Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aulon Arch Index, Inc. See All Filings	D/A	2018-06-11 16:24:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001708705 Filed Document 0001708705-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 16:24:01 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ortho Kinematics, Inc. See All Filings	D	2018-06-11 16:19:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 16:19:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
COREalpha Private Equity Partners Partnership Fund V, L.P. See All Filings	D/A	2018-06-11 16:15:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680095 Filed Document 0001144204-18-033743 Exclusions or Exemptions 506b Accepted Date 2018-06-11 16:15:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Otherwise Fund I, L.P. See All Filings	D	2018-06-11 16:14:27 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001742438 Filed Document 0001742438-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 16:14:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logista Offshore Fund Ltd. See All Filings	D	2018-06-11 16:12:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742920 Filed Document 0001567468-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-11 16:12:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ozone Networks, Inc. See All Filings	D	2018-06-11 16:07:59 UTC
Amount To Be Raised $2,363,500 Associated Brokers / Dealers N/A CIK Number 0001742665 Filed Document 0001742665-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 16:07:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Sphero, Inc. See All Filings	D	2018-06-11 16:03:52 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001503887 Filed Document 0001503887-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 16:03:52 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Vesta Shoreline, LLC See All Filings	D	2018-06-11 15:52:10 UTC
Amount To Be Raised $7,822,882 Associated Brokers / Dealers N/A CIK Number 0001743328 Filed Document 0001743328-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 15:52:10 UTC Type of Offering D Industry Residential Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NewSight Reality, Inc. See All Filings	D	2018-06-11 15:46:46 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001743190 Filed Document 0001743190-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 15:46:46 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Logista Fund LP See All Filings	D/A	2018-06-11 15:39:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567468 Filed Document 0001567468-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 15:39:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bishop Senior Living Coinvest L.P. See All Filings	D	2018-06-11 15:36:34 UTC
Amount To Be Raised $74,000,000 Associated Brokers / Dealers N/A CIK Number 0001743174 Filed Document 0000950142-18-001365 Exclusions or Exemptions 506b Accepted Date 2018-06-11 15:36:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pre-Funding Group, LLC See All Filings	D	2018-06-11 15:33:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631670 Filed Document 0001631670-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 15:33:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Aulon Arch, Inc. See All Filings	D/A	2018-06-11 15:29:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001610266 Filed Document 0001610266-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 15:29:12 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Envisium Health, Inc. See All Filings	D	2018-06-11 15:13:18 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001743335 Filed Document 0001743335-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 15:13:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
LCP NW Oak Lawton, LLC See All Filings	D	2018-06-11 15:10:18 UTC
Amount To Be Raised $37,228 Associated Brokers / Dealers N/A CIK Number 0001743355 Filed Document 0001743355-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 15:10:18 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Meristem Global Equity Fund LLC See All Filings	D/A	2018-06-11 15:06:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578557 Filed Document 0001209191-18-036895 Exclusions or Exemptions 506b Accepted Date 2018-06-11 15:06:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
BioStar Ventures III-XF, L.P. See All Filings	D	2018-06-11 14:48:27 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001737970 Filed Document 0001742096-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 14:48:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightning Hybrids, LLC See All Filings	D	2018-06-11 14:38:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001560257 Filed Document 0001560257-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 14:38:20 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HCT Holdings, LLC See All Filings	D	2018-06-11 14:37:50 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001674818 Filed Document 0001674818-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 14:37:50 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Tempo Management, LLC See All Filings	D	2018-06-11 14:31:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716922 Filed Document 0001716922-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 14:31:46 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NISHKIAN & ASSOCIATES, INC. See All Filings	D	2018-06-11 14:29:55 UTC
Amount To Be Raised $1,666 Associated Brokers / Dealers N/A CIK Number 0001741371 Filed Document 0001741371-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 14:29:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Iridia, Inc. See All Filings	D	2018-06-11 14:26:46 UTC
Amount To Be Raised $2,490,000 Associated Brokers / Dealers N/A CIK Number 0001708118 Filed Document 0001708118-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 14:26:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Foundry.ai Fund I, L.P. See All Filings	D	2018-06-11 14:12:15 UTC
Amount To Be Raised $67,721,460 Associated Brokers / Dealers N/A CIK Number 0001742096 Filed Document 0001742096-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 14:12:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swan Solutions, Inc. See All Filings	D	2018-06-11 14:06:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001666140 Filed Document 0001666140-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 14:06:32 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OMNI ORTHOPAEDICS INC See All Filings	D	2018-06-11 13:59:20 UTC
Amount To Be Raised $12,472,664 Associated Brokers / Dealers N/A CIK Number 0001454764 Filed Document 0001454764-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 13:59:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BALTHAZAR ABSOLUTE RETURN FUND LTD. See All Filings	D/A	2018-06-11 13:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682507 Filed Document 0001682507-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 13:59:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Yish, inc See All Filings	D	2018-06-11 13:56:04 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001742880 Filed Document 0001742880-18-000001 Exclusions or Exemptions 504, 506b, and 504.1 Accepted Date 2018-06-11 13:56:04 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
SCU L.L.C. See All Filings	D/A	2018-06-11 13:55:34 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001731822 Filed Document 0001731822-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 13:55:34 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AiiM Catalytic Fund, LP See All Filings	D	2018-06-11 13:51:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743123 Filed Document 0001743123-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 13:51:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Vision, Inc. See All Filings	D	2018-06-11 13:51:46 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers none CIK Number 0001743075 Filed Document 0001743075-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 13:51:46 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WOW Returns LLC See All Filings	D/A	2018-06-11 13:49:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001544575 Filed Document 0001567858-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-11 13:49:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
PNCA Apt Venture, LLC See All Filings	D	2018-06-11 13:41:06 UTC
Amount To Be Raised $4,365,000 Associated Brokers / Dealers N/A CIK Number 0001743297 Filed Document 0001743297-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 13:41:06 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Ambition Solutions, Inc. See All Filings	D	2018-06-11 13:36:59 UTC
Amount To Be Raised $5,858,089 Associated Brokers / Dealers N/A CIK Number 0001743326 Filed Document 0001743326-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 13:36:59 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SCP ANN ARBOR FUND, LP See All Filings	D/A	2018-06-11 13:35:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461041 Filed Document 0000935836-18-000343 Exclusions or Exemptions 506b Accepted Date 2018-06-11 13:35:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Global Active Fund, LP See All Filings	D/A	2018-06-11 13:34:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706879 Filed Document 0000935836-18-000342 Exclusions or Exemptions 506b Accepted Date 2018-06-11 13:34:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metera Pharmaceuticals Inc. See All Filings	D/A	2018-06-11 13:26:12 UTC
Amount To Be Raised $8,550,000 Associated Brokers / Dealers N/A CIK Number 0001693559 Filed Document 0001693559-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 13:26:12 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CE-GH Urbanite Fund 2, LLC See All Filings	D	2018-06-11 13:17:12 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001743243 Filed Document 0001743243-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 13:17:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SportsSense Inc. See All Filings	D	2018-06-11 13:00:56 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers NA CIK Number 0001743127 Filed Document 0001743127-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 13:00:56 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Augustine Surgical, Inc. See All Filings	D	2018-06-11 12:57:42 UTC
Amount To Be Raised $9,142,000 Associated Brokers / Dealers not applicable CIK Number 0001743315 Filed Document 0001743315-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 12:57:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SAHAS PARTNERS LTD. See All Filings	D/A	2018-06-11 12:36:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709287 Filed Document 0001405086-18-000116 Exclusions or Exemptions 506b Accepted Date 2018-06-11 12:36:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kaneh Bosm Biotechnology Inc. See All Filings	D	2018-06-11 12:35:14 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001743067 Filed Document 0001052918-18-000218 Exclusions or Exemptions 506b Accepted Date 2018-06-11 12:35:14 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Pine River Fixed Income Fund L.P. See All Filings	D/A	2018-06-11 12:28:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445602 Filed Document 0001445602-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 12:28:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blockhead Technologic Fund 1, LP See All Filings	D	2018-06-11 12:23:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743059 Filed Document 0001640135-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-11 12:23:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edge Principal Investments IV PV, L.P. See All Filings	D	2018-06-11 12:21:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741984 Filed Document 0001741984-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 12:21:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Way Off The Street, LLC See All Filings	D/A	2018-06-11 12:20:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001567858 Filed Document 0001567858-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-11 12:20:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Pine River FIXED INCOME FUND LTD. See All Filings	D/A	2018-06-11 12:17:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448880 Filed Document 0001448880-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 12:17:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finalze, Inc. See All Filings	D/A	2018-06-11 12:13:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001710924 Filed Document 0001710924-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 12:13:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
PB Balanced Fund II, L.P. See All Filings	D/A	2018-06-11 12:12:45 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001699216 Filed Document 0001699216-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 12:12:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Way Off The Street, LLC See All Filings	D/A	2018-06-11 12:08:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001567858 Filed Document 0001567858-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-11 12:08:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GREEN SPIRIT INDUSTRIES INC. See All Filings	D	2018-06-11 12:03:33 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001381240 Filed Document 0001493152-18-008446 Exclusions or Exemptions 506b Accepted Date 2018-06-11 12:03:33 UTC Type of Offering D Industry Other Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity