Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
USCA Resource Minerals Co-Investment II LP See All Filings	D	2017-10-10 14:53:05 UTC
Amount To Be Raised $5,530,000 Associated Brokers / Dealers USCA Securities, LLC CIK Number 0001718970 Filed Document 0001718970-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:53:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EMG Ascent Secondary Fund, LP See All Filings	D/A	2017-10-10 14:50:56 UTC
Amount To Be Raised $46,331,016 Associated Brokers / Dealers N/A CIK Number 0001713864 Filed Document 0001713864-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:50:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BitBull Fund LP See All Filings	D	2017-10-10 14:50:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718464 Filed Document 0001718464-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:50:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners For Growth V, L.P. See All Filings	D/A	2017-10-10 14:50:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705448 Filed Document 0001705448-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:50:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AUTONOMIC MATERIALS INC See All Filings	D/A	2017-10-10 14:48:48 UTC
Amount To Be Raised $3,862,293 Associated Brokers / Dealers N/A CIK Number 0001439020 Filed Document 0001439020-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:48:48 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Emso Saguaro US Ltd. See All Filings	D/A	2017-10-10 14:41:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001625621 Filed Document 0001686533-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:41:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nine Point Energy Holdings, Inc. See All Filings	D	2017-10-10 14:41:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702042 Filed Document 0000950172-17-000086 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:41:23 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BILL.COM, INC. See All Filings	D	2017-10-10 14:39:11 UTC
Amount To Be Raised $80,000,013 Associated Brokers / Dealers N/A CIK Number 0001367929 Filed Document 0001367929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:39:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Private Key Index Fund, LP See All Filings	D	2017-10-10 14:35:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719062 Filed Document 0001719062-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:35:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hum Nutrition Inc. See All Filings	D	2017-10-10 14:35:29 UTC
Amount To Be Raised $3,999,997 Associated Brokers / Dealers N/A CIK Number 0001664052 Filed Document 0001664052-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:35:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Emso Saguaro Ltd. See All Filings	D/A	2017-10-10 14:35:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603269 Filed Document 0001686533-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:35:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duo on Fillmore, LLC See All Filings	D	2017-10-10 14:34:47 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001716953 Filed Document 0001716953-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:34:47 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Concourse Capital Partners Market Neutral LP See All Filings	D	2017-10-10 14:31:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718576 Filed Document 0001718576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:31:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardica Technologies, Inc. See All Filings	D/A	2017-10-10 14:28:23 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001545837 Filed Document 0001545837-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:28:23 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Emso Rose Ltd. See All Filings	D/A	2017-10-10 14:27:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603256 Filed Document 0001686533-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:27:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAO 4.0 Equity, L.P. See All Filings	D	2017-10-10 14:18:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719106 Filed Document 0001719106-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:18:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emso US Ltd. See All Filings	D/A	2017-10-10 14:17:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001597647 Filed Document 0001686533-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:17:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shadowlake Investors I LP See All Filings	D	2017-10-10 14:13:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RealCadre LLC CIK Number 0001718643 Filed Document 0001718643-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:13:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
QVINCI Software, LLC See All Filings	D	2017-10-10 14:13:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001657238 Filed Document 0001657238-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:13:42 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PETUUM HOLDINGS, LTD. See All Filings	D	2017-10-10 14:12:32 UTC
Amount To Be Raised $99,999,982 Associated Brokers / Dealers N/A CIK Number 0001718475 Filed Document 0001718475-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:12:32 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Altcoin Investment Fund LP See All Filings	D/A	2017-10-10 14:04:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710395 Filed Document 0001710395-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:04:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emso Ltd. See All Filings	D/A	2017-10-10 14:04:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001597653 Filed Document 0001686533-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:04:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blaze Bioscience, Inc. See All Filings	D	2017-10-10 13:57:23 UTC
Amount To Be Raised $18,105,620 Associated Brokers / Dealers N/A CIK Number 0001532854 Filed Document 0001532854-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:57:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lotus Fund Ltd. See All Filings	D	2017-10-10 13:54:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR CAPITAL MARKETS, LLC CIK Number 0001718988 Filed Document 0001718988-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:54:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Storion Energy, Inc. See All Filings	D	2017-10-10 13:53:56 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001652139 Filed Document 0001652139-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:53:56 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Emso Agave Fund SPC See All Filings	D/A	2017-10-10 13:46:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686533 Filed Document 0001686533-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:46:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bellrock Intelligence, Inc. See All Filings	D	2017-10-10 13:46:22 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001659900 Filed Document 0001659900-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:46:22 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GEMS Fund 4, L.P. See All Filings	D/A	2017-10-10 13:45:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642402 Filed Document 0001642402-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:45:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TABLESAFE, INC. See All Filings	D/A	2017-10-10 13:42:49 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001504672 Filed Document 0001504672-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:42:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Journey Fund I, LP See All Filings	D/A	2017-10-10 13:42:14 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001685426 Filed Document 0001685426-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:42:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Engage Therapeutics, Inc. See All Filings	D	2017-10-10 13:42:12 UTC
Amount To Be Raised $23,600,000 Associated Brokers / Dealers LifeSci Capital LLC CIK Number 0001719075 Filed Document 0001555710-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:42:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Make School Inc. See All Filings	D	2017-10-10 13:33:21 UTC
Amount To Be Raised $10,549,993 Associated Brokers / Dealers N/A CIK Number 0001706173 Filed Document 0001553246-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:33:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CWS MUSEUM PLACE RESIDENTIAL, L.P. See All Filings	D	2017-10-10 13:29:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001719140 Filed Document 0001719140-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:29:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SWAN VALLEY MEDICAL, INC See All Filings	D/A	2017-10-10 13:23:25 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001358856 Filed Document 0001358856-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:23:25 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
DPL Holding Corp See All Filings	D	2017-10-10 13:22:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546651 Filed Document 0000895345-17-000303 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:22:14 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CYPRESS GROWTH FUND III LP See All Filings	D/A	2017-10-10 13:21:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0000925824 Filed Document 0000935836-17-000494 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:21:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG MVP Plus SG Holdings III, L.P. See All Filings	D/A	2017-10-10 13:20:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589788 Filed Document 0001589788-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:20:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXICURE, INC. See All Filings	D	2017-10-10 13:19:13 UTC
Amount To Be Raised $52,572,575 Associated Brokers / Dealers Katalyst Securities LLC and Benjamin & Jerold Brokerage I, LLC CIK Number 0001698530 Filed Document 0001698530-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:19:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Monolith Materials, Inc. See All Filings	D	2017-10-10 13:16:49 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001574098 Filed Document 0001574098-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:16:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EXICURE, INC. See All Filings	D	2017-10-10 13:14:20 UTC
Amount To Be Raised $43,090,544 Associated Brokers / Dealers N/A CIK Number 0001698530 Filed Document 0001698530-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:14:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AG MVP Plus SG III, L.P. See All Filings	D/A	2017-10-10 13:12:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589755 Filed Document 0001589755-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:12:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proof Of Work Fund LP See All Filings	D	2017-10-10 13:10:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718546 Filed Document 0001718546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:10:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard Asia VII, L.P. See All Filings	D	2017-10-10 13:09:03 UTC
Amount To Be Raised $900,000,000 Associated Brokers / Dealers N/A CIK Number 0001719116 Filed Document 0001719116-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:09:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DocToMe, Inc. See All Filings	D/A	2017-10-10 13:05:14 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001707127 Filed Document 0001707127-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:05:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BetterSkills, Inc. See All Filings	D	2017-10-10 13:02:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001683409 Filed Document 0001683409-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:02:31 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Immersive Capital, L.P. See All Filings	D/A	2017-10-10 13:00:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687032 Filed Document 0001687032-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 13:00:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LACM EMII, L.P. See All Filings	D/A	2017-10-10 12:56:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001655268 Filed Document 0001655268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:56:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lifescape LLC See All Filings	D	2017-10-10 12:51:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001578945 Filed Document 0001578945-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:51:50 UTC Type of Offering D Industry Computers Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Debt
PBATHW, LLC See All Filings	D	2017-10-10 12:51:31 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001704104 Filed Document 0001704104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:51:31 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Infrastructure Networks, Inc. See All Filings	D	2017-10-10 12:47:21 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001590956 Filed Document 0001590956-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 12:47:21 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt