|
|
D |
2017-09-06 12:47:41 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716221
- Filed Document
- 0001716221-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 12:47:41 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
James Seed Preferred, a series of Tribeca Angels Investments, LLC
See All Filings
|
D |
2017-09-06 12:33:41 UTC |
- Amount To Be Raised
- $343,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715753
- Filed Document
- 0001714619-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 12:33:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-06 12:31:44 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714619
- Filed Document
- 0001714619-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 12:31:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-06 12:28:40 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704766
- Filed Document
- 0001704766-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 12:28:40 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D |
2017-09-06 12:25:32 UTC |
- Amount To Be Raised
- $491,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710283
- Filed Document
- 0001714168-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 12:25:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-06 12:23:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652215
- Filed Document
- 0001714354-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 12:23:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-06 12:19:21 UTC |
- Amount To Be Raised
- $8,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714097
- Filed Document
- 0001714097-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 12:19:21 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-06 12:18:32 UTC |
- Amount To Be Raised
- $80
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716300
- Filed Document
- 0001716300-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 12:18:32 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-06 12:15:33 UTC |
- Amount To Be Raised
- $7,000,009
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716227
- Filed Document
- 0001716227-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 12:15:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-06 12:06:43 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716088
- Filed Document
- 0001716088-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 12:06:43 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-09-06 12:02:31 UTC |
- Amount To Be Raised
- $25,014,000
- Associated Brokers / Dealers
- KEEFE, BRUYETTE & WOODS, INC.
- CIK Number
- 0001606440
- Filed Document
- 0001606440-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 12:02:31 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-06 11:50:36 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711891
- Filed Document
- 0001711891-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 11:50:36 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-09-06 11:48:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387440
- Filed Document
- 0001387440-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 11:48:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-06 11:38:42 UTC |
- Amount To Be Raised
- $1,771,250
- Associated Brokers / Dealers
- Equidate Markets, LLC
- CIK Number
- 0001715178
- Filed Document
- 0001714168-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 11:38:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-06 11:31:32 UTC |
- Amount To Be Raised
- $41,244,073
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715883
- Filed Document
- 0001715881-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 11:31:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-06 11:31:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714929
- Filed Document
- 0001714929-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 11:31:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-06 11:23:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001459582
- Filed Document
- 0001459971-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 11:23:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-06 11:22:02 UTC |
- Amount To Be Raised
- $129,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715748
- Filed Document
- 0001714168-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 11:22:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-06 11:18:29 UTC |
- Amount To Be Raised
- $401,110
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714168
- Filed Document
- 0001714168-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 11:18:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-06 11:16:54 UTC |
- Amount To Be Raised
- $2,114,192,621
- Associated Brokers / Dealers
- NH Investment & Securities Co., Ltd. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001663183
- Filed Document
- 0001663183-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 11:16:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-06 11:10:55 UTC |
- Amount To Be Raised
- $3,537,268
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716011
- Filed Document
- 0001716011-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 11:10:55 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-09-06 11:06:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001490362
- Filed Document
- 0001459971-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 11:06:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-06 11:04:14 UTC |
- Amount To Be Raised
- $8,306,450,963
- Associated Brokers / Dealers
- Park Hill Group LLC, NH Investment & Securities Co., Ltd., Compass Private Equity XIV Fondo De Inversion, Bank Julius Baer & Co., Ltd., UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001663185
- Filed Document
- 0001663185-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 11:04:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-06 10:52:54 UTC |
- Amount To Be Raised
- $871,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713309
- Filed Document
- 0001713309-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 10:52:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-06 10:52:33 UTC |
- Amount To Be Raised
- $59,556,375
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715881
- Filed Document
- 0001715881-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 10:52:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Man FRM Alternative Multi-Strategy Fund QP a Series of Man FRM Multi-Strategy Fund LLC
See All Filings
|
D/A |
2017-09-06 10:50:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001459891
- Filed Document
- 0001459971-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 10:50:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-06 10:49:47 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708455
- Filed Document
- 0001708455-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 10:49:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-06 10:46:23 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- Arete Wealth Management LLC
- CIK Number
- 0001716207
- Filed Document
- 0001716207-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 10:46:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Barak Structured Trade Finance Segregated Portfolio of Barak Fund SPC Ltd.
See All Filings
|
D/A |
2017-09-06 10:40:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581270
- Filed Document
- 0001581270-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 10:40:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-06 10:27:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001459971
- Filed Document
- 0001459971-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 10:27:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-06 10:25:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716279
- Filed Document
- 0001716279-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 10:25:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-06 10:23:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716090
- Filed Document
- 0001716090-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 10:23:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-06 10:19:30 UTC |
- Amount To Be Raised
- $24,999,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676363
- Filed Document
- 0001676363-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 10:19:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-09-06 10:16:17 UTC |
- Amount To Be Raised
- $1,020,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645579
- Filed Document
- 0001645579-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 10:16:17 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-09-06 10:08:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000896770
- Filed Document
- 0000896770-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 10:08:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-09-06 10:06:46 UTC |
- Amount To Be Raised
- $15,500,000
- Associated Brokers / Dealers
- Piper Jaffray & Co.
- CIK Number
- 0001514300
- Filed Document
- 0000897069-17-000452
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 10:06:46 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-09-06 09:57:42 UTC |
- Amount To Be Raised
- $1,153,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716282
- Filed Document
- 0001716282-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 09:57:42 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-09-06 09:55:45 UTC |
- Amount To Be Raised
- $10,667
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716218
- Filed Document
- 0001715804-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 09:55:45 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-06 09:53:22 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- Peter M. Cannell
- CIK Number
- 0001716275
- Filed Document
- 0001716275-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 09:53:22 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-09-06 09:46:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680381
- Filed Document
- 0001680381-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 09:46:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-09-06 09:40:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707523
- Filed Document
- 0001707523-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 09:40:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-06 09:27:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001444391
- Filed Document
- 0000919574-17-006609
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 09:27:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-06 09:22:08 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715804
- Filed Document
- 0001715804-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 09:22:08 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-09-06 09:19:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Greenhill & Co., LLC and Azimuth Global Partners
- CIK Number
- 0001712963
- Filed Document
- 0001712963-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 09:19:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-09-06 09:13:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Greenhill & Co., LLC
- CIK Number
- 0001672221
- Filed Document
- 0001672221-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-06 09:13:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-09-05 21:28:03 UTC |
- Amount To Be Raised
- $30,000,012
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703119
- Filed Document
- 0001703119-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-05 21:28:03 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-05 21:08:26 UTC |
- Amount To Be Raised
- $8,116,884
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714016
- Filed Document
- 0001714016-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-05 21:08:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NETHERLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-09-05 19:23:28 UTC |
- Amount To Be Raised
- $21,940,459
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649078
- Filed Document
- 0001649078-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-05 19:23:28 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-09-05 19:12:23 UTC |
- Amount To Be Raised
- $120,000,000
- Associated Brokers / Dealers
- Arete Wealth Management, LLC, Berthel, Fisher & Company Financial Services, Inc., Calton & Associates, Inc., Concorde Investment Services, LLC, 1st Global Capital Corp., Independent Financial Group, LLC, The Strategic Financial Alliance, Inc., DFPG Investments, Inc., Parkland Securities, LLC, Sigma Financial Corporation, Triad Advisors, Inc., Commonwealth Financial Network, Lincoln Investment, Securities America, Inc., D. H Hill Securities, LLLP, Ameritas Investment Corp., Cambridge Investment Research, Inc., FSC Securities Corporation, Kalos Capital, Inc., Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Center Street Securities, Inc., Niagara International Capital Limited, M Holdings Securities, Inc., and Lowell & Company, Inc.
- CIK Number
- 0001704284
- Filed Document
- 0001704284-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-05 19:12:23 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-09-05 19:07:10 UTC |
- Amount To Be Raised
- $10,058,062
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711760
- Filed Document
- 0001711760-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-09-05 19:07:10 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|