed Document 0001699469-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 13:17:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Long/Short Equity Fund, Ltd. See All Filings	D/A	2017-03-02 13:07:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605049 Filed Document 0001499915-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-02 13:07:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elan Fund LP See All Filings	D/A	2017-03-02 12:57:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623777 Filed Document 0001499915-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:57:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
475 Fund, Ltd. See All Filings	D/A	2017-03-02 12:54:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580909 Filed Document 0001499915-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:54:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Robotti Opportunity Value Fund, LLC See All Filings	D/A	2017-03-02 12:53:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robotti & Company, LLC CIK Number 0001584745 Filed Document 0001584745-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:53:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Self Storage Fund III, L.P. See All Filings	D	2017-03-02 12:51:56 UTC
Amount To Be Raised $16,150,000 Associated Brokers / Dealers N/A CIK Number 0001699236 Filed Document 0001140361-17-010218 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:51:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Zink, Inc. See All Filings	D	2017-03-02 12:49:27 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001671221 Filed Document 0001671221-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:49:27 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEGAL & GENERAL MSCI USA FUND, LLC See All Filings	D	2017-03-02 12:48:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699327 Filed Document 0001699327-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:48:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ZAZA LP See All Filings	D	2017-03-02 12:45:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699435 Filed Document 0001699435-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:45:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
BUILT IN, INC. See All Filings	D/A	2017-03-02 12:41:27 UTC
Amount To Be Raised $2,380,836 Associated Brokers / Dealers N/A CIK Number 0001608675 Filed Document 0001608675-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:41:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ravenswood Investments III LP See All Filings	D/A	2017-03-02 12:38:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robotti & Company, LLC CIK Number 0001400521 Filed Document 0001400521-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:38:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tusk Brokerage, LLC See All Filings	D	2017-03-02 12:35:52 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001699308 Filed Document 0001699308-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:35:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RAVENSWOOD II LP See All Filings	D/A	2017-03-02 12:33:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173435 Filed Document 0001173435-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:33:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Forest, LLC See All Filings	D	2017-03-02 12:32:06 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001699235 Filed Document 0001140361-17-010212 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:32:06 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Deerfield Special Situations Fund, L.P. See All Filings	D/A	2017-03-02 12:25:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354395 Filed Document 0001354395-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:25:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Micro Medical Solutions, Inc. See All Filings	D	2017-03-02 12:23:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001618948 Filed Document 0001618948-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:23:36 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ravenswood Investment Co L.P. See All Filings	D/A	2017-03-02 12:22:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robotti & Company, LLC CIK Number 0001527269 Filed Document 0001527269-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:22:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DEERFIELD INTERNATIONAL LTD See All Filings	D/A	2017-03-02 12:22:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061970 Filed Document 0001061970-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:22:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARAKETT HOLDINGS LP See All Filings	D/A	2017-03-02 12:20:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001349723 Filed Document 0000919574-17-002415 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:20:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
B Metro LLC See All Filings	D/A	2017-03-02 12:19:06 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Tripoint Global Equities, LLC CIK Number 0001688877 Filed Document 0001688877-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:19:06 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DEERFIELD PARTNERS, L.P. See All Filings	D/A	2017-03-02 12:16:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301041 Filed Document 0001301041-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:16:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J3 BIOSCIENCE, INC. See All Filings	D/A	2017-03-02 12:16:22 UTC
Amount To Be Raised $1,520,000 Associated Brokers / Dealers N/A CIK Number 0001408012 Filed Document 0001408012-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:16:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
All About Beer, LLC See All Filings	D	2017-03-02 12:12:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595676 Filed Document 0001595676-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:12:18 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Empower Micro Systems Inc. See All Filings	D	2017-03-02 12:07:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001559730 Filed Document 0001559730-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:07:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BOM DIA IMPORTS LLC See All Filings	D/A	2017-03-02 12:06:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001556303 Filed Document 0001556303-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:06:09 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group Trust See All Filings	D/A	2017-03-02 12:02:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001592345 Filed Document 0001393725-17-000060 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:02:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PZENA GLOBAL VALUE FUND (DST), a series of Pzena Value Trust See All Filings	D/A	2017-03-02 12:01:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001391852 Filed Document 0001393725-17-000059 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:01:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QC Natural Gas, LLC See All Filings	D/A	2017-03-02 12:00:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001561902 Filed Document 0001561902-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:00:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
PZENA GLOBAL VALUE FUND (GT), a separate investment fund of Pzena Value Group Trust See All Filings	D/A	2017-03-02 11:59:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001391853 Filed Document 0001393725-17-000058 Exclusions or Exemptions 506b Accepted Date 2017-03-02 11:59:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PZENA INTERNATIONAL VALUE FUND (GT), a separate investment fund of Pzena Value Group Trust See All Filings	D/A	2017-03-02 11:58:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001391855 Filed Document 0001393725-17-000057 Exclusions or Exemptions 506b Accepted Date 2017-03-02 11:58:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIIAD Systems, LLC See All Filings	D	2017-03-02 11:47:15 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers Petsky Prunier Securities, LLC CIK Number 0001699104 Filed Document 0001699104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 11:47:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES ASSOCIATES LP See All Filings	D/A	2017-03-02 11:18:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Watts Capital, LLC, Bhargava Wealth Management, LLC, Fort Ghent Brokerage LLC, and Alpha Strategies Investment Consulting Inc. CIK Number 0001565758 Filed Document 0000919574-17-002413 Exclusions or Exemptions 506b Accepted Date 2017-03-02 11:18:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Akeida Environmental Fund, L.P. See All Filings	D/A	2017-03-02 11:15:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459946 Filed Document 0000919574-17-002411 Exclusions or Exemptions 506b Accepted Date 2017-03-02 11:15:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mr. Sheffield Ltd Liability Co See All Filings	D	2017-03-02 11:11:30 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001695431 Filed Document 0001695431-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 11:11:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Knopp Biosciences LLC See All Filings	D/A	2017-03-02 10:58:33 UTC
Amount To Be Raised $23,283,527 Associated Brokers / Dealers MIP Global, Inc., Stillpoint Capital, LLC, Saturn Capital, Inc., and Pickwick Capital Partners, LLC CIK Number 0001497598 Filed Document 0000898432-17-000317 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:58:33 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Out of Bounds Brewing Co LLC See All Filings	D	2017-03-02 10:57:44 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001698194 Filed Document 0001698194-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:57:44 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Brasstown Funding II LLC See All Filings	D/A	2017-03-02 10:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Roberts, Catherine Hicks, Bruce Smith, Thomas Young, John Stanier, and Phillip Nash Roberts CIK Number 0001584940 Filed Document 0001584940-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:57:06 UTC Type of Offering D/A Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Xineoh, Inc. See All Filings	D	2017-03-02 10:52:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699171 Filed Document 0001699171-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:52:19 UTC Type of Offering D Industry Computers Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Axonic PG Special Opportunities Overseas Fund 2016-1, Ltd. See All Filings	D/A	2017-03-02 10:43:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668459 Filed Document 0000919574-17-002409 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:43:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JK ASIAN INVEST LP See All Filings	D/A	2017-03-02 10:43:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001460990 Filed Document 0001315863-17-000217 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:43:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNKNOWN Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Genesis Emerging Markets, L .P. See All Filings	D/A	2017-03-02 10:41:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001303303 Filed Document 0001315863-17-000216 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:41:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Axonic PG Special Opportunities Fund 2016-1, LP See All Filings	D/A	2017-03-02 10:41:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668298 Filed Document 0000919574-17-002407 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:41:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity