Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Strategic Partners Offshore Real Estate VII L.P. See All Filings	D	2018-11-20 12:36:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors S.A. CIK Number 0001754075 Filed Document 0001754075-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:36:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARVANA CO. See All Filings	D	2018-11-20 12:36:06 UTC
Amount To Be Raised $400,008 Associated Brokers / Dealers N/A CIK Number 0001690820 Filed Document 0001690820-18-000129 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:36:06 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets $Over $100,000,000 Type of Security Equity
Gaucho Group, Inc. See All Filings	D/A	2018-11-20 12:35:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001753402 Filed Document 0001753402-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:35:42 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MAN HANDS, LLC See All Filings	D/A	2018-11-20 12:33:11 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001715144 Filed Document 0001715144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:33:11 UTC Type of Offering D/A Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arel NY Dev II Bis LP See All Filings	D	2018-11-20 12:32:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759492 Filed Document 0000902664-18-004181 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:32:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ISAM Systematic Trend SPV Ltd See All Filings	D/A	2018-11-20 12:28:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690503 Filed Document 0001690503-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:28:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Strategic Partners Real Estate VII L.P. See All Filings	D	2018-11-20 12:27:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors S.A. CIK Number 0001754036 Filed Document 0001754036-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:27:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vyde Beverages LLC See All Filings	D	2018-11-20 12:17:25 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001759549 Filed Document 0001759549-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:17:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Better Pop LLC See All Filings	D	2018-11-20 12:08:09 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001759591 Filed Document 0001759591-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:08:09 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Amylyx Pharmaceuticals, Inc. See All Filings	D	2018-11-20 12:04:30 UTC
Amount To Be Raised $12,978,100 Associated Brokers / Dealers N/A CIK Number 0001658551 Filed Document 0001658551-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:04:30 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Ti Bouchon Partners, L.P. See All Filings	D/A	2018-11-20 12:01:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624290 Filed Document 0000919574-18-007621 Exclusions or Exemptions 506b Accepted Date 2018-11-20 12:01:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Keyport Variable Account E (NY) See All Filings	D/A	2018-11-20 11:51:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alan Fogelman CIK Number 0001459942 Filed Document 0000704843-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:51:18 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Delaware Life NY Variable Account H See All Filings	D/A	2018-11-20 11:47:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AON Securities Corp. CIK Number 0001498521 Filed Document 0000704843-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:47:27 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Delaware Life NY Separate Account L See All Filings	D/A	2018-11-20 11:44:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001521845 Filed Document 0000704843-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:44:20 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
RAHF IV Shore Hill Member, LLC See All Filings	D	2018-11-20 11:44:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759171 Filed Document 0001759171-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:44:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LSC-SCH MULTI1, DST See All Filings	D/A	2018-11-20 11:43:45 UTC
Amount To Be Raised $13,725,000 Associated Brokers / Dealers Orchard Securities, LLC, Peter Joseph Kalmus, Chay Lapin, TIMOTHY JOHN SHERER, RYAN JONATHAN SHERER, and Trawnegan Gall CIK Number 0001751442 Filed Document 0001751442-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:43:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Backflip Technologies, Inc. See All Filings	D	2018-11-20 11:43:22 UTC
Amount To Be Raised $3,190,760 Associated Brokers / Dealers N/A CIK Number 0001606345 Filed Document 0001591408-18-000042 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:43:22 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Titan Spine, Inc. See All Filings	D	2018-11-20 11:41:54 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001476536 Filed Document 0001476536-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:41:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Delaware Life NY Separate Account M See All Filings	D/A	2018-11-20 11:41:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001459820 Filed Document 0000704843-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:41:24 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Zetland Special Situations Fund I LP See All Filings	D/A	2018-11-20 11:38:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crito Capital LLC CIK Number 0001732463 Filed Document 0001315863-18-000906 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:38:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DL Private Variable Account A See All Filings	D/A	2018-11-20 11:38:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securites, LLC CIK Number 0001628645 Filed Document 0000704843-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:38:32 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
LSC-SCH MULTI1, DST See All Filings	D/A	2018-11-20 11:36:04 UTC
Amount To Be Raised $13,725,000 Associated Brokers / Dealers Orchard Securities, LLC, Peter Joseph Kalmus, Chay Lapin, TIMOTHY JOHN SHERER, RYAN JONATHAN SHERER, and Trawnegan Gall CIK Number 0001751442 Filed Document 0001751442-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:36:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keyport Life Ins Co Separate Account P See All Filings	D/A	2018-11-20 11:34:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Clarendon Insurance Agency, Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc. CIK Number 0001238963 Filed Document 0000704843-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:34:29 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
BASSWOOD CO-INVESTMENT FUND, LTD. See All Filings	D/A	2018-11-20 11:31:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690445 Filed Document 0001405086-18-000274 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:31:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Keyport Life Ins Co Separate Account Q See All Filings	D/A	2018-11-20 11:30:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, M Holding Securities, Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management, Inc., Mutual Trust Company of America Securities, AIG Financial Advisors, Inc., InterSecurities, Inc., Metlife Securities, Inc., Royal Alliance Associates, ProEquities, Inc., Regal Seucrities, Inc., GA Financial, Inc., JP Turner & Co. LLC, ManorHouse Capital LLC, National Planning Corp., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, Inc., USF Securities LP, Brookstone Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., and Triad Advisors, Inc. CIK Number 0001432334 Filed Document 0000704843-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:30:09 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
DELAWARE LIFE VARIABLE ACCOUNT H See All Filings	D/A	2018-11-20 11:24:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank O'Keefe, Clifford Eisler, Jeffery Davis, David Byers, William Wood, Pat Trammell, Todd Mezrah, Doug Hester, FNBB Capital Markets, LLC, Jim Crone, Matthew Schoen, John Stein III, CPFG Securities, Pro-Equities, Inc., and The Leaders Group CIK Number 0001119402 Filed Document 0000704843-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:24:24 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Delaware Life Variable Account M See All Filings	D/A	2018-11-20 11:21:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Newport Group Securities, Inc. CIK Number 0001535169 Filed Document 0000704843-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:21:14 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
CSD Nano, Inc. See All Filings	D	2018-11-20 11:21:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001759474 Filed Document 0001759474-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:21:09 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
FJ Labs 6 VC, a series of FJ Labs Funds, LP See All Filings	D/A	2018-11-20 11:20:13 UTC
Amount To Be Raised $6,030,440 Associated Brokers / Dealers N/A CIK Number 0001736215 Filed Document 0001736215-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:20:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CWS BELMAR, LLC See All Filings	D	2018-11-20 11:19:22 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001759548 Filed Document 0001759548-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:19:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Delaware Life Separate Account R See All Filings	D/A	2018-11-20 11:17:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Girard Securities CIK Number 0001521832 Filed Document 0000704843-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:17:25 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
CYCLE VENTURE PARTNERS FUND I LP - CYBREXA SERIES 2 See All Filings	D	2018-11-20 11:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751645 Filed Document 0001751645-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:13:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DELAWARE LIFE SEPARATE ACCOUNT S See All Filings	D/A	2018-11-20 11:10:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc., GA Financial, Inc., Becker & Suffern, Ltd, Commonwealth Financial Network, Geneos Wealth Management, Inc, FNBB Capital Markets, LLC, and KCG Securities CIK Number 0001407851 Filed Document 0000704843-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:10:09 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Highcrest Private Credit Income Fund, LP See All Filings	D/A	2018-11-20 11:06:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642475 Filed Document 0001642475-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:06:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-CS 125, LP See All Filings	D/A	2018-11-20 11:00:56 UTC
Amount To Be Raised $5,250,492 Associated Brokers / Dealers Richard Goodwin, Ty Bauer, Charles Huffington, Curtis Jones, Kenny Harter, Stephen J Sumner, Joseph Ondris, Sheryl Lee Jarrett, and Michael Ihrie CIK Number 0001757825 Filed Document 0001757825-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-20 11:00:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EISAF II LP See All Filings	D	2018-11-20 10:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759381 Filed Document 0001759381-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 10:57:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Nebulon, INC. See All Filings	D	2018-11-20 10:48:01 UTC
Amount To Be Raised $14,824,998 Associated Brokers / Dealers N/A CIK Number 0001757206 Filed Document 0001757206-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 10:48:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ample Hills Holdings, Inc. See All Filings	D	2018-11-20 10:46:17 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001656562 Filed Document 0001656562-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 10:46:17 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Eagle Eyes Transport, Inc. See All Filings	D	2018-11-20 10:38:20 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001757998 Filed Document 0001757998-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 10:38:20 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Northstar Mezzanine Partners VII L.P. See All Filings	D	2018-11-20 10:35:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and Polaris Investment Advisory AG CIK Number 0001759372 Filed Document 0001759372-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 10:35:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vetris Capital Fund I, LP See All Filings	D/A	2018-11-20 10:33:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592161 Filed Document 0001592161-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 10:33:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highway 101 Spirits, Inc. See All Filings	D	2018-11-20 10:32:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001709805 Filed Document 0001709805-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 10:32:37 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Fluent Forever Inc. See All Filings	D	2018-11-20 10:27:58 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001739450 Filed Document 0001739450-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-20 10:27:58 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Targus Cayman HoldCo Ltd See All Filings	D	2018-11-20 10:27:47 UTC
Amount To Be Raised $31,927,928 Associated Brokers / Dealers N/A CIK Number 0001717934 Filed Document 0001717934-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 10:27:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exonics Therapeutics, Inc. See All Filings	D/A	2018-11-20 10:21:31 UTC
Amount To Be Raised $42,043,965 Associated Brokers / Dealers N/A CIK Number 0001722820 Filed Document 0001722820-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 10:21:31 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Shout About Us, Inc. See All Filings	D	2018-11-20 10:21:19 UTC
Amount To Be Raised $751,275 Associated Brokers / Dealers N/A CIK Number 0001759534 Filed Document 0001759534-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 10:21:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2018-11-20 10:19:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-20 10:19:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CareHarmony, Inc. See All Filings	D	2018-11-20 10:19:12 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001759521 Filed Document 0001759521-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 10:19:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Hippo Analytics Inc. See All Filings	D	2018-11-20 09:54:14 UTC
Amount To Be Raised $69,999,998 Associated Brokers / Dealers N/A CIK Number 0001715763 Filed Document 0001178913-18-003000 Exclusions or Exemptions 506b Accepted Date 2018-11-20 09:54:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DIRT Holdings, LLC See All Filings	D	2018-11-20 09:30:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001749813 Filed Document 0001567619-18-006710 Exclusions or Exemptions 506b Accepted Date 2018-11-20 09:30:16 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity