Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CIPHERLOC Corp See All Filings	D	2018-03-19 21:59:15 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001022505 Filed Document 0001493152-18-003614 Exclusions or Exemptions 506b Accepted Date 2018-03-19 21:59:15 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Realty Mogul 109, LLC See All Filings	D	2018-03-19 21:04:41 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001733235 Filed Document 0001733235-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 21:04:41 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Foundation Specialty Financing Fund, LLC See All Filings	D	2018-03-19 20:58:25 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001609281 Filed Document 0001609281-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-19 20:58:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mycroft AI Inc. See All Filings	D/A	2018-03-19 19:52:43 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001685404 Filed Document 0001685404-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 19:52:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
MPIC Fund I LP See All Filings	D/A	2018-03-19 19:29:19 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001363357 Filed Document 0001209191-18-020739 Exclusions or Exemptions 506b Accepted Date 2018-03-19 19:29:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioSurfaces, LLC See All Filings	D	2018-03-19 19:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734953 Filed Document 0001734953-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 19:19:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SMARTRENT.COM, INC. See All Filings	D	2018-03-19 19:07:06 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001734932 Filed Document 0001734932-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 19:07:06 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SCORPION RESOURCES INC. See All Filings	D	2018-03-19 19:03:41 UTC
Amount To Be Raised $34,812 Associated Brokers / Dealers N/A CIK Number 0001734846 Filed Document 0001085037-18-000031 Exclusions or Exemptions 506b Accepted Date 2018-03-19 19:03:41 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Cryptocurrency Diversified Portfolio, LP See All Filings	D	2018-03-19 18:33:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734992 Filed Document 0001734992-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 18:33:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Banner Oak Enhanced Core Venture, LP See All Filings	D	2018-03-19 18:30:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732044 Filed Document 0001732044-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 18:30:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nurtureco, Inc. See All Filings	D	2018-03-19 18:10:35 UTC
Amount To Be Raised $2,500,400 Associated Brokers / Dealers N/A CIK Number 0001726179 Filed Document 0001140361-18-014101 Exclusions or Exemptions 506b Accepted Date 2018-03-19 18:10:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bedrock Analytics Corp See All Filings	D/A	2018-03-19 18:08:49 UTC
Amount To Be Raised $6,339,738 Associated Brokers / Dealers N/A CIK Number 0001649540 Filed Document 0001649540-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-19 18:08:49 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Penguin Fund, LP See All Filings	D/A	2018-03-19 17:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604306 Filed Document 0001604306-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 17:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moogsoft (Herd) Inc. See All Filings	D	2018-03-19 17:37:33 UTC
Amount To Be Raised $40,000,016 Associated Brokers / Dealers N/A CIK Number 0001577982 Filed Document 0001577982-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 17:37:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2018-03-19 17:34:42 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-19 17:34:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Gotham Customized Strategies, LLC See All Filings	D/A	2018-03-19 17:32:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669543 Filed Document 0001669543-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 17:32:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spencer Street Capital, LLC See All Filings	D	2018-03-19 17:29:19 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001733926 Filed Document 0001140361-18-014089 Exclusions or Exemptions 506b Accepted Date 2018-03-19 17:29:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New State Capital Partners Friends & Family Co-Investment Fund II, LP See All Filings	D	2018-03-19 17:28:26 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001734553 Filed Document 0001734553-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 17:28:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Dinero 3-D Joint Venture See All Filings	D	2018-03-19 17:27:56 UTC
Amount To Be Raised $468,000 Associated Brokers / Dealers N/A CIK Number 0001734896 Filed Document 0001654954-18-002782 Exclusions or Exemptions 506b Accepted Date 2018-03-19 17:27:56 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Avatar Capital Finance LLC See All Filings	D	2018-03-19 17:27:39 UTC
Amount To Be Raised $2,425,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-19 17:27:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Alidade Capital Fund IV, LP See All Filings	D/A	2018-03-19 17:26:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694701 Filed Document 0001694701-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 17:26:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Cross Creek Partners V, L.P. See All Filings	D	2018-03-19 17:04:12 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001733918 Filed Document 0001209191-18-020631 Exclusions or Exemptions 506b Accepted Date 2018-03-19 17:04:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Legatus Partners, LP See All Filings	D/A	2018-03-19 16:59:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001474893 Filed Document 0000919574-18-002558 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:59:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEW MILLENNIUM FUNDAMENTAL HEDGED EQUITY QP LP See All Filings	D/A	2018-03-19 16:53:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kovitz Securities, LLC CIK Number 0001326297 Filed Document 0001326297-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:53:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAULSON PARTNERS ENHANCED L.P. See All Filings	D/A	2018-03-19 16:50:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Plus Securities LLC, and JPMorgan Securities LLC CIK Number 0001448804 Filed Document 0001013594-18-000235 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:50:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Paulson International Ltd. See All Filings	D/A	2018-03-19 16:47:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Plus Securities LLC, Morgan Stanley Smith Barney, CAIS Capital LLC, Julius Baer Securities Inc., and UBS Financial Services Inc. CIK Number 0001448805 Filed Document 0001013594-18-000234 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:47:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cendana International, L.P. See All Filings	D	2018-03-19 16:47:09 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001729687 Filed Document 0001729687-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:47:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAULSON ENHANCED LTD See All Filings	D/A	2018-03-19 16:45:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC, Plus Securities LLC, Julius Baer Securities Inc., and JPMorgan Securities LLC CIK Number 0001194394 Filed Document 0001013594-18-000233 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:45:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
InMoji, Inc. See All Filings	D	2018-03-19 16:44:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001734617 Filed Document 0000950172-18-000059 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:44:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NEW MILLENNIUM FUNDAMENTAL HEDGED EQUITY LP See All Filings	D/A	2018-03-19 16:42:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kovitz Securities, LLC CIK Number 0001342577 Filed Document 0001342577-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:42:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW YORK LIFE INSURANCE CO See All Filings	D/A	2018-03-19 16:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000071633 Filed Document 0000071633-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:39:51 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
WFI, Inc. See All Filings	D	2018-03-19 16:39:30 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001734646 Filed Document 0001734615-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:39:30 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Transportation Fund I LP See All Filings	D/A	2018-03-19 16:36:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715645 Filed Document 0001715645-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:36:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Legatus Offshore Fund, Ltd. See All Filings	D/A	2018-03-19 16:35:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001522194 Filed Document 0000919574-18-002556 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:35:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Celerity WFI Holdings SPV, LLC See All Filings	D	2018-03-19 16:34:41 UTC
Amount To Be Raised $2,210,103 Associated Brokers / Dealers N/A CIK Number 0001734615 Filed Document 0001734615-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:34:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIMBERLINE FLAGSTAFF HOLDINGS, LLC See All Filings	D	2018-03-19 16:34:22 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001733577 Filed Document 0001733577-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:34:22 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
191 Partners LP See All Filings	D/A	2018-03-19 16:25:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701412 Filed Document 0001701412-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:25:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Asia Co-Investment Fund I, L.P. See All Filings	D	2018-03-19 16:23:43 UTC
Amount To Be Raised $102,500,000 Associated Brokers / Dealers N/A CIK Number 0001734024 Filed Document 0001734024-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:23:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYCE PARTNERS FUND LP See All Filings	D/A	2018-03-19 16:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allegheny Investments, Ltd. CIK Number 0001135935 Filed Document 0001135935-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:22:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
MCKINLEY CAPITAL NON-US SMALL CAP GROWTH FUND See All Filings	D/A	2018-03-19 16:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637551 Filed Document 0001144204-18-015603 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:19:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIO See All Filings	D/A	2018-03-19 16:19:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461077 Filed Document 0001461077-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:19:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Summit Global All Cap Equity Fund LP See All Filings	D/A	2018-03-19 16:18:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655869 Filed Document 0001655869-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:18:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S Capital, L.P. See All Filings	D/A	2018-03-19 16:17:13 UTC
Amount To Be Raised $94,000,000 Associated Brokers / Dealers N/A CIK Number 0001732342 Filed Document 0001732342-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:17:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Asia V, L.P. See All Filings	D	2018-03-19 16:15:32 UTC
Amount To Be Raised $321,500,000 Associated Brokers / Dealers N/A CIK Number 0001734013 Filed Document 0001734013-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:15:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIO See All Filings	D/A	2018-03-19 16:15:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461093 Filed Document 0001461093-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:15:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Guerrilla Industries, LLC See All Filings	D	2018-03-19 16:13:43 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001730005 Filed Document 0001730005-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:13:43 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rennova Health, Inc. See All Filings	D	2018-03-19 16:12:59 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001493152-18-003571 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:12:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ENVOY NET LEASE PARTNERS, LLC See All Filings	D	2018-03-19 16:10:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001674089 Filed Document 0001674089-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:10:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pagoda Peak Emerging Markets Fund LP See All Filings	D/A	2018-03-19 16:08:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621917 Filed Document 0001621917-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:08:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORSAIR CAPITAL PARTNERS 100 LP See All Filings	D/A	2018-03-19 16:07:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Howard L. Blum, Buckman, Buckman & Reid, Inc., J. H. Darbie & Co., Inc., Paul Rabinovitch, and Paul Rabinovitch CIK Number 0001455536 Filed Document 0001013594-18-000232 Exclusions or Exemptions 506b Accepted Date 2018-03-19 16:07:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity