Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Amazing Energy Oil & Gas, Co. See All Filings	D	2017-09-25 16:33:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001375618 Filed Document 0001002014-17-000195 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:33:44 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CMWA Mid Cap Partnership LLC See All Filings	D/A	2017-09-25 16:33:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:33:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Archipelago Partners, L.P. See All Filings	D/A	2017-09-25 16:32:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001143503 Filed Document 0000919574-17-006902 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:32:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dyal Capital Partners III Co-Invest Hotshot I LP See All Filings	D	2017-09-25 16:30:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717893 Filed Document 0001717841-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:30:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chloe Capital SPV I LLC See All Filings	D	2017-09-25 16:30:15 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers None CIK Number 0001716700 Filed Document 0001716700-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:30:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
NutriStyle, Inc. See All Filings	D	2017-09-25 16:27:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717620 Filed Document 0001717620-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:27:30 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
MT. JULIET COVENANT GROUP LLC See All Filings	D	2017-09-25 16:25:36 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001717284 Filed Document 0001717278-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:25:36 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
DAWSON JAMES SECURITIES, INC. See All Filings	D	2017-09-25 16:24:51 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001279559 Filed Document 0001213900-17-009970 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:24:51 UTC Type of Offering D Industry Investment Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Basin Acquisition Fund II, LP See All Filings	D	2017-09-25 16:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCP Securities, LLC CIK Number 0001715705 Filed Document 0001715705-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:20:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GSO Diamond Portfolio Fund LP See All Filings	D	2017-09-25 16:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717517 Filed Document 0001717517-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:20:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dyal Hotshot Cayman LP See All Filings	D	2017-09-25 16:19:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717880 Filed Document 0001717841-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:19:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
URO-1, Inc. See All Filings	D	2017-09-25 16:16:15 UTC
Amount To Be Raised $2,953,355 Associated Brokers / Dealers N/A CIK Number 0001716742 Filed Document 0001716742-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:16:15 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA International Small Cap Partnership LLC See All Filings	D/A	2017-09-25 16:14:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484940 Filed Document 0001484940-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:14:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2017-09-25 16:10:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:10:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Dyal Hotshot U.S. II LLC See All Filings	D	2017-09-25 16:08:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717863 Filed Document 0001717841-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:08:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2017-09-25 16:06:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:06:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2017-09-25 16:03:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:03:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Kalera Medical, Inc. See All Filings	D	2017-09-25 16:03:01 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/a CIK Number 0001668653 Filed Document 0001668653-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:03:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fairport Beverage Company, LLC See All Filings	D	2017-09-25 16:01:21 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001717907 Filed Document 0001717907-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 16:01:21 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dyal Hotshot U.S. LLC See All Filings	D	2017-09-25 15:59:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717841 Filed Document 0001717841-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:59:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrainSpec Inc. See All Filings	D	2017-09-25 15:53:34 UTC
Amount To Be Raised $1,726,110 Associated Brokers / Dealers N/A CIK Number 0001717786 Filed Document 0001192482-17-000256 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:53:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Yates Electrospace Corp See All Filings	D	2017-09-25 15:52:50 UTC
Amount To Be Raised $7,002 Associated Brokers / Dealers none CIK Number 0001559607 Filed Document 0001559607-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:52:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
University of Phoenix, Inc. See All Filings	D	2017-09-25 15:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710794 Filed Document 0000950142-17-001707 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:51:38 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NORTH STORY CONGLOMERATE LLC See All Filings	D	2017-09-25 15:51:05 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001717909 Filed Document 0001717909-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:51:05 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Flint Hills Private Equity V L.P. See All Filings	D	2017-09-25 15:47:46 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001716648 Filed Document 0001716648-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:47:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingfisher Select III, LP See All Filings	D	2017-09-25 15:44:07 UTC
Amount To Be Raised $1,565,037 Associated Brokers / Dealers N/A CIK Number 0001716737 Filed Document 0001716737-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:44:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT GARFIELD, LLC See All Filings	D/A	2017-09-25 15:43:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472170 Filed Document 0001659828-17-000076 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:43:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBS Weanling Pinhook, LLC See All Filings	D	2017-09-25 15:42:17 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001717887 Filed Document 0001717887-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:42:17 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alpha/Select Portfolio 2, LP See All Filings	D	2017-09-25 15:39:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717661 Filed Document 0001717661-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:39:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Newport UT, LLC See All Filings	D/A	2017-09-25 15:39:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496369 Filed Document 0001659828-17-000075 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:39:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Structured Credit Fund, L.P. See All Filings	D/A	2017-09-25 15:37:51 UTC
Amount To Be Raised $808,411,500 Associated Brokers / Dealers TCG Securities, L.L.C, Morgan Stanley Smith Barney LLC, and Moneda S.A. Administradora General de Fondos CIK Number 0001675495 Filed Document 0001675495-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:37:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taurus 193 Olde Raleigh NC LP See All Filings	D/A	2017-09-25 15:35:49 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers T Capital Funding, LLC, Robert Clifford, Jason Newmark, Alexander Jeffers, and Amber Clarke CIK Number 0001713642 Filed Document 0001713642-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:35:49 UTC Type of Offering D/A Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Madrona Park Apartments LLC See All Filings	D	2017-09-25 15:32:38 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001717028 Filed Document 0001717028-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:32:38 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
REGENT CAPITAL CORP See All Filings	D	2017-09-25 15:31:05 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001620259 Filed Document 0001140361-17-036340 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:31:05 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PTN USA Ltd See All Filings	D/A	2017-09-25 15:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714930 Filed Document 0001714930-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tempus Labs, Inc. See All Filings	D	2017-09-25 15:27:20 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001717115 Filed Document 0001717115-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:27:20 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Renoun, LLC See All Filings	D	2017-09-25 15:25:42 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001640260 Filed Document 0001717797-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:25:42 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
Fort Washington Full Discretion Fixed Income LLC See All Filings	D/A	2017-09-25 15:21:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN WESLEY FLESHER, LAWRENCE MICHAEL CARONE, JON JUSTIN SALSTROM, BARRY DOUGLAS PAVLO, and Touchstone Securities, Inc. CIK Number 0001555669 Filed Document 0001555669-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:21:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASTROP COVENANT GROUP LLC See All Filings	D	2017-09-25 15:18:43 UTC
Amount To Be Raised $1,010,000 Associated Brokers / Dealers N/A CIK Number 0001717277 Filed Document 0001717278-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:18:43 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
FORT WASHINGTON HIGH YIELD INVESTORS LLC See All Filings	D/A	2017-09-25 15:14:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN WESLEY FLESHER, LAWRENCE MICHAEL CARONE, JON JUSTIN SALSTROM, BARRY DOUGLAS PAVLO, and Touchstone Securities, Inc. CIK Number 0001114342 Filed Document 0001114342-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:14:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackBox Master Fund, LP See All Filings	D/A	2017-09-25 15:12:20 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Emerging Manager Advisors, LLC and Silver Leaf Partners, LLC CIK Number 0001520175 Filed Document 0001520175-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:12:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CoreMap, Inc. See All Filings	D	2017-09-25 15:10:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001717797 Filed Document 0001717797-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:10:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
Fort Washington Emerging Market Debt LLC See All Filings	D/A	2017-09-25 15:07:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN WESLEY FLESHER, LAWRENCE MICHAEL CARONE, JON JUSTIN SALSTROM, BARRY DOUGLAS PAVLO, and Touchstone Securities, Inc. CIK Number 0001565712 Filed Document 0001555668-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:07:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Creek Holdings, Inc. See All Filings	D	2017-09-25 15:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714155 Filed Document 0001714155-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:06:07 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Orange Twist, LLC See All Filings	D	2017-09-25 14:49:30 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001717732 Filed Document 0001717732-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:49:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alcresta Therapeutics, Inc. See All Filings	D	2017-09-25 14:42:43 UTC
Amount To Be Raised $34,999,978 Associated Brokers / Dealers N/A CIK Number 0001673510 Filed Document 0001673510-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:42:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Fort Washington High Yield Investors II, LLC See All Filings	D/A	2017-09-25 14:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555668 Filed Document 0001555668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:40:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpha Investment Inc. See All Filings	D	2017-09-25 14:35:16 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001616736 Filed Document 0001515971-17-000134 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:35:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
TROG FUND II LP See All Filings	D	2017-09-25 14:32:11 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001717516 Filed Document 0001717516-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:32:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Norsk Titanium AS See All Filings	D	2017-09-25 14:24:15 UTC
Amount To Be Raised $10,289,868 Associated Brokers / Dealers N/A CIK Number 0001669922 Filed Document 0001669922-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:24:15 UTC Type of Offering D Industry Other Principal Place of Business NORWAY Revenue or Assets Decline to Disclose Type of Security Option To Acquire