Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Health Platforms Group, Inc. See All Filings	D	2017-09-05 19:06:36 UTC
Amount To Be Raised $2,869,751 Associated Brokers / Dealers N/A CIK Number 0001716227 Filed Document 0001716227-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 19:06:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Americana Portfolio I LP See All Filings	D	2017-09-05 18:58:47 UTC
Amount To Be Raised $30,725,000 Associated Brokers / Dealers N/A CIK Number 0001711775 Filed Document 0001711775-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 18:58:47 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silver Horse Fund, LP See All Filings	D/A	2017-09-05 18:38:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587194 Filed Document 0001587194-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 18:38:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Demetrix, Inc. See All Filings	D	2017-09-05 18:34:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001716211 Filed Document 0001716211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 18:34:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATW Fund I, L.P. See All Filings	D/A	2017-09-05 18:22:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668988 Filed Document 0001668988-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 18:22:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cursor Data, Inc. See All Filings	D	2017-09-05 18:20:40 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001716265 Filed Document 0001716265-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 18:20:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Seattle Funding Group, Ltd. See All Filings	D	2017-09-05 17:57:25 UTC
Amount To Be Raised $2,535,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-05 17:57:25 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Bain Capital Special Situations Asia, L.P. See All Filings	D/A	2017-09-05 17:29:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bain Capital Distributors, LLC CIK Number 0001713462 Filed Document 0001713462-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 17:29:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Northern Swan Holdings, Inc. See All Filings	D	2017-09-05 17:20:23 UTC
Amount To Be Raised $10,000,033 Associated Brokers / Dealers Daniel Freuman, John Clark Gillen, and Christopher McTammany CIK Number 0001716131 Filed Document 0001144204-17-046643 Exclusions or Exemptions 506b Accepted Date 2017-09-05 17:20:23 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
STABLE GROUP, LLC See All Filings	D	2017-09-05 17:17:35 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001716203 Filed Document 0001716203-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 17:17:35 UTC Type of Offering D Industry Retailing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Cerrano Capital Offshore Fund Ltd See All Filings	D	2017-09-05 17:14:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001716026 Filed Document 0000950142-17-001633 Exclusions or Exemptions 506b Accepted Date 2017-09-05 17:14:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cerrano Capital Onshore Fund LP See All Filings	D	2017-09-05 17:14:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001715835 Filed Document 0000950142-17-001632 Exclusions or Exemptions 506b Accepted Date 2017-09-05 17:14:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HIP IV SCSp See All Filings	D	2017-09-05 17:12:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers More than five (5) Associated Persons CIK Number 0001716115 Filed Document 0001144204-17-046634 Exclusions or Exemptions 506b Accepted Date 2017-09-05 17:12:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Common Sensing Inc. See All Filings	D	2017-09-05 17:11:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001584394 Filed Document 0001584394-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 17:11:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Patagonia Capital Partners, LLC See All Filings	D	2017-09-05 17:03:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716051 Filed Document 0001716051-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 17:03:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARGENTINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PwrCor, Inc. See All Filings	D	2017-09-05 16:58:02 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0000733337 Filed Document 0001393905-17-000270 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:58:02 UTC Type of Offering D Industry Energy Conservation Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rational Vaccines, Inc. See All Filings	D	2017-09-05 16:42:14 UTC
Amount To Be Raised $8,248,749 Associated Brokers / Dealers N/A CIK Number 0001641930 Filed Document 0001641930-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:42:14 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Wincon Capital, LLC See All Filings	D	2017-09-05 16:34:15 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001714943 Filed Document 0001714943-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:34:15 UTC Type of Offering D Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Europa UK Debt L.P. See All Filings	D	2017-09-05 16:29:01 UTC
Amount To Be Raised $128,450,700 Associated Brokers / Dealers N/A CIK Number 0001716210 Filed Document 0001716210-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:29:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
ChurnZero, Inc. See All Filings	D	2017-09-05 16:18:21 UTC
Amount To Be Raised $3,093,010 Associated Brokers / Dealers N/A CIK Number 0001715901 Filed Document 0001715901-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:18:21 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Iteros, Inc. See All Filings	D	2017-09-05 16:17:01 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001671512 Filed Document 0001671512-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:17:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAFLOW, INC. See All Filings	D	2017-09-05 16:11:12 UTC
Amount To Be Raised $2,500,092 Associated Brokers / Dealers N/A CIK Number 0001650200 Filed Document 0000950103-17-008588 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:11:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GK Secured Income V, LLC See All Filings	D	2017-09-05 16:10:53 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001706275 Filed Document 0001706275-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:10:53 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ABSOLUTE PARTNERS FUND LP See All Filings	D/A	2017-09-05 16:05:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625187 Filed Document 0001625187-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:05:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUMANIGEN, INC See All Filings	D	2017-09-05 16:05:38 UTC
Amount To Be Raised $15,015,000 Associated Brokers / Dealers N/A CIK Number 0001293310 Filed Document 0001214659-17-005501 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:05:38 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlackGold Opportunity Fund II LP See All Filings	D/A	2017-09-05 16:04:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616586 Filed Document 0001616586-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:04:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHCP IV EPIC COI, L.P. See All Filings	D	2017-09-05 16:03:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716045 Filed Document 0000950142-17-001629 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:03:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
pHLIP, Inc. See All Filings	D	2017-09-05 15:50:37 UTC
Amount To Be Raised $3,448,204 Associated Brokers / Dealers N/A CIK Number 0001716125 Filed Document 0001716125-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 15:50:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Traction Technology Partners, LLC See All Filings	D	2017-09-05 15:49:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001714869 Filed Document 0001714869-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 15:49:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
General Oncology, Inc. See All Filings	D/A	2017-09-05 15:49:25 UTC
Amount To Be Raised $46,905,641 Associated Brokers / Dealers N/A CIK Number 0001658021 Filed Document 0001658021-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 15:49:25 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Foundation Energy Fund VI - A, LP See All Filings	D/A	2017-09-05 15:27:32 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Thomas Capital Group, Inc. CIK Number 0001683748 Filed Document 0001683748-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 15:27:32 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
HARD Beverages, Inc. See All Filings	D	2017-09-05 15:17:04 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers None CIK Number 0001679087 Filed Document 0001679087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 15:17:04 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Winter Capital LLC See All Filings	D	2017-09-05 15:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001714904 Filed Document 0001714904-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 15:06:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Chalice Wealth Partners LLC See All Filings	D/A	2017-09-05 15:03:36 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001706938 Filed Document 0001706938-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-05 15:03:36 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Odyssey 4 LLC See All Filings	D	2017-09-05 14:57:52 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001715805 Filed Document 0001144204-17-046561 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:57:52 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MOXYTECH INC. See All Filings	D	2017-09-05 14:57:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716152 Filed Document 0001716152-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:57:03 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Truss Holdings, Inc. See All Filings	D	2017-09-05 14:55:22 UTC
Amount To Be Raised $5,964,932 Associated Brokers / Dealers N/A CIK Number 0001668644 Filed Document 0001668644-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:55:22 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Springbox Labs, Inc. See All Filings	D	2017-09-05 14:53:08 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001660473 Filed Document 0001209191-17-051212 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:53:08 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Southern Bancorp, Inc. See All Filings	D	2017-09-05 14:44:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001702397 Filed Document 0001702397-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:44:23 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
United Jasper COunty #1, LP See All Filings	D	2017-09-05 14:44:06 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001716185 Filed Document 0001716185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:44:06 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Gfinity plc See All Filings	D	2017-09-05 14:42:18 UTC
Amount To Be Raised $1,904,006 Associated Brokers / Dealers N/A CIK Number 0001713934 Filed Document 0001713934-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:42:18 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Caspian Focused Opportunities Fund, L.P. See All Filings	D/A	2017-09-05 14:41:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530807 Filed Document 0001530807-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:41:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
222W7, LLC See All Filings	D	2017-09-05 14:24:30 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001716123 Filed Document 0000892251-17-000087 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:24:30 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Junction Energy Co-investment I, LLC See All Filings	D	2017-09-05 14:22:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715300 Filed Document 0001715300-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:22:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Airo) L.P. See All Filings	D	2017-09-05 14:14:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705436 Filed Document 0001465818-17-000053 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:14:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ATP Capital LP See All Filings	D	2017-09-05 14:10:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715952 Filed Document 0001715952-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:10:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakland Financial, LLC See All Filings	D/A	2017-09-05 14:08:56 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Jeff Ballard CIK Number 0001710541 Filed Document 0001710541-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:08:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D	2017-09-05 14:03:42 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Hayes Holderness and Lorne Adrain CIK Number 0001343394 Filed Document 0001343394-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:03:42 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Monadnock Agricultural Center, LLC See All Filings	D	2017-09-05 13:49:52 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001715085 Filed Document 0001715085-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:49:52 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cirkul, Inc. See All Filings	D/A	2017-09-05 13:32:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001678810 Filed Document 0001678810-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:32:01 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire