Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
A-FBP-13-PR-Fund, a series of AL-Seedcamp-Funds, LLC See All Filings	D	2017-10-10 17:09:22 UTC
Amount To Be Raised $378,604 Associated Brokers / Dealers N/A CIK Number 0001717377 Filed Document 0001711061-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-10 17:09:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Updater Inc. See All Filings	D	2017-10-10 17:07:58 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001717292 Filed Document 0001231919-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-10-10 17:07:58 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
New Grounds Food, Inc. See All Filings	D	2017-10-10 17:07:41 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001654920 Filed Document 0001654920-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 17:07:41 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Precision IBD, Inc. See All Filings	D	2017-10-10 17:07:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001718852 Filed Document 0001140361-17-038065 Exclusions or Exemptions 506b Accepted Date 2017-10-10 17:07:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-SLA-16-Fund, a series of AX-WL-Funds, LLC See All Filings	D	2017-10-10 17:07:35 UTC
Amount To Be Raised $408,000 Associated Brokers / Dealers N/A CIK Number 0001709725 Filed Document 0001711061-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 17:07:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nguyen Capital Partners, LP See All Filings	D/A	2017-10-10 17:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572257 Filed Document 0001572257-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 17:05:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rowheels,Inc. See All Filings	D/A	2017-10-10 17:05:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001557803 Filed Document 0000897069-17-000495 Exclusions or Exemptions 506b Accepted Date 2017-10-10 17:05:34 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
A-SIX-11-Fund, a series of AngelList-SDA-Funds, LLC See All Filings	D	2017-10-10 17:05:17 UTC
Amount To Be Raised $97,500 Associated Brokers / Dealers N/A CIK Number 0001711061 Filed Document 0001711061-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 17:05:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOSAIK FUND II, LP See All Filings	D/A	2017-10-10 17:00:53 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001681974 Filed Document 0001681974-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 17:00:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Absolute Return Credit Master Account, L.P. See All Filings	D/A	2017-10-10 16:57:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635558 Filed Document 0001684461-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:57:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Diversified Neutral, LP See All Filings	D/A	2017-10-10 16:56:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621865 Filed Document 0001621865-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:56:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GB Merger, LLC See All Filings	D	2017-10-10 16:54:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001715836 Filed Document 0001715836-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:54:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
RiverGlade Capital, L.P. See All Filings	D	2017-10-10 16:52:36 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers CSP Securities, LP CIK Number 0001718973 Filed Document 0001718973-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:52:36 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GQ Active Asset Allocation Fund, LP See All Filings	D	2017-10-10 16:52:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718599 Filed Document 0001718576-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:52:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DYNATRONICS CORP See All Filings	D	2017-10-10 16:52:17 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Ladenburg Thalmann & Co., Inc. CIK Number 0000720875 Filed Document 0001010924-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:52:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
GYFS, Inc. See All Filings	D	2017-10-10 16:51:14 UTC
Amount To Be Raised $2,524,157 Associated Brokers / Dealers N/A CIK Number 0001718637 Filed Document 0001718637-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:51:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Weave Communications, Inc. See All Filings	D/A	2017-10-10 16:50:11 UTC
Amount To Be Raised $22,262,426 Associated Brokers / Dealers N/A CIK Number 0001609151 Filed Document 0001609151-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:50:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Gulf Coast Industrial DST See All Filings	D/A	2017-10-10 16:48:29 UTC
Amount To Be Raised $18,126,585 Associated Brokers / Dealers N/A, Peter A. Finnegan, David A. Langan, Bryan C. Hakola, Chay T. Lapin, Benhamin T. Newhouse, David P. Dahill, Peter A. Fisher, Silver Portal Capital LLC, Robert S. Smith, Peter Chernin, Marcia A. Geltman, Roy V. Pfleger II, Daniel P. Raupp, Delmar V. McKinney, Maurice W. McKinney, Joseph G. Michaletz, Michael L. Cruz, Taylor D. Ashland, Mark G. Kosanke, Robert J. Binkele, and Tomas J. Velken CIK Number 0001694124 Filed Document 0001694124-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:48:29 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Pembrook Community Investors LLC See All Filings	D/A	2017-10-10 16:47:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. and Murcury Capital Advisors, LLC CIK Number 0001404823 Filed Document 0001404823-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:47:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Impossible Objects, LLC See All Filings	D/A	2017-10-10 16:40:11 UTC
Amount To Be Raised $6,431,541 Associated Brokers / Dealers N/A CIK Number 0001627072 Filed Document 0001627072-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:40:11 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Moonshots Capital Fund 1, L.P. See All Filings	D	2017-10-10 16:35:37 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001714616 Filed Document 0001714616-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:35:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MultiSensor Scientific, Inc. See All Filings	D	2017-10-10 16:35:12 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001719120 Filed Document 0001719120-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:35:12 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Hedged Value Strategies (International) SPC, Ltd. See All Filings	D/A	2017-10-10 16:31:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531981 Filed Document 0001531981-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:31:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cryoocyte, Inc. See All Filings	D/A	2017-10-10 16:29:23 UTC
Amount To Be Raised $7,428,053 Associated Brokers / Dealers N/A CIK Number 0001593050 Filed Document 0001719120-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:29:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
San Francisco Asia Investors, L.P. See All Filings	D	2017-10-10 16:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611441 Filed Document 0001611441-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:24:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rennova Health, Inc. See All Filings	D	2017-10-10 16:22:43 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001493152-17-011450 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:22:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard AS Macro Fund, L.P. See All Filings	D	2017-10-10 16:16:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001718772 Filed Document 0001718766-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:16:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brightstar Capital Partners Strategic Fund I, L.P. See All Filings	D/A	2017-10-10 16:16:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001686877 Filed Document 0001686877-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:16:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VESTMARK INC See All Filings	D	2017-10-10 16:15:30 UTC
Amount To Be Raised $11,650,009 Associated Brokers / Dealers N/A CIK Number 0000945692 Filed Document 0001140361-17-038044 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:15:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Coagulation Sciences LLC See All Filings	D	2017-10-10 16:15:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636491 Filed Document 0001140361-17-038043 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:15:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ivWatch LLC See All Filings	D	2017-10-10 16:15:20 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001511754 Filed Document 0001511754-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:15:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR LARGE CAP EQUITY EDGE FUND, L.P. See All Filings	D/A	2017-10-10 16:10:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684461 Filed Document 0001684461-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:10:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Private Equity 2017 LLC See All Filings	D/A	2017-10-10 16:08:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714483 Filed Document 0001714483-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:08:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
KALEIDOSCOPE SPECTRUM OFFSHORE FUND, LTD. See All Filings	D/A	2017-10-10 16:06:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686311 Filed Document 0001140361-17-038039 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:06:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tonix Pharmaceuticals Holding Corp. See All Filings	D	2017-10-10 16:06:44 UTC
Amount To Be Raised $15,314,798 Associated Brokers / Dealers N/A CIK Number 0001430306 Filed Document 0001615774-17-005667 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:06:44 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KALEIDOSCOPE SPECTRUM FUND LP See All Filings	D/A	2017-10-10 16:05:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686386 Filed Document 0001140361-17-038036 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:05:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse Investments LLC, Series II See All Filings	D/A	2017-10-10 16:03:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622374 Filed Document 0001622382-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:03:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SREF VI REIT Holdings, LLC See All Filings	D	2017-10-10 16:03:28 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001718627 Filed Document 0001718627-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 16:03:28 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DCP FUND LLC See All Filings	D	2017-10-10 15:56:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001674658 Filed Document 0001674658-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 15:56:43 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Lighthouse Investments LLC, Series I See All Filings	D/A	2017-10-10 15:53:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622382 Filed Document 0001622382-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 15:53:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard AS Macro Fund Ltd. See All Filings	D	2017-10-10 15:50:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001718766 Filed Document 0001718766-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 15:50:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shoreview Housing Holdings, LLC See All Filings	D	2017-10-10 15:48:05 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001715683 Filed Document 0001715683-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 15:48:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
JetSuiteX, Inc. See All Filings	D/A	2017-10-10 15:46:30 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001645124 Filed Document 0001645124-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 15:46:30 UTC Type of Offering D/A Industry Airlines and Airports Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lighthaven Fund LP See All Filings	D/A	2017-10-10 15:23:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528850 Filed Document 0000935836-17-000496 Exclusions or Exemptions 506b Accepted Date 2017-10-10 15:23:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucas Brand Equity LP See All Filings	D/A	2017-10-10 15:18:58 UTC
Amount To Be Raised $7,719,500 Associated Brokers / Dealers N/A CIK Number 0001588036 Filed Document 0001588036-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 15:18:58 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RMC INTERNATIONAL, INC. See All Filings	D/A	2017-10-10 15:10:26 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001671689 Filed Document 0001671689-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 15:10:26 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Argosy Real Estate Partners Parallel IV, L.P. See All Filings	D/A	2017-10-10 15:09:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001693326 Filed Document 0001693326-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 15:09:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piri Technologies, LLC See All Filings	D	2017-10-10 15:03:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001719058 Filed Document 0001719058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-10 15:03:33 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Argosy Real Estate Partners IV, L.P. See All Filings	D/A	2017-10-10 14:53:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001693383 Filed Document 0001693383-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:53:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banyan Investment Fund, L.P. See All Filings	D/A	2017-10-10 14:53:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435986 Filed Document 0001095449-17-000099 Exclusions or Exemptions 506b Accepted Date 2017-10-10 14:53:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund