Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DZee Solutions, Inc. See All Filings	D	2017-09-11 18:28:30 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001716091 Filed Document 0001716091-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 18:28:30 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Fourthstone Opportunity Fund LP See All Filings	D/A	2017-09-11 18:28:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael G. Epstein, Robert B. Lingle, Seth A. Damski, Ryan Gold, and Ethan Keswin CIK Number 0001595412 Filed Document 0001095449-17-000093 Exclusions or Exemptions 506b Accepted Date 2017-09-11 18:28:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Traptic Inc See All Filings	D	2017-09-11 18:00:56 UTC
Amount To Be Raised $2,999,999 Associated Brokers / Dealers N/A CIK Number 0001689179 Filed Document 0001689179-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 18:00:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 308, LLC See All Filings	D	2017-09-11 17:41:25 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001716301 Filed Document 0001716215-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-11 17:41:25 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Robotic Capital Wealth Fund, LP See All Filings	D	2017-09-11 17:36:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715780 Filed Document 0001585151-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-11 17:36:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FDRLST Media, LLC See All Filings	D	2017-09-11 17:31:19 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001716513 Filed Document 0001716513-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-11 17:31:19 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
RealtyShares 304, LLC See All Filings	D	2017-09-11 17:30:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001716296 Filed Document 0001716215-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-11 17:30:29 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
SIGNATURE REAL ESTATE INCOME FUND II, LLC See All Filings	D	2017-09-11 17:22:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Ernst Capital Securities, LLC CIK Number 0001716529 Filed Document 0001716529-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 17:22:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sounding Board Labs, Inc. See All Filings	D	2017-09-11 17:18:43 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001716631 Filed Document 0001716631-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 17:18:43 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 291, LLC See All Filings	D	2017-09-11 17:17:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001716215 Filed Document 0001716215-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 17:17:48 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
NeuroGeneCES LLC See All Filings	D	2017-09-11 17:13:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001716111 Filed Document 0001716111-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-09-11 17:13:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
PARKWAY HOLDINGS, LLC See All Filings	D	2017-09-11 17:12:29 UTC
Amount To Be Raised $12,249,308 Associated Brokers / Dealers N/A CIK Number 0001644432 Filed Document 0001405086-17-000197 Exclusions or Exemptions 506b Accepted Date 2017-09-11 17:12:29 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
CP PARKWAY, LLC See All Filings	D	2017-09-11 17:10:50 UTC
Amount To Be Raised $8,696,831 Associated Brokers / Dealers N/A CIK Number 0001644480 Filed Document 0001405086-17-000196 Exclusions or Exemptions 506b Accepted Date 2017-09-11 17:10:50 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Falconbridge Collection, LLC See All Filings	D	2017-09-11 17:09:02 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001716696 Filed Document 0001716696-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 17:09:02 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Kineta, Inc. See All Filings	D	2017-09-11 17:04:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-11 17:04:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Diverse Positive Inc. See All Filings	D	2017-09-11 16:59:59 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001716300 Filed Document 0001716300-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:59:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PETROTEQ ENERGY INC. See All Filings	D	2017-09-11 16:59:44 UTC
Amount To Be Raised $10,080 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-17-000161 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:59:44 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenland Global Fund See All Filings	D	2017-09-11 16:57:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716699 Filed Document 0001716699-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:57:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
PETROTEQ ENERGY INC. See All Filings	D	2017-09-11 16:57:19 UTC
Amount To Be Raised $99,840 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-17-000160 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:57:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Samlyn Long Alpha Onshore Fund, LP See All Filings	D	2017-09-11 16:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716684 Filed Document 0000919574-17-006691 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:54:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CommLoan, Inc. See All Filings	D	2017-09-11 16:52:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001691136 Filed Document 0001691136-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:52:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Diamond Parent Holdings, Corp. See All Filings	D/A	2017-09-11 16:51:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667394 Filed Document 0001667394-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:51:35 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FIRST WESTERN CAPITAL MANAGEMENT EQUITY GROWTH LIMITED PARTNERSHIP See All Filings	D/A	2017-09-11 16:47:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001010761 Filed Document 0001010761-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:47:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RIVERSIDE EUROPE FUND V, L.P. See All Filings	D/A	2017-09-11 16:46:14 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers EVERCORE GROUP, L.L.C. CIK Number 0001662055 Filed Document 0001662055-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:46:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Roots Urban Growers, Inc. See All Filings	D	2017-09-11 16:42:13 UTC
Amount To Be Raised $5,636,743 Associated Brokers / Dealers N/A CIK Number 0001715702 Filed Document 0001715702-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:42:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
92nd Street Partners, LLC See All Filings	D	2017-09-11 16:36:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001716488 Filed Document 0001716488-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:36:56 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
THG ACQUISITION, LLC See All Filings	D	2017-09-11 16:33:56 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001140361-17-035050 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:33:56 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Large Cap U.S. Equity Index Fund See All Filings	D	2017-09-11 16:29:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001715168 Filed Document 0001659828-17-000072 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:29:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLW, Inc. See All Filings	D	2017-09-11 16:29:01 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001716695 Filed Document 0001716695-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:29:01 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Caledonia Fund (US), L.P. See All Filings	D/A	2017-09-11 16:14:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635606 Filed Document 0000919574-17-006683 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:14:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Agrible, Inc. See All Filings	D	2017-09-11 16:09:40 UTC
Amount To Be Raised $17,529,744 Associated Brokers / Dealers N/A CIK Number 0001606454 Filed Document 0001606454-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:09:40 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CALEDONIA FUND LTD. See All Filings	D/A	2017-09-11 16:08:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714182 Filed Document 0000919574-17-006681 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:08:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CranioVation, Inc. See All Filings	D	2017-09-11 16:04:45 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001716636 Filed Document 0001716636-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:04:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
FanXchange Ltd See All Filings	D/A	2017-09-11 16:04:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674990 Filed Document 0000899797-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-11 16:04:38 UTC Type of Offering D/A Industry Retailing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
APPCO PHARMA LLC See All Filings	D	2017-09-11 15:54:07 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001623697 Filed Document 0001623697-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-11 15:54:07 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Infocommerce Capital I, LP See All Filings	D	2017-09-11 15:50:44 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001716633 Filed Document 0001716633-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 15:50:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2017 A Drilling Fund LP See All Filings	D/A	2017-09-11 15:47:49 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Aaron Sevigny CIK Number 0001708870 Filed Document 0001708870-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-11 15:47:49 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BHMS Investments Fund I, LP See All Filings	D/A	2017-09-11 15:45:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Triago Americas, Inc. CIK Number 0001676244 Filed Document 0001315863-17-000738 Exclusions or Exemptions 506b Accepted Date 2017-09-11 15:45:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altair - Angelo Gordon MVP, LLC See All Filings	D/A	2017-09-11 15:40:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001543695 Filed Document 0001144204-17-047438 Exclusions or Exemptions 506b Accepted Date 2017-09-11 15:40:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRINITY STREET COMMINGLED GLOBAL EQUITY FUND, LP See All Filings	D/A	2017-09-11 15:40:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609458 Filed Document 0000919574-17-006678 Exclusions or Exemptions 506b Accepted Date 2017-09-11 15:40:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2017-09-11 15:39:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and LPL Financial LLC CIK Number 0001501156 Filed Document 0000919574-17-006677 Exclusions or Exemptions 506b Accepted Date 2017-09-11 15:39:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Summit AgLease Co LLC See All Filings	D	2017-09-11 15:32:51 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001716557 Filed Document 0001716557-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 15:32:51 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Intellectus Ventures, LLC, Series 5 See All Filings	D	2017-09-11 15:29:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714972 Filed Document 0001714972-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 15:29:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Insignia Ventures Partners Fund I, L.P. See All Filings	D	2017-09-11 15:20:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716664 Filed Document 0001716664-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-11 15:20:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cautivo Mining Inc. See All Filings	D	2017-09-11 15:15:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eight Capital CIK Number 0001716658 Filed Document 0001716658-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-11 15:15:41 UTC Type of Offering D Industry Other Principal Place of Business PERU Revenue or Assets $No Revenues Type of Security Equity
Private Equity U.S. Opportunities III, L.P. See All Filings	D/A	2017-09-11 14:50:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NGAM S.A. and NGAM DISTRIBUTION, L.P. CIK Number 0001684272 Filed Document 0001684272-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 14:50:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
6520 RED SIERRA LLC See All Filings	D	2017-09-11 14:50:06 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001716683 Filed Document 0001716683-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 14:50:06 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Other Fund, L.P. See All Filings	D/A	2017-09-11 14:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652750 Filed Document 0001652750-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-11 14:49:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELECTRAMECCANICA VEHICLES CORP. See All Filings	D	2017-09-11 14:44:33 UTC
Amount To Be Raised $475,980 Associated Brokers / Dealers N/A CIK Number 0001637736 Filed Document 0001183740-17-000159 Exclusions or Exemptions 506b Accepted Date 2017-09-11 14:44:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
REVIVERMX, INC. See All Filings	D	2017-09-11 14:35:25 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001548089 Filed Document 0001548089-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-11 14:35:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity