Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Power 5 Conference Student Housing I, DST See All Filings	D/A	2018-08-29 16:47:49 UTC
Amount To Be Raised $59,200,000 Associated Brokers / Dealers Great Point Capital, LLC, Independent Financial Group, LLC, Capital Financial Services, Inc., Galt Financial Group, inc., Wealthforge Securities, LLC, Crown Capital Securities, L.P., Investacorp, Inc., Vanderbilt Securities, LLC, Sandlapper Securities, LLC, McDermott Investment Services, LLC, International Assets Advisory, LLC, Cabot Lodge Securities LLC, Centaurus Financial, Inc., Berthel, Fisher & Company Financial Services, Inc., National Securities Corporation, WestPark Capital, Inc., Capulent LLC, Center Street Securities, Coker & Palmer, and Triad Advisors LLC CIK Number 0001733016 Filed Document 0001733016-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:47:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rubicon Organics, Inc. See All Filings	D	2018-08-29 16:46:18 UTC
Amount To Be Raised $869,459 Associated Brokers / Dealers N/A CIK Number 0001742195 Filed Document 0001742195-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:46:18 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Datum 9 World Equity Fund L.P. See All Filings	D/A	2018-08-29 16:40:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692248 Filed Document 0000945621-18-000287 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:40:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair Warren Equity Fund, LLC See All Filings	D	2018-08-29 16:39:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001751544 Filed Document 0001144204-18-047122 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:39:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2018-08-29 16:34:59 UTC
Amount To Be Raised $520,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:34:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Schoonover Oil, LLC See All Filings	D	2018-08-29 16:34:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001741708 Filed Document 0001741708-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:34:37 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
BRILLIANT LIGHT POWER, INC See All Filings	D/A	2018-08-29 16:31:59 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001035531 Filed Document 0001288320-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:31:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Oregon Apartments San Diego, LP See All Filings	D	2018-08-29 16:30:46 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001751410 Filed Document 0001062993-18-003577 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:30:46 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Third Avenue Apartments San Diego, LP See All Filings	D	2018-08-29 16:29:43 UTC
Amount To Be Raised $1,748,500 Associated Brokers / Dealers N/A CIK Number 0001751469 Filed Document 0001062993-18-003576 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:29:43 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Generate Capital, Inc. See All Filings	D	2018-08-29 16:28:20 UTC
Amount To Be Raised $100,000,014 Associated Brokers / Dealers Brooklands Capital Strategies BD, L.P. CIK Number 0001717486 Filed Document 0001717486-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:28:20 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NAM Special Situations Fund VI, LLC - Series V1 See All Filings	D	2018-08-29 16:27:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001748616 Filed Document 0000905718-18-000772 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:27:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2018-08-29 16:27:55 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:27:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Florida Multifamily Portfolio II DST See All Filings	D/A	2018-08-29 16:27:25 UTC
Amount To Be Raised $98,479,389 Associated Brokers / Dealers Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, Joseph Nugent, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Daniel Raupp, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Jesus Quezada, Daniel Charron, James Walesa, Carmen Morrone, Gene Alvin Brehm, Brian Horn, Richard Grace, Daniel Moskowitz, Christina Nielson, James Parry, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Lisa Lyons, Mark Cosenza, Steven Smith, William Hensley, Ann Stewart, David Eurton, Robert Coleman, and Stephen Quiner CIK Number 0001747750 Filed Document 0001747750-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:27:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access XXXVII, L.P. See All Filings	D/A	2018-08-29 16:25:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621861 Filed Document 0001621861-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:25:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emet Municipal Real Estate Strategy II Feeder, LP See All Filings	D	2018-08-29 16:22:32 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001751426 Filed Document 0000905718-18-000770 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:22:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DUNNEDIN VENTURES INC. See All Filings	D	2018-08-29 16:22:12 UTC
Amount To Be Raised $389,105 Associated Brokers / Dealers N/A CIK Number 0001483016 Filed Document 0001567619-18-001884 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:22:12 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WORMSER ENERGY SOLUTIONS, INC. See All Filings	D	2018-08-29 16:19:36 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001436283 Filed Document 0001436283-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:19:36 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Mewbourne Energy Partners 18-A, L.P. See All Filings	D/A	2018-08-29 16:18:42 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers 1st Global Capital Corp., Calton & Associates, Inc., Commonwealth Financial Network, NI Advisors, The Strategic Financial Alliance, Inc., Independent Financial Group, LLC, Arkadios Capital, DFPG Investments, Inc., Arete Wealth Management, LLC, Berthel, Fisher & Company Financial Services, Inc., Kalos Capital, Inc., Cabin Securities, Inc., Center Street Securities, Inc., Newbridge Securities Corporation, Cambridge Investment Research, Inc., American Portfolios Financial Services, Inc., Lincoln Investment, SCF Securities, Inc., Triad Advisors LLC, BD4RIA, Inc., Cetera Advisors LLC, Cetera Advisor Networks LLC, First Allied Securities, Inc., Summit Brokerage Services, Inc., Parkland Securities, LLC, Sigma Financial Corporation, Securities America, Inc., Ameritas Investment Corp., Centaurus Financial, Inc., The O.N. Equity Sales Company, D. H. Hill Securities, LLLP, FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Concorde Investment Services, LLC, JCC Advisors, LLC, M Holdings Securities, Inc., Aurora Securities, and M. H. Leblang, Inc. CIK Number 0001739171 Filed Document 0001739171-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:18:42 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Incentive Special Opportunities Fund - a sub-fund of Incentive Investment Funds ICAV See All Filings	D	2018-08-29 16:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751174 Filed Document 0000945621-18-000286 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:17:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Members Only Club LLC See All Filings	D	2018-08-29 16:17:12 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001751618 Filed Document 0001144204-18-047109 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:17:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2018-08-29 16:16:04 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-08-29 16:16:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
UTB Financial Holding Co See All Filings	D	2018-08-29 15:56:07 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001547205 Filed Document 0001547205-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-29 15:56:07 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
audiobridge LLC See All Filings	D	2018-08-29 15:47:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001748626 Filed Document 0001567619-18-001876 Exclusions or Exemptions 506b Accepted Date 2018-08-29 15:47:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SO Sun Valley Holdings, LLC See All Filings	D	2018-08-29 15:32:42 UTC
Amount To Be Raised $17,096,516 Associated Brokers / Dealers Equus Financial Consulting, LLC CIK Number 0001751288 Filed Document 0001751288-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-29 15:32:42 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SW Neighborhood Centers I, LLC See All Filings	D	2018-08-29 15:26:50 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001751316 Filed Document 0001751278-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-29 15:26:50 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Multifamily Portfolio IV DST See All Filings	D/A	2018-08-29 15:22:31 UTC
Amount To Be Raised $115,374,057 Associated Brokers / Dealers Michael Franklin, Gregory Mankey, Iaian Filippini, Jennifer Wildman, David Levinson, Mark Baran, Joseph Broadbent, Cynthia Shelton, Christina Nielson, Kenneth Tanaka, Edward Fernandez, Justin Lowy, Kirk Dobson, Christopher Riel, Roger Coit, Alex Kowalski, Troy Thomas, Stuart Valentine, Tom Velken, Edwin Suzuki, Carl Benedict, Jordan Murray, Paul Getty, Chay Lapin, Raymond DeWitt, David Hays, Jason Salmon, Gordon Hamilton, Josh Griffin, Craig Rollins, Andrew Friedman, Robert Binkele, Jack Creighton, Bryon Martinsen, Clint Potts, Michael Puls, William Herford, Scott Sheehan, David Kangas, Jason Santos, Toni Sutherland, Dieter Thurow, Neil McAuliffe, Michael Stieglitz, Scott Parker Inabnet, Ronald Manso, Ronald Myers, Robert Smith, Robert Schultz, David Anderson, Aaron Broz, Mark Gillelen, Milan Madhani, Michael Moomaw, Damian Dering, Benjamin Horn, Shao-Tsung Tseng, John Weiss, Christopher Haberl, Ann Stewart, Charles Wagner, Larry Law, Michael Desepoli, Byron Ishiwata, John Nguyen, John Marcheso, Taylor Ashland, John Lewis, RCX Capital Group LLC, Eric Scaff, Chris Vizzi, Timothy Croak, Christina Orta, Brian Peardon, Samuel Heller, William Tufts, Scott Offerman, Benjamin Disalle, Mike Kilpatrick, Peter Mc Neil, Aubrey Morrow, Frank Maldonado, Kevin Fitzgerald, Scott Brown, Roberto J Duran, Ross Atefi, John McKee, Kevin Neyrey, Terri Fassi, Spencer Weston, Daniel Ruben, Kristina Paz, Ann Stewart, Karen Codman, Loren Kagan, Nathan Kuhn, Jack Thomas, Biho Cha, Donovan Kelly, and Matthew Roberson CIK Number 0001734673 Filed Document 0001726600-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-08-29 15:22:31 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio III DST See All Filings	D/A	2018-08-29 15:20:37 UTC
Amount To Be Raised $100,617,339 Associated Brokers / Dealers Robert Smith, Craig Sickler, Tim Clairmont, Chay Lapin, David Dahill, John Harvey, Christina Nielson, Karl Norman, Steven Kolinsky, Mike Bendix, Jack Creighton, Scott Sheehan, Leon Rousso, Gary Conley, John Chess, Aaron Brodt, Stacey Morimoto, Gary Hughes, Michael Marshel, Nancy Jauregui, Paul Cese, Silver Portal Capital LLC, Joral Schmalle, David Walsh, Joseph Broadbent, Jennifer Wildman, David Halpern, Eric Bicknese, ames Raine, David Levinson, Larry Queen, Michael Markey, David Toetz, James Walesa, Bryan Hakola, Paul Getty, Kathleen Williams-Price, Steven Lichtblau, Stacey Morimoto, Robert Sick, Brian Vosberg, Lena-jo Hartley, Michael Cullen, Joel Knight, Michele Martin, Tae Chung Kim, Del Londono, Jonathan Twidwell, Troy Thomas, Stephen Swarbrick, Brett Ohlen, Kirk Dobson, Chris White, Roger Coit, Orest Baransky, Salvatore Agnello, Anders Haugen, Jeffrey Bangerter, Eric Scaff, Raymond DeWitt, Michael Busch, Neil Mc Auliffe, Stacy Morimoto, Jason Finley, RCX Capital Group LLC, Clyde Patton, Jay Hovis, Eric Holtz, John Goff, Gregory Mankey, Gregory Rhodes, Kirk Dobson, Christopher Riel, John Scully, Timothy Tehan, Christopher Wright, Gordon Hamilton, Josh Griffin, Milan Madhani, Byron Ishiwata, Daniel Raupp, Dustin Tenbroeck, Michael Torchia, Samuel Heller, Jeffrey McKay, Kevin Myeroff, Kirk Dobson, Melinda Olbert, James Franklin, Dave White, Jeffrey Arburn, David Stone, Matthew Roberson, Robert Tweed, Nathan Kuhn, Debbie Birch, Dan Shimogawa, James Horn, Peter Maniscalco, and Shawn Williamson CIK Number 0001726600 Filed Document 0001726600-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-08-29 15:20:37 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
REA Pulaski, LP See All Filings	D	2018-08-29 15:20:09 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001751597 Filed Document 0001751597-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-29 15:20:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TPEG RSL Investors LLC See All Filings	D/A	2018-08-29 15:18:26 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001726210 Filed Document 0001726210-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-29 15:18:26 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Crawford Capital Partners, LP See All Filings	D/A	2018-08-29 15:13:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472159 Filed Document 0001472159-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-29 15:13:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Institutional Multiple Investment Fund, LLC-Institutional Multi-Sector Fixed Income Portfolio See All Filings	D/A	2018-08-29 15:10:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001531549 Filed Document 0001567619-18-001871 Exclusions or Exemptions 506b Accepted Date 2018-08-29 15:10:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ILS ORION FUND LTD. See All Filings	D/A	2018-08-29 15:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001693791 Filed Document 0001567619-18-001869 Exclusions or Exemptions 506b Accepted Date 2018-08-29 15:07:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWNC I Blocker, LLC See All Filings	D	2018-08-29 14:55:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751278 Filed Document 0001751278-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-29 14:55:32 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
AXIA TECHNOLOGIES, INC. See All Filings	D/A	2018-08-29 14:53:14 UTC
Amount To Be Raised $12,385,566 Associated Brokers / Dealers N/A CIK Number 0001712244 Filed Document 0001712244-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-29 14:53:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SG Berkeley Partners, LLC See All Filings	D	2018-08-29 14:50:39 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001750449 Filed Document 0001750449-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-29 14:50:39 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ENTRINSIC HEALTH SOLUTIONS, INC. See All Filings	D	2018-08-29 14:44:30 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001668510 Filed Document 0001144204-18-047016 Exclusions or Exemptions 506b Accepted Date 2018-08-29 14:44:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arkis BioSciences Inc. See All Filings	D	2018-08-29 14:37:59 UTC
Amount To Be Raised $4,483,500 Associated Brokers / Dealers N/A CIK Number 0001679188 Filed Document 0001679188-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-29 14:37:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Arkis BioSciences Inc. See All Filings	D/A	2018-08-29 14:20:33 UTC
Amount To Be Raised $3,352,500 Associated Brokers / Dealers N/A CIK Number 0001679188 Filed Document 0001679188-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-29 14:20:33 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
First Citizens Bancshares, Inc./TX See All Filings	D	2018-08-29 14:19:09 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001750328 Filed Document 0001750328-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-29 14:19:09 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
OVATION SCIENCE INC. See All Filings	D	2018-08-29 14:15:25 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001751058 Filed Document 0001534122-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-08-29 14:15:25 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Other
RIVERVIEW SURGICAL CENTER, LLC See All Filings	D/A	2018-08-29 14:14:51 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001704605 Filed Document 0001704605-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-29 14:14:51 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Garni Inc. See All Filings	D	2018-08-29 14:12:49 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001751607 Filed Document 0001751607-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-29 14:12:49 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Texta, Inc. See All Filings	D/A	2018-08-29 14:08:21 UTC
Amount To Be Raised $2,655,000 Associated Brokers / Dealers N/A CIK Number 0001621835 Filed Document 0001621835-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-29 14:08:21 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HCM Venture Fund VIII, LLC See All Filings	D	2018-08-29 14:05:03 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001741349 Filed Document 0001741349-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-29 14:05:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REBLS, INC. See All Filings	D/A	2018-08-29 13:50:26 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001648922 Filed Document 0001648922-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-29 13:50:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Strox Systems, LLC See All Filings	D	2018-08-29 13:47:20 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001700454 Filed Document 0001144204-18-046985 Exclusions or Exemptions 504 and 506b Accepted Date 2018-08-29 13:47:20 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Kush, a Series of LeFund, LLC See All Filings	D	2018-08-29 13:46:20 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001750549 Filed Document 0001750549-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-29 13:46:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2018 A Drilling Fund LP See All Filings	D/A	2018-08-29 13:40:24 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Alan Doyle CIK Number 0001739764 Filed Document 0001739764-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-08-29 13:40:24 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 198 See All Filings	D	2018-08-29 13:38:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Woodbury Financial Services, Inc. CIK Number 0001750609 Filed Document 0001750609-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-29 13:38:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2018 A Drilling Fund LP See All Filings	D/A	2018-08-29 13:36:05 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Brian Gotta CIK Number 0001739764 Filed Document 0001739764-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-08-29 13:36:05 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity