Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Automaton, Inc. See All Filings	D	2017-09-25 14:18:03 UTC
Amount To Be Raised $3,605,555 Associated Brokers / Dealers N/A CIK Number 0001681914 Filed Document 0001681914-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:18:03 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PetroShare Corp. See All Filings	D	2017-09-25 14:15:27 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers GVC Capital, G. Select Securities, LLC, and Colorado Financial Service Corporation CIK Number 0001568079 Filed Document 0001004878-17-000211 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:15:27 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
True Capital Ventures II, LLC - Series E See All Filings	D	2017-09-25 14:13:05 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001717879 Filed Document 0001717879-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:13:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
Evident ID, Inc. See All Filings	D	2017-09-25 14:12:51 UTC
Amount To Be Raised $8,958,933 Associated Brokers / Dealers N/A CIK Number 0001667532 Filed Document 0001667532-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:12:51 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
WISER Systems, Inc. See All Filings	D	2017-09-25 14:06:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001717710 Filed Document 0001717710-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:06:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LAS VEGAS COVENANT GROUP LLC See All Filings	D	2017-09-25 14:06:02 UTC
Amount To Be Raised $1,785,000 Associated Brokers / Dealers N/A CIK Number 0001717278 Filed Document 0001717278-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:06:02 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-09-25 13:51:26 UTC
Amount To Be Raised $61,148 Associated Brokers / Dealers Kristin Barens, Shirley McMillan, and Neil goff CIK Number 0001135856 Filed Document 0001135856-17-000292 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:51:26 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Porcupine Multifire LP See All Filings	D	2017-09-25 13:41:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Porcupine Capital Management CIK Number 0001702280 Filed Document 0001702280-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:41:33 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Backyard Capital Fund II, LLC See All Filings	D	2017-09-25 13:41:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001717648 Filed Document 0001140361-17-036311 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:41:12 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
CS1031 Fairway View Apartments, DST See All Filings	D	2017-09-25 13:35:24 UTC
Amount To Be Raised $13,775,000 Associated Brokers / Dealers N/A CIK Number 0001717736 Filed Document 0001717736-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:35:24 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Caldo Kitchen, Inc. See All Filings	D	2017-09-25 13:27:09 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001717095 Filed Document 0001717095-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:27:09 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fitzsimons Self Storage LLC See All Filings	D	2017-09-25 13:24:14 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001717882 Filed Document 0001717882-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:24:14 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TOTUSRX, INC. See All Filings	D	2017-09-25 13:14:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717735 Filed Document 0001717735-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:14:25 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NLCF Fund LP See All Filings	D/A	2017-09-25 13:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531602 Filed Document 0001315863-17-000781 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:11:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Wei Ji Master Fund LP See All Filings	D/A	2017-09-25 13:11:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463727 Filed Document 0001315863-17-000780 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:11:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Corporate Arbitrage & Relative Value Fund, L.P. See All Filings	D/A	2017-09-25 13:10:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649206 Filed Document 0000935836-17-000471 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:10:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neon Liberty Wei Ji Fund, Ltd. See All Filings	D/A	2017-09-25 13:10:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472017 Filed Document 0001315863-17-000779 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:10:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Wei Ji Fund LP See All Filings	D/A	2017-09-25 13:07:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463726 Filed Document 0001315863-17-000778 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:07:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SG VC Fund III, L.P. See All Filings	D	2017-09-25 13:07:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001699698 Filed Document 0001699698-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:07:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neon Liberty Lorikeet Master Fund LP See All Filings	D/A	2017-09-25 13:06:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678416 Filed Document 0001315863-17-000777 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:06:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Lorikeet Fund Ltd. See All Filings	D/A	2017-09-25 13:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472016 Filed Document 0001315863-17-000776 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Lorikeet Fund LP See All Filings	D/A	2017-09-25 13:04:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472015 Filed Document 0001315863-17-000775 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:04:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Customized Solution Fund S, L.P. See All Filings	D/A	2017-09-25 13:04:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649299 Filed Document 0000935836-17-000470 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:04:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neon Liberty Emerging Markets Fund Ltd. See All Filings	D/A	2017-09-25 13:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472018 Filed Document 0001315863-17-000774 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NEON LIBERTY EMERGING MARKETS FUND LP See All Filings	D/A	2017-09-25 13:03:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213762 Filed Document 0001315863-17-000773 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:03:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Octagon Multi-Strategy Corporate Credit Cayman Fund Ltd. See All Filings	D/A	2017-09-25 13:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001625541 Filed Document 0000943663-17-000211 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:03:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Japan Chickadee Fund, LP See All Filings	D/A	2017-09-25 13:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472019 Filed Document 0001315863-17-000772 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Virtual Wall Street llc See All Filings	D/A	2017-09-25 13:02:34 UTC
Amount To Be Raised $737,000 Associated Brokers / Dealers N/A CIK Number 0001507127 Filed Document 0001507127-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:02:34 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Japan Chickadee Fund Ltd. See All Filings	D/A	2017-09-25 13:02:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552607 Filed Document 0001315863-17-000771 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:02:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Customized Solution Fund R, L.P. See All Filings	D/A	2017-09-25 13:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649315 Filed Document 0000935836-17-000469 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:01:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Credit Opportunities Fund L.P. See All Filings	D/A	2017-09-25 12:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634174 Filed Document 0000935836-17-000468 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:57:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon Multi-Strategy Corporate Credit Fund LP See All Filings	D/A	2017-09-25 12:57:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001625498 Filed Document 0000943663-17-000210 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:57:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JKL RE Associates LLC See All Filings	D	2017-09-25 12:55:16 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001717796 Filed Document 0001717796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:55:16 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Event Driven Opportunities Fund, L.P. See All Filings	D/A	2017-09-25 12:54:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534954 Filed Document 0000935836-17-000467 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:54:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPIRE STATE VENTURES LLC See All Filings	D/A	2017-09-25 12:51:44 UTC
Amount To Be Raised $1,773,620 Associated Brokers / Dealers N/A CIK Number 0001392191 Filed Document 0001392191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:51:44 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BayCity CLO Holdings, L.P. See All Filings	D/A	2017-09-25 12:50:02 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001345367 Filed Document 0000935836-17-000466 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:50:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Small Cap Core Fund, L.P. See All Filings	D/A	2017-09-25 12:47:21 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001343890 Filed Document 0000935836-17-000465 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:47:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Long-Short Credit Fund L.P. See All Filings	D/A	2017-09-25 12:45:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001091232 Filed Document 0000935836-17-000464 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:45:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midway Mills Gap, LLC See All Filings	D	2017-09-25 12:34:14 UTC
Amount To Be Raised $2,631,175 Associated Brokers / Dealers N/A CIK Number 0001717434 Filed Document 0001717434-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:34:14 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Jerrick Media Holdings, Inc. See All Filings	D	2017-09-25 12:26:16 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers None CIK Number 0001357671 Filed Document 0001213900-17-009957 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:26:16 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
TOWLE CAPITAL PARTNERS LP See All Filings	D	2017-09-25 12:02:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001143057 Filed Document 0001143057-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:02:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Energy Partners II Offshore Holdings, L.P. See All Filings	D	2017-09-25 11:57:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001715982 Filed Document 0001715982-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:57:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hume Capital LP See All Filings	D	2017-09-25 11:50:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717698 Filed Document 0001717698-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:50:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAIDAR JUPITER INTERNATIONAL LTD. See All Filings	D/A	2017-09-25 11:47:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170056 Filed Document 0001393725-17-000124 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:47:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADVOC8, LLC See All Filings	D	2017-09-25 11:46:54 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001717740 Filed Document 0001717740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:46:54 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Outbox Systems, Inc. See All Filings	D	2017-09-25 11:45:28 UTC
Amount To Be Raised $9,330,785 Associated Brokers / Dealers N/A CIK Number 0001640426 Filed Document 0001640426-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:45:28 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Harris Top Investors LLC See All Filings	D	2017-09-25 11:43:53 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001717826 Filed Document 0001717826-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:43:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALACHITE CAPITAL PARTNERS LP See All Filings	D/A	2017-09-25 11:36:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595933 Filed Document 0000919574-17-006899 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:36:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAIDAR JUPITER FUND LLC See All Filings	D/A	2017-09-25 11:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001124791 Filed Document 0001393725-17-000123 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:36:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-NOMA, LP See All Filings	D/A	2017-09-25 11:30:40 UTC
Amount To Be Raised $14,979,328 Associated Brokers / Dealers Joseph Ondris, Walte Parker, Todd Gottel, Charles Huffington, Bob Koslowski, Kathy Scanlon, Marc Seeherman, Stephen Sumner, Taher Gilani, Azam Jaber, Bobby K Cowand, Brian Smith, Javier Larrea, Ted R Burkhart, Richard Goodwin, Torry Scott, Mark Van Mourick, and Christopher Fess CIK Number 0001715093 Filed Document 0001715093-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:30:40 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity