Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Plaay, LLC See All Filings	D	2018-06-11 11:55:45 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001743299 Filed Document 0001743299-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 11:55:45 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Brigade ABS Fund I LP See All Filings	D	2018-06-11 11:54:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727647 Filed Document 0000919574-18-004156 Exclusions or Exemptions 506b Accepted Date 2018-06-11 11:54:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MM CAN USA, Inc. See All Filings	D	2018-06-11 11:46:45 UTC
Amount To Be Raised $110,298,439 Associated Brokers / Dealers N/A CIK Number 0001742739 Filed Document 0001742739-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 11:46:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dental Building Fund I, LLC See All Filings	D	2018-06-11 11:42:50 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001742155 Filed Document 0001615594-18-000037 Exclusions or Exemptions 506b Accepted Date 2018-06-11 11:42:50 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MM Enterprises USA, LLC See All Filings	D	2018-06-11 11:35:58 UTC
Amount To Be Raised $110,298,439 Associated Brokers / Dealers N/A CIK Number 0001731417 Filed Document 0001731417-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-11 11:35:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Enlightened Access Capital 2 LLC See All Filings	D	2018-06-11 11:16:03 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001736548 Filed Document 0001736548-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 11:16:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QUMULO, INC. See All Filings	D	2018-06-11 11:14:51 UTC
Amount To Be Raised $93,006,074 Associated Brokers / Dealers N/A CIK Number 0001546162 Filed Document 0001546162-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 11:14:51 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
New Energy Investors III LP See All Filings	D	2018-06-11 11:12:22 UTC
Amount To Be Raised $10,951,200 Associated Brokers / Dealers N/A CIK Number 0001742683 Filed Document 0000899140-18-000381 Exclusions or Exemptions 506b Accepted Date 2018-06-11 11:12:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Elmiso LLC See All Filings	D/A	2018-06-11 11:03:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683682 Filed Document 0001683682-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 11:03:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elmagin Power Fund LLC See All Filings	D/A	2018-06-11 10:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627220 Filed Document 0001627220-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 10:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edge Systems Technologies, LLC See All Filings	D	2018-06-11 10:42:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001657773 Filed Document 0001657773-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 10:42:27 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Oculii Corp. See All Filings	D	2018-06-11 10:27:19 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001708023 Filed Document 0001708023-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 10:27:19 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Deca Capital Partners LP See All Filings	D/A	2018-06-11 10:27:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676723 Filed Document 0001676723-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 10:27:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delmore Movie Partners LLC See All Filings	D	2018-06-11 10:15:30 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001743202 Filed Document 0001743202-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 10:15:30 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tempo Holding Company, LLC See All Filings	D	2018-06-11 10:09:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716923 Filed Document 0001716923-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 10:09:53 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care West Scranton, LLC See All Filings	D	2018-06-11 10:06:19 UTC
Amount To Be Raised $1,354,484 Associated Brokers / Dealers N/A CIK Number 0001743266 Filed Document 0001461373-18-000031 Exclusions or Exemptions 506b Accepted Date 2018-06-11 10:06:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hardinge Holdings, LLC See All Filings	D	2018-06-11 10:04:19 UTC
Amount To Be Raised $10,265,309 Associated Brokers / Dealers N/A CIK Number 0001741735 Filed Document 0000950138-18-000448 Exclusions or Exemptions 506b Accepted Date 2018-06-11 10:04:19 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Convergence Fund I, LP See All Filings	D/A	2018-06-11 09:59:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662875 Filed Document 0001662875-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 09:59:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sage Equity Partners BP, LP See All Filings	D	2018-06-11 09:54:01 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers N/A CIK Number 0001740999 Filed Document 0001740999-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 09:54:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Edelweiss Catalyst Opportunities Fund See All Filings	D	2018-06-11 09:53:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742415 Filed Document 0001742935-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-11 09:53:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
130 E. John W. Carpenter Freeway, LP See All Filings	D/A	2018-06-11 09:39:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742935 Filed Document 0001742935-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 09:39:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SHAWNEE GROVE HOUSING PARTNERS, LLC See All Filings	D	2018-06-11 09:18:52 UTC
Amount To Be Raised $6,372,001 Associated Brokers / Dealers NONE CIK Number 0001742476 Filed Document 0001742476-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 09:18:52 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
When Jeff, LLC See All Filings	D/A	2018-06-11 08:19:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001730684 Filed Document 0001730684-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 08:19:53 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Knowbella Tech LLC See All Filings	D/A	2018-06-11 05:19:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001723747 Filed Document 0000892251-18-000055 Exclusions or Exemptions 506b Accepted Date 2018-06-11 05:19:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Debt
Hilltop Global Real Estate Acquisition Fund LLC See All Filings	D	2018-06-08 20:32:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001743220 Filed Document 0001743220-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 20:32:41 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Stone Cliff Assets LLC See All Filings	D	2018-06-08 20:24:04 UTC
Amount To Be Raised $1,030,000 Associated Brokers / Dealers N/A CIK Number 0001743208 Filed Document 0001743208-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 20:24:04 UTC Type of Offering D Industry Other Principal Place of Business WEST VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Albaron Ventures Cayman Ltd See All Filings	D	2018-06-08 20:03:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742745 Filed Document 0001742745-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 20:03:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Albaron Ventures Fund LP See All Filings	D	2018-06-08 19:58:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742763 Filed Document 0001742763-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 19:58:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mirasol Resources Ltd See All Filings	D	2018-06-08 19:49:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301854 Filed Document 0001709409-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-06-08 19:49:09 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CarLabs Inc. See All Filings	D	2018-06-08 18:52:59 UTC
Amount To Be Raised $5,905,775 Associated Brokers / Dealers N/A CIK Number 0001678115 Filed Document 0001678115-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 18:52:59 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GCH, Inc See All Filings	D	2018-06-08 18:33:31 UTC
Amount To Be Raised $32,400,000 Associated Brokers / Dealers EDWARD F. HAYES, PETER FORMANEK, ZELOS CAPITAL LTD., and RCMA CAPITAL MARKETS CORP. CIK Number 0001650853 Filed Document 0001140361-18-027925 Exclusions or Exemptions 506b Accepted Date 2018-06-08 18:33:31 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Triad Life Sciences Inc. See All Filings	D	2018-06-08 18:00:20 UTC
Amount To Be Raised $2,867,500 Associated Brokers / Dealers N/A CIK Number 0001721364 Filed Document 0001721364-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 18:00:20 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Ashvattha Therapeutics, LLC See All Filings	D	2018-06-08 18:00:10 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001668528 Filed Document 0001144204-18-033614 Exclusions or Exemptions 506b Accepted Date 2018-06-08 18:00:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NOVA LEAP HEALTH CORP. See All Filings	D	2018-06-08 17:55:14 UTC
Amount To Be Raised $122,536 Associated Brokers / Dealers N/A CIK Number 0001742675 Filed Document 0001742675-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:55:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Flash UpdatePromise Holdings, LLC See All Filings	D	2018-06-08 17:52:26 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001743240 Filed Document 0001743240-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:52:26 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cornerstone Holding Company, Inc. See All Filings	D	2018-06-08 17:47:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743167 Filed Document 0001743167-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:47:44 UTC Type of Offering D Industry Insurance Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NEMO EQUIPMENT INC See All Filings	D	2018-06-08 17:46:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433920 Filed Document 0001433920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:46:51 UTC Type of Offering D Industry Retailing Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Pathfinder Strategic Credit Ltd. See All Filings	D/A	2018-06-08 17:26:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611458 Filed Document 0001611458-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:26:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pathfinder Strategic Credit II LP See All Filings	D/A	2018-06-08 17:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707743 Filed Document 0001707743-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:24:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xenith Holdings LLC See All Filings	D	2018-06-08 17:24:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001743137 Filed Document 0001743137-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:24:50 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACP Fund I Offshore Feeder LP See All Filings	D/A	2018-06-08 17:23:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707746 Filed Document 0001707746-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:23:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACP Fund I LP See All Filings	D/A	2018-06-08 17:20:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707747 Filed Document 0001707747-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:20:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onconova Therapeutics, Inc. See All Filings	D	2018-06-08 17:15:45 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Lucas Advisors LLC d/b/a KYBORA Emerging Markets CIK Number 0001130598 Filed Document 0001104659-18-039231 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:15:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tubz, LLC See All Filings	D	2018-06-08 17:10:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Great Point Capital LLC and Gitterman Wealth Management, LLC CIK Number 0001742404 Filed Document 0001742404-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:10:01 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TraceLink, Inc. See All Filings	D	2018-06-08 17:07:20 UTC
Amount To Be Raised $59,999,912 Associated Brokers / Dealers N/A CIK Number 0001558937 Filed Document 0001724485-18-000099 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:07:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pure Broadcast Corp. See All Filings	D/A	2018-06-08 17:04:35 UTC
Amount To Be Raised $938,000 Associated Brokers / Dealers N/A CIK Number 0001406434 Filed Document 0001548123-18-000147 Exclusions or Exemptions 506b Accepted Date 2018-06-08 17:04:35 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carmenta Knollwood Opportunities, L.P. See All Filings	D	2018-06-08 16:58:51 UTC
Amount To Be Raised $46,000,000 Associated Brokers / Dealers N/A CIK Number 0001734611 Filed Document 0001734611-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:58:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOSV IV LP See All Filings	D/A	2018-06-08 16:48:05 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001735820 Filed Document 0001735820-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:48:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPIRICAL CAPITAL PARTNERS LP See All Filings	D/A	2018-06-08 16:37:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001117101 Filed Document 0000915299-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:37:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yenni Income Opportunities Fund I, L.P. See All Filings	D/A	2018-06-08 16:34:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645411 Filed Document 0001645411-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-08 16:34:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity