|
|
D/A |
2018-11-08 17:20:13 UTC |
- Amount To Be Raised
- $463,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709293
- Filed Document
- 0001709293-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 17:20:13 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-08 17:18:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc., Charles Schwab & Co,, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Securities, LPL FinancialLLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Janney Montgomery Scott LLC, US Trust/ Bank of America, Wells Fargo Bank N.A., WELLS FARGO SECURITIES, LLC, SUNTRUST ROBINSON HUMPHREY, INC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL Financial Services, Wilmington Trust, FIRST REPUBLIC SECURITIES COMPANY, LLC, DEUTSCHE BANK SECURITIES INC, BB&T SECURITIES, LLC, BARCLAYS CAPITAL INC, BESSEMER INVESTOR SERVICES, INC., SANFORD C. BERNSTEIN & CO., LLC, ALLIANCEBERNSTEIN INVESTMENTS, INC., AT INVESTMENT ADVISERS, INC., and Ameriprise Financial Services
- CIK Number
- 0001404013
- Filed Document
- 0000350797-18-000030
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 17:18:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-08 17:17:48 UTC |
- Amount To Be Raised
- $46,000,000
- Associated Brokers / Dealers
- Beacon Securities Limited
- CIK Number
- 0001636963
- Filed Document
- 0001636963-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 17:17:48 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-08 17:16:53 UTC |
- Amount To Be Raised
- $80,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758126
- Filed Document
- 0001758126-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 17:16:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-08 17:15:08 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725170
- Filed Document
- 0001725170-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 17:15:08 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-08 17:10:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), ROBERT W. BAIRD & CO. INCORPORATED, and Harbor Investment Advisory, LLC
- CIK Number
- 0001227265
- Filed Document
- 0001227265-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 17:10:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-08 17:08:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001325676
- Filed Document
- 0001325676-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 17:08:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-08 17:07:05 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758592
- Filed Document
- 0001758592-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 17:07:05 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- KANSAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-11-08 17:04:25 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721079
- Filed Document
- 0001758511-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 17:04:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-11-08 17:02:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001269190
- Filed Document
- 0001269190-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 17:02:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-08 17:00:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001043565
- Filed Document
- 0001043565-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 17:00:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-08 16:59:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758578
- Filed Document
- 0001758578-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:59:47 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D/A |
2018-11-08 16:56:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC ("MSSB"), Citigroup Global Markets Inc. ("CGM"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), ROBERT W. BAIRD & CO. INCORPORATED, and Harbor Investment Advisory, LLC
- CIK Number
- 0001209709
- Filed Document
- 0001209709-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:56:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-08 16:54:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard S. Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO
- CIK Number
- 0001227268
- Filed Document
- 0001227268-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:54:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-08 16:53:47 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757245
- Filed Document
- 0001757245-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:53:47 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-11-08 16:53:18 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758577
- Filed Document
- 0001758577-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:53:18 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-11-08 16:50:04 UTC |
- Amount To Be Raised
- $2,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758433
- Filed Document
- 0001758433-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:50:04 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-08 16:49:35 UTC |
- Amount To Be Raised
- $755,000,000
- Associated Brokers / Dealers
- Evercore Group, L.L.C.
- CIK Number
- 0001726233
- Filed Document
- 0001567619-18-005441
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:49:35 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-08 16:47:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719065
- Filed Document
- 0001719065-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:47:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-08 16:45:51 UTC |
- Amount To Be Raised
- $40,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758600
- Filed Document
- 0001758600-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:45:51 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-11-08 16:45:39 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MICROVENTURE MARKETPLACE INC
- CIK Number
- 0001756168
- Filed Document
- 0001756168-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:45:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-08 16:44:26 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758093
- Filed Document
- 0001758093-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:44:26 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ALASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-11-08 16:41:15 UTC |
- Amount To Be Raised
- $16,605,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757705
- Filed Document
- 0001757705-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:41:15 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-08 16:36:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594368
- Filed Document
- 0001594368-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:36:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-08 16:34:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755934
- Filed Document
- 0001755934-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:34:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-08 16:32:10 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758514
- Filed Document
- 0000905718-18-000914
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:32:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-11-08 16:30:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657797
- Filed Document
- 0000919574-18-007046
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:30:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-08 16:30:11 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Primary Capital, LLC
- CIK Number
- 0001731017
- Filed Document
- 0001731017-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:30:11 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-08 16:29:09 UTC |
- Amount To Be Raised
- $11,543,893
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758444
- Filed Document
- 0001567619-18-005428
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:29:09 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-08 16:28:47 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639137
- Filed Document
- 0001639137-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:28:47 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-11-08 16:21:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640318
- Filed Document
- 0001405086-18-000232
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:21:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-08 16:17:25 UTC |
- Amount To Be Raised
- $1,210,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757204
- Filed Document
- 0001010549-18-000392
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:17:25 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-11-08 16:16:37 UTC |
- Amount To Be Raised
- $10,995,250
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754680
- Filed Document
- 0001719807-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:16:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-08 16:16:09 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001351615
- Filed Document
- 0001351615-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:16:09 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-11-08 16:13:24 UTC |
- Amount To Be Raised
- $16,023,324
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719807
- Filed Document
- 0001719807-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:13:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-11-08 16:10:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721800
- Filed Document
- 0000919574-18-007040
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:10:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-08 16:08:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001398805
- Filed Document
- 0001065949-18-000161
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:08:11 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Option To Acquire
|
|
|
D/A |
2018-11-08 16:03:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735905
- Filed Document
- 0001735905-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:03:47 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-11-08 16:03:35 UTC |
- Amount To Be Raised
- $422,061
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758394
- Filed Document
- 0001758394-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:03:35 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-11-08 16:02:26 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001752842
- Filed Document
- 0001752842-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:02:26 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-11-08 16:02:19 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001740583
- Filed Document
- 0001740583-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:02:19 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
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D/A |
2018-11-08 16:01:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468038
- Filed Document
- 0000943663-18-000209
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:01:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-11-08 16:01:33 UTC |
- Amount To Be Raised
- $8,206,184
- Associated Brokers / Dealers
- Triloma Securities, LLC, Michael J. Siviert, Eugene C. Thompson, IV, George G. Hicks, Richard W. Gardner, DFPG Investments, Inc., Jay S. Salamone, Linden E. Gould, Curtis J. Sathre, III, Kyle G. Corgan, Kalos Capital, Inc., and The Strategic Financial Alliance, Inc.
- CIK Number
- 0001750905
- Filed Document
- 0001750905-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 16:01:33 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D/A |
2018-11-08 15:55:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751156
- Filed Document
- 0001566114-18-000053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 15:55:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-11-08 15:53:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460132
- Filed Document
- 0000943663-18-000208
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 15:53:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-11-08 15:51:09 UTC |
- Amount To Be Raised
- $312,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758548
- Filed Document
- 0001758548-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 15:51:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D |
2018-11-08 15:49:46 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757845
- Filed Document
- 0001757845-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 15:49:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
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D |
2018-11-08 15:47:23 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756919
- Filed Document
- 0001567619-18-005415
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 15:47:23 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D/A |
2018-11-08 15:44:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001524115
- Filed Document
- 0000943663-18-000207
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 15:44:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
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D |
2018-11-08 15:41:27 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- SHANNON ADVISORS LLC
- CIK Number
- 0001757680
- Filed Document
- 0001757680-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-08 15:41:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|