Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Unqork Inc. See All Filings	D	2018-03-15 10:56:02 UTC
Amount To Be Raised $5,419,951 Associated Brokers / Dealers N/A CIK Number 0001734326 Filed Document 0001734326-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:56:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PCJ Absolute Return Fund LP See All Filings	D/A	2018-03-15 10:50:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001669557 Filed Document 0001669557-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:50:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fourth Floor Fund, LLC See All Filings	D	2018-03-15 10:49:25 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001733494 Filed Document 0001733494-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:49:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLENVIEW CAPITAL PARTNERS CAYMAN LTD See All Filings	D/A	2018-03-15 10:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138754 Filed Document 0001370109-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Repetere, Inc. See All Filings	D	2018-03-15 10:41:58 UTC
Amount To Be Raised $143,000 Associated Brokers / Dealers N/A CIK Number 0001733427 Filed Document 0001733427-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:41:58 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Axon Partners, LP See All Filings	D/A	2018-03-15 10:41:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321376 Filed Document 0000902664-18-001633 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:41:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axon Partners (Offshore), Ltd. See All Filings	D/A	2018-03-15 10:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319131 Filed Document 0000902664-18-001632 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kane Street Partners Ltd. See All Filings	D	2018-03-15 10:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734632 Filed Document 0000919574-18-002496 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:34:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ClearSurance, Inc. See All Filings	D	2018-03-15 10:31:53 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001717881 Filed Document 0001717881-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:31:53 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AJO Emerging Markets Small-Cap Fund, Ltd. See All Filings	D/A	2018-03-15 10:29:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694312 Filed Document 0001694312-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:29:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LV INVESTORS LLC See All Filings	D	2018-03-15 10:18:47 UTC
Amount To Be Raised $2,902,164 Associated Brokers / Dealers N/A CIK Number 0001716693 Filed Document 0001716693-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:18:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LV INVESTORS LLC See All Filings	D	2018-03-15 10:14:00 UTC
Amount To Be Raised $6,991,507 Associated Brokers / Dealers N/A CIK Number 0001716693 Filed Document 0001716693-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:14:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Parametric TMEMC Fund, LP See All Filings	D	2018-03-15 10:12:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733794 Filed Document 0000350797-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:12:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forefront Dynamic Strategies Fund, LP See All Filings	D/A	2018-03-15 10:11:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536921 Filed Document 0001536921-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:11:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Forefront Select (US) Fund LP See All Filings	D/A	2018-03-15 10:09:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656625 Filed Document 0001656625-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:09:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Forefront Select (Cayman) Fund Ltd. See All Filings	D/A	2018-03-15 10:06:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656623 Filed Document 0001656623-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:06:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL125 See All Filings	D/A	2018-03-15 10:04:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538320 Filed Document 0001538320-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:04:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tagomi Systems Inc. See All Filings	D	2018-03-15 09:59:34 UTC
Amount To Be Raised $16,000,001 Associated Brokers / Dealers N/A CIK Number 0001734382 Filed Document 0001734382-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:59:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marcato Special Opportunities Ltd. See All Filings	D/A	2018-03-15 09:58:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618198 Filed Document 0000919574-18-002490 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:58:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hain Capital Investors LLC See All Filings	D/A	2018-03-15 09:58:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Coburn CIK Number 0001308687 Filed Document 0001308687-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:58:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
MFN Partners, LP See All Filings	D	2018-03-15 09:58:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732960 Filed Document 0001732960-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:58:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bayview Opportunity Offshore V, L.P. See All Filings	D/A	2018-03-15 09:54:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001700679 Filed Document 0000902664-18-001631 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:54:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bayview Opportunity Domestic V, L.P. See All Filings	D/A	2018-03-15 09:53:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001700677 Filed Document 0000902664-18-001630 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:53:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GLENVIEW CAPITAL OPPORTUNITY FUND LP See All Filings	D/A	2018-03-15 09:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370109 Filed Document 0001370109-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:52:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LifeSci Venture Partners I, LP See All Filings	D/A	2018-03-15 09:52:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palmetto Advisory Group, LLC and LifeSci Capital, LLC CIK Number 0001691744 Filed Document 0000919574-18-002488 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:52:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
New York Shipping Exchange, Inc. See All Filings	D/A	2018-03-15 09:45:58 UTC
Amount To Be Raised $16,380,541 Associated Brokers / Dealers N/A CIK Number 0001652560 Filed Document 0001652560-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:45:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Advent Equity Group, LLC See All Filings	D	2018-03-15 09:37:47 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001734547 Filed Document 0001734547-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:37:47 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Phillimore Fund, Ltd. See All Filings	D	2018-03-15 09:32:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732840 Filed Document 0001732840-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:32:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALC Enterprises, Inc. See All Filings	D	2018-03-15 09:32:01 UTC
Amount To Be Raised $4,233,007 Associated Brokers / Dealers N/A CIK Number 0001734534 Filed Document 0001734534-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:32:01 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Phillimore Fund, LP See All Filings	D	2018-03-15 09:30:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732839 Filed Document 0001732839-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:30:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PURESINSE INC. See All Filings	D	2018-03-15 09:21:57 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001734568 Filed Document 0000899797-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:21:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Telamon Capital Fund LP See All Filings	D	2018-03-15 09:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718611 Filed Document 0001315863-18-000249 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:20:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Werrus Energy Fund, LP See All Filings	D/A	2018-03-15 09:18:52 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001718150 Filed Document 0001315863-18-000248 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:18:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
USA Millwork Holding Co., LLC See All Filings	D	2018-03-15 09:06:09 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001715547 Filed Document 0001715547-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:06:09 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Celebrity Brands Spirits, LLC See All Filings	D/A	2018-03-15 08:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718617 Filed Document 0001718617-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 08:57:59 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
DESRI VII, L.L.C. See All Filings	D/A	2018-03-15 07:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731485 Filed Document 0001731485-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 07:26:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Long/Short Fund See All Filings	D/A	2018-03-15 06:09:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC and J.P. Morgan Securities LLC CIK Number 0001412163 Filed Document 0000902664-18-001629 Exclusions or Exemptions 506b Accepted Date 2018-03-15 06:09:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Long/Short Fund (US) LP See All Filings	D/A	2018-03-15 06:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001687092 Filed Document 0000902664-18-001628 Exclusions or Exemptions 506b Accepted Date 2018-03-15 06:08:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Opportunities Fund See All Filings	D/A	2018-03-15 06:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700341 Filed Document 0000902664-18-001627 Exclusions or Exemptions 506b Accepted Date 2018-03-15 06:06:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOATHOUSE ROW OFFSHORE LTD See All Filings	D/A	2018-03-14 21:40:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001316058 Filed Document 0001316058-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 21:40:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boathouse Row II L P See All Filings	D/A	2018-03-14 21:24:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295594 Filed Document 0001295594-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 21:24:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boathouse Row I, L.P. See All Filings	D/A	2018-03-14 21:11:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458495 Filed Document 0001458495-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 21:11:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QFR VICTORIA FUND LTD See All Filings	D/A	2018-03-14 20:51:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001438404 Filed Document 0001438404-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 20:51:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electrum Strategic Opportunities Fund II L.P. See All Filings	D/A	2018-03-14 20:36:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, L.L.C. and First Avenue Partners CIK Number 0001699437 Filed Document 0001699437-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 20:36:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NRE Austin Investors, LLC See All Filings	D	2018-03-14 20:30:22 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001733268 Filed Document 0001733268-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-14 20:30:22 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Warberg WF VI LP See All Filings	D	2018-03-14 20:29:47 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001730237 Filed Document 0001730237-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 20:29:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REST EZ Inc. See All Filings	D	2018-03-14 19:49:58 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers Brandon Sosa CIK Number 0001733861 Filed Document 0001733861-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 19:49:58 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GameIQ, Inc. See All Filings	D/A	2018-03-14 19:36:32 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers None CIK Number 0001631343 Filed Document 0001631343-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-14 19:36:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Niki Lima, LP See All Filings	D	2018-03-14 19:23:59 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001734366 Filed Document 0001714315-18-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2018-03-14 19:23:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Agrios Global Holdings Ltd. See All Filings	D	2018-03-14 19:13:24 UTC
Amount To Be Raised $179,652 Associated Brokers / Dealers N/A CIK Number 0001729038 Filed Document 0001183740-18-000055 Exclusions or Exemptions 506b Accepted Date 2018-03-14 19:13:24 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity