Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Royale Energy, Inc. See All Filings	D	2018-03-20 12:24:52 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001694617 Filed Document 0001162677-18-000028 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:24:52 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
D-Beta One Growth & Opportunity Fund Offshore, LP See All Filings	D/A	2018-03-20 12:21:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691526 Filed Document 0001691526-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:21:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SREH Sarasota, LLC See All Filings	D	2018-03-20 12:20:25 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001734372 Filed Document 0001734372-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:20:25 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
YA Global Investments II (U.S.), LP See All Filings	D/A	2018-03-20 12:17:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462269 Filed Document 0001462269-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:17:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRG Dynamic Risk Manager - Level 2 Fund, L.P. See All Filings	D/A	2018-03-20 12:15:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596241 Filed Document 0001596241-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:15:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Desert Hawk Gold Corp. See All Filings	D	2018-03-20 12:06:34 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001168081 Filed Document 0001553997-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:06:34 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HarbourVest Partners XI Buyout AIF L.P. See All Filings	D	2018-03-20 12:03:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734625 Filed Document 0001734625-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:03:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
7G Capital Preservation, LP See All Filings	D	2018-03-20 12:03:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734705 Filed Document 0001734705-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:03:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Partners XI Buyout Feeder Fund L.P. See All Filings	D	2018-03-20 12:00:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734653 Filed Document 0001734653-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 12:00:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners XI Buyout Fund L.P. See All Filings	D	2018-03-20 11:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734604 Filed Document 0001734604-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:57:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Baumont Real Estate One S.C.Sp. See All Filings	D	2018-03-20 11:56:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734995 Filed Document 0001734995-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:56:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Partners XI AIF L.P. See All Filings	D	2018-03-20 11:54:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734663 Filed Document 0001734663-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:54:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Yourulz, Inc See All Filings	D/A	2018-03-20 11:49:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001705460 Filed Document 0001705460-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:49:54 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners XI L.P. See All Filings	D	2018-03-20 11:49:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734660 Filed Document 0001734660-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:49:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners XI Micro Buyout AIF L.P. See All Filings	D	2018-03-20 11:45:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734628 Filed Document 0001734628-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:45:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Fandex, Inc. See All Filings	D	2018-03-20 11:44:32 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001734986 Filed Document 0001734986-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:44:32 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RedPoint Global Inc See All Filings	D	2018-03-20 11:39:21 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001559872 Filed Document 0000898432-18-000357 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:39:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CenterSquare Value-Added Fund IV, L.P. See All Filings	D	2018-03-20 11:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733305 Filed Document 0001733305-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:38:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lubben Fund Ltd. See All Filings	D/A	2018-03-20 11:29:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. and JP Morgan Securities LLC CIK Number 0001423949 Filed Document 0000902664-18-001694 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:29:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUBBEN FUND LP See All Filings	D/A	2018-03-20 11:25:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. and JP Morgan Securities LLC CIK Number 0001362403 Filed Document 0000902664-18-001693 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:25:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edison Interactive Holdings, Inc. See All Filings	D	2018-03-20 11:21:35 UTC
Amount To Be Raised $3,537,720 Associated Brokers / Dealers N/A CIK Number 0001733902 Filed Document 0001733902-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:21:35 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CastleKeep, L.P. See All Filings	D/A	2018-03-20 11:16:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545320 Filed Document 0001545320-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:16:17 UTC Type of Offering D/A Industry Investing Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
HYDROPOINT DATA SYSTEMS INC See All Filings	D/A	2018-03-20 11:16:13 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers N/A CIK Number 0001218264 Filed Document 0001218264-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:16:13 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quinn Select Opportunities LP Series B See All Filings	D	2018-03-20 11:01:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734610 Filed Document 0001734610-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 11:01:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners XI Micro Buyout Feeder Fund L.P. See All Filings	D	2018-03-20 10:57:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734619 Filed Document 0001734619-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:57:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners XI Micro Buyout Fund L.P. See All Filings	D	2018-03-20 10:51:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734630 Filed Document 0001734630-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:51:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Farming Fungi LLC See All Filings	D	2018-03-20 10:50:59 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001734823 Filed Document 0001734823-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:50:59 UTC Type of Offering D Industry Agriculture Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
EnTrustPermal Emerging Markets Holdings NV See All Filings	D	2018-03-20 10:47:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers C.P. Eaton and Associates and Maybridge Partners Inc CIK Number 0001372110 Filed Document 0001372110-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:47:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
HarbourVest Partners XI Venture AIF L.P. See All Filings	D	2018-03-20 10:45:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734662 Filed Document 0001734662-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:45:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
SteadyServ Technologies, LLC See All Filings	D/A	2018-03-20 10:45:16 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers David A. Noyes & Company and SkyTrace Ventures, LLC CIK Number 0001560163 Filed Document 0001560163-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:45:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners XI Venture Feeder Fund L.P. See All Filings	D	2018-03-20 10:42:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734641 Filed Document 0001734641-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:42:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 180 See All Filings	D/A	2018-03-20 10:41:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Leaders Group, Inc. CIK Number 0001717463 Filed Document 0001717463-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:41:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SteadyServ Technologies, LLC See All Filings	D	2018-03-20 10:40:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001560163 Filed Document 0001560163-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:40:35 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
TCM Asia Opportunities (US Feeder) Fund Ltd See All Filings	D/A	2018-03-20 10:34:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550818 Filed Document 0001315863-18-000251 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:34:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Salzman Onshore LP See All Filings	D/A	2018-03-20 10:32:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JEFFERIES LLC. CIK Number 0001411893 Filed Document 0001411892-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:32:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners XI Venture Fund L.P. See All Filings	D	2018-03-20 10:32:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734633 Filed Document 0001734633-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:32:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ELSA, Corp. See All Filings	D	2018-03-20 10:28:06 UTC
Amount To Be Raised $3,283,139 Associated Brokers / Dealers N/A CIK Number 0001668963 Filed Document 0001668963-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:28:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silverton MOB, LP See All Filings	D/A	2018-03-20 10:23:47 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001733205 Filed Document 0001733205-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:23:47 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Salzman Offshore Ltd See All Filings	D/A	2018-03-20 10:15:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JEFFERIES LLC. CIK Number 0001411892 Filed Document 0001411892-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:15:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Rathmore Fund, L.P. See All Filings	D/A	2018-03-20 10:05:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001486766 Filed Document 0000902664-18-001692 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:05:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Emerging Income, L.P. See All Filings	D/A	2018-03-20 10:01:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001305560 Filed Document 0000902664-18-001691 Exclusions or Exemptions 506b Accepted Date 2018-03-20 10:01:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAZARD RATHMORE FUND, LTD. See All Filings	D/A	2018-03-20 09:57:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001438704 Filed Document 0000902664-18-001690 Exclusions or Exemptions 506b Accepted Date 2018-03-20 09:57:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Washtenaw Trust, LLC See All Filings	D/A	2018-03-20 09:49:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636761 Filed Document 0001636761-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 09:49:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rhamnolipid, Inc. See All Filings	D	2018-03-20 09:45:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Keith DeSanto CIK Number 0001733932 Filed Document 0001733932-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 09:45:56 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Lazard Emerging Income, Ltd. See All Filings	D/A	2018-03-20 09:44:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001305557 Filed Document 0000902664-18-001689 Exclusions or Exemptions 506b Accepted Date 2018-03-20 09:44:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCIO Fund SICAV - FIS - SCIO Opportunity Fund I See All Filings	D/A	2018-03-20 09:34:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698625 Filed Document 0000945621-18-000146 Exclusions or Exemptions 506b Accepted Date 2018-03-20 09:34:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OLF Cayman Holdings GP LLC See All Filings	D	2018-03-20 09:26:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732865 Filed Document 0001732865-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 09:26:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ArcherDX, Inc. See All Filings	D	2018-03-20 09:25:50 UTC
Amount To Be Raised $37,642,142 Associated Brokers / Dealers N/A CIK Number 0001734551 Filed Document 0001734551-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 09:25:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OLF Cayman Holdings LP See All Filings	D	2018-03-20 09:17:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732868 Filed Document 0001732868-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 09:17:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
READING MKM LLC See All Filings	D	2018-03-20 08:20:48 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers None CIK Number 0001734597 Filed Document 0001734597-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 08:20:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity