Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DEVMAR 16TH STREET, LLC See All Filings	D	2018-03-14 17:08:29 UTC
Amount To Be Raised $19,300,000 Associated Brokers / Dealers The Enterprise Securities Company CIK Number 0001733290 Filed Document 0001659173-18-000111 Exclusions or Exemptions 506b Accepted Date 2018-03-14 17:08:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ICE EM Credit Absolute Return Fund, L.P. See All Filings	D	2018-03-14 17:07:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554220 Filed Document 0001554220-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-14 17:07:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OC BROWN LLC See All Filings	D	2018-03-14 17:01:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001734616 Filed Document 0001734616-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 17:01:05 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NESTOR PARTNERS See All Filings	D/A	2018-03-14 16:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Spire Securities, LLC CIK Number 0000888471 Filed Document 0000888471-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:59:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juggernaut Capital Partners IV-B, L.P. See All Filings	D	2018-03-14 16:53:22 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001734022 Filed Document 0001734022-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:53:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Durational Walker LP See All Filings	D	2018-03-14 16:48:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733227 Filed Document 0001733227-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:48:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juggernaut Capital Partners IV-A, L.P. See All Filings	D	2018-03-14 16:48:18 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001734021 Filed Document 0001734021-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:48:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acuity Opportunities Fund I LLC See All Filings	D	2018-03-14 16:46:47 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers Scott Kurland and Robert Spiegel CIK Number 0001734374 Filed Document 0001445866-18-000256 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:46:47 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Laird Superfood, Inc. See All Filings	D	2018-03-14 16:46:31 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001650696 Filed Document 0001650696-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:46:31 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
One William Street Capital Offshore Fund, Ltd. See All Filings	D/A	2018-03-14 16:45:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated, Morgan Stanley Smith Barney LLC, and Park Hill Group LLC CIK Number 0001442189 Filed Document 0000902664-18-001621 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:45:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
One William Street Capital Partners II, L.P. See All Filings	D/A	2018-03-14 16:44:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company and Morgan Stanley Smith Barney LLC CIK Number 0001442190 Filed Document 0000902664-18-001620 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:44:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Broken Shed Distilleries, Inc. See All Filings	D	2018-03-14 16:44:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733948 Filed Document 0001376474-18-000047 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:44:06 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OWS Capital Offshore Fund II, Ltd. See All Filings	D/A	2018-03-14 16:43:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated CIK Number 0001584383 Filed Document 0000902664-18-001619 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:43:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Millburn Select Strategies L.P. See All Filings	D/A	2018-03-14 16:42:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425006 Filed Document 0001425006-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:42:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRASSHOPPER STAFFING, INC. See All Filings	D	2018-03-14 16:41:32 UTC
Amount To Be Raised $7,968,000 Associated Brokers / Dealers N/A CIK Number 0001584693 Filed Document 0001714889-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:41:32 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
One William Street Capital Partners, L.P. See All Filings	D/A	2018-03-14 16:41:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated, Morgan Stanley Smith Barney LLC, and Park Hill Group LLC CIK Number 0001435076 Filed Document 0000902664-18-001618 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:41:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Feastly, Inc. See All Filings	D	2018-03-14 16:39:28 UTC
Amount To Be Raised $4,859,829 Associated Brokers / Dealers N/A CIK Number 0001734541 Filed Document 0001734541-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:39:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal AlternativeFocus TT Emerging Markets Fund LP See All Filings	D/A	2018-03-14 16:38:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001619172 Filed Document 0000899140-18-000292 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:38:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARDINAL ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY LTD See All Filings	D/A	2018-03-14 16:37:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Lehman Brothers Inc., and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001430481 Filed Document 0000899140-18-000291 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:37:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARDINAL ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY LP See All Filings	D/A	2018-03-14 16:36:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Lehman Brothers Inc., and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001430741 Filed Document 0000899140-18-000290 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:36:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARDINAL ADVISOR SERIES - INTERNATIONAL VALUE EQUITY LP See All Filings	D/A	2018-03-14 16:35:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Lehman Brothers Inc., and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001424905 Filed Document 0000899140-18-000289 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:35:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARDINAL ADVISOR SERIES-INTERNATIONAL VALUE EQUITY LTD See All Filings	D/A	2018-03-14 16:35:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Lehman Brothers Inc., and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001396358 Filed Document 0000899140-18-000288 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:35:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARDINAL ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LP See All Filings	D/A	2018-03-14 16:34:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001432636 Filed Document 0000899140-18-000287 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:34:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Advisor Series - Strategic Commodities Fund LP See All Filings	D/A	2018-03-14 16:33:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001470105 Filed Document 0000899140-18-000286 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:33:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TIIC 2, S.C.A. SICAR - TIIC 2 Master Fund See All Filings	D	2018-03-14 16:33:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726167 Filed Document 0000947871-18-000248 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:33:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardinal AlternativeFocus HBK Fund II L.P. See All Filings	D/A	2018-03-14 16:33:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001567960 Filed Document 0000899140-18-000285 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:33:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ActivOrtho, Inc. See All Filings	D	2018-03-14 16:29:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001701622 Filed Document 0001701622-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:29:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Jujo, Inc. See All Filings	D/A	2018-03-14 16:26:04 UTC
Amount To Be Raised $224,500 Associated Brokers / Dealers N/A CIK Number 0001589904 Filed Document 0001589904-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:26:04 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Garden Bar, LLC See All Filings	D	2018-03-14 16:24:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001653387 Filed Document 0001653387-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:24:36 UTC Type of Offering D Industry Restaurants Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Life Sciences Partners 6 C.V. See All Filings	D	2018-03-14 16:19:49 UTC
Amount To Be Raised $43,816,762 Associated Brokers / Dealers N/A CIK Number 0001734492 Filed Document 0001734492-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:19:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BH New Opportunity Fund 2017, L.P. See All Filings	D/A	2018-03-14 16:16:28 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001723121 Filed Document 0001723121-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:16:28 UTC Type of Offering D/A Industry Investing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
SC1 Zip BP, LLC See All Filings	D	2018-03-14 16:14:53 UTC
Amount To Be Raised $2,279,250 Associated Brokers / Dealers N/A CIK Number 0001678408 Filed Document 0001140361-18-013440 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:14:53 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Market Common Holdings, LLC See All Filings	D	2018-03-14 16:14:35 UTC
Amount To Be Raised $13,600,000 Associated Brokers / Dealers N/A CIK Number 0001733751 Filed Document 0001733751-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:14:35 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Select Fund III LLC See All Filings	D/A	2018-03-14 16:13:29 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001704126 Filed Document 0001213900-18-002964 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:13:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ceres Farms, LLC See All Filings	D/A	2018-03-14 16:11:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001463942 Filed Document 0001463942-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:11:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
RANDOLPH STREET INVESTMENT PARTNERS, L.P. - 2018 DIF See All Filings	D	2018-03-14 16:10:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001734556 Filed Document 0001734556-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:10:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Klatu Networks, Inc. See All Filings	D/A	2018-03-14 16:10:05 UTC
Amount To Be Raised $5,650,367 Associated Brokers / Dealers N/A CIK Number 0001714315 Filed Document 0001714315-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:10:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SELLERSFUNDING PORTFOLIO LLC See All Filings	D	2018-03-14 16:08:35 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001727975 Filed Document 0001727975-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:08:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
EquityZen Growth Technology Fund LLC - Series 81 See All Filings	D	2018-03-14 16:06:20 UTC
Amount To Be Raised $297,022 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001695018 Filed Document 0001729913-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:06:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DarioHealth Corp. See All Filings	D	2018-03-14 16:05:26 UTC
Amount To Be Raised $6,622,565 Associated Brokers / Dealers N/A CIK Number 0001533998 Filed Document 0001144204-18-014646 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:05:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 221 See All Filings	D	2018-03-14 16:04:25 UTC
Amount To Be Raised $246,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001734136 Filed Document 0001729913-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-14 16:04:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Radiate, Inc. See All Filings	D	2018-03-14 15:58:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001666748 Filed Document 0001168404-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:58:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 184 See All Filings	D	2018-03-14 15:56:09 UTC
Amount To Be Raised $180,037 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001720434 Filed Document 0001729913-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:56:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avitae Holdings LLC See All Filings	D/A	2018-03-14 15:45:34 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001535027 Filed Document 0001535027-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:45:34 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Avitae Holdings LLC See All Filings	D/A	2018-03-14 15:39:54 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001535027 Filed Document 0001535027-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:39:54 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
FPA Core Plus Fund IV-A, L.P. See All Filings	D	2018-03-14 15:32:15 UTC
Amount To Be Raised $80,416,667 Associated Brokers / Dealers N/A CIK Number 0001734402 Filed Document 0001734402-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:32:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GARDENIA RELATIVE VALUE FUND LLC See All Filings	D/A	2018-03-14 15:31:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461055 Filed Document 0001461055-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:31:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SP AQUA INVESTORS L.P. See All Filings	D	2018-03-14 15:29:00 UTC
Amount To Be Raised $155,000,000 Associated Brokers / Dealers N/A CIK Number 0001734023 Filed Document 0001734023-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:29:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triib, Inc. See All Filings	D	2018-03-14 15:27:38 UTC
Amount To Be Raised $2,002,696 Associated Brokers / Dealers N/A CIK Number 0001734357 Filed Document 0001734357-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:27:38 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
A-RSU-16-Fund, a series of AX-NM-Funds, LLC See All Filings	D	2018-03-14 15:26:36 UTC
Amount To Be Raised $106,500 Associated Brokers / Dealers N/A CIK Number 0001733651 Filed Document 0001732641-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-03-14 15:26:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund