Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AUSTRALIS CAPITAL INC See All Filings	D	2018-11-23 15:43:21 UTC
Amount To Be Raised $61,965 Associated Brokers / Dealers N/A CIK Number 0001758409 Filed Document 0001183740-18-000183 Exclusions or Exemptions 506b Accepted Date 2018-11-23 15:43:21 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AUSTRALIS CAPITAL INC See All Filings	D	2018-11-23 15:36:56 UTC
Amount To Be Raised $473,503 Associated Brokers / Dealers N/A CIK Number 0001758409 Filed Document 0001183740-18-000182 Exclusions or Exemptions 506b Accepted Date 2018-11-23 15:36:56 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Jewel Fund, L, P, See All Filings	D/A	2018-11-23 14:57:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324427 Filed Document 0001324427-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-23 14:57:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
India Horizon Fund Ltd See All Filings	D/A	2018-11-23 14:03:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531210 Filed Document 0001531210-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-23 14:03:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KCP Methodist Note, LLC See All Filings	D	2018-11-23 13:01:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001759543 Filed Document 0001398344-18-016908 Exclusions or Exemptions 506b Accepted Date 2018-11-23 13:01:39 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verte Capital, LLC See All Filings	D	2018-11-23 13:01:28 UTC
Amount To Be Raised $73,000 Associated Brokers / Dealers N/A CIK Number 0001706463 Filed Document 0001706463-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-23 13:01:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
KCP Methodist, LLC See All Filings	D	2018-11-23 13:00:58 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001759563 Filed Document 0001398344-18-016907 Exclusions or Exemptions 506b Accepted Date 2018-11-23 13:00:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iANTHUS CAPITAL HOLDINGS, INC. See All Filings	D/A	2018-11-23 13:00:51 UTC
Amount To Be Raised $12,472,870 Associated Brokers / Dealers N/A CIK Number 0001643154 Filed Document 0001183740-18-000181 Exclusions or Exemptions 506b Accepted Date 2018-11-23 13:00:51 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
KCP Methodist International, Ltd. See All Filings	D	2018-11-23 12:57:53 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001759607 Filed Document 0001398344-18-016904 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:57:53 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nevada Sunrise Gold Corp See All Filings	D	2018-11-23 12:49:19 UTC
Amount To Be Raised $114,000 Associated Brokers / Dealers N/A CIK Number 0001415758 Filed Document 0001183740-18-000180 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:49:19 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
3221 Omega LLC See All Filings	D	2018-11-23 12:47:41 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001759532 Filed Document 0001759532-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:47:41 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Verte Capital, LLC See All Filings	D	2018-11-23 12:22:57 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001706463 Filed Document 0001706463-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:22:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Savvy Financial, Inc. See All Filings	D	2018-11-23 12:22:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001759856 Filed Document 0001759856-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:22:55 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
SUBSCRIBE TECHNOLOGIES INC. See All Filings	D	2018-11-23 12:20:41 UTC
Amount To Be Raised $45,755 Associated Brokers / Dealers N/A CIK Number 0001738303 Filed Document 0001738303-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:20:41 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
India Discovery Fund Ltd. See All Filings	D/A	2018-11-23 12:18:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626565 Filed Document 0001626565-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:18:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROSE TOPCO, LLC See All Filings	D	2018-11-23 12:16:51 UTC
Amount To Be Raised $79,065,600 Associated Brokers / Dealers N/A CIK Number 0001759857 Filed Document 0001759857-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:16:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chartwell Associates LP See All Filings	D	2018-11-23 12:15:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759809 Filed Document 0001759809-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:15:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
BRISIO INNOVATIONS INC. See All Filings	D/A	2018-11-23 12:10:39 UTC
Amount To Be Raised $343,373 Associated Brokers / Dealers CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. CIK Number 0001115672 Filed Document 0001534122-18-000036 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:10:39 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Rize Inc. See All Filings	D	2018-11-23 12:10:30 UTC
Amount To Be Raised $11,999,999 Associated Brokers / Dealers N/A CIK Number 0001759367 Filed Document 0001567619-18-006866 Exclusions or Exemptions 506b Accepted Date 2018-11-23 12:10:30 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kang Feng USA Corp. See All Filings	D	2018-11-21 21:12:47 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001759882 Filed Document 0001759882-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 21:12:47 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ELECTRAMECCANICA VEHICLES CORP. See All Filings	D	2018-11-21 20:47:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Benchmark Company, LLC and Fordham Financial Management, Inc. CIK Number 0001637736 Filed Document 0001144204-18-061278 Exclusions or Exemptions 506b Accepted Date 2018-11-21 20:47:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
William Fund, LLC See All Filings	D/A	2018-11-21 20:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635797 Filed Document 0001751671-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-21 20:23:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tamus ARS Fund LP See All Filings	D/A	2018-11-21 19:58:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571966 Filed Document 0001751671-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-21 19:58:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eNow, Inc. See All Filings	D	2018-11-21 19:20:16 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001669585 Filed Document 0001669585-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-21 19:20:16 UTC Type of Offering D Industry Energy Conservation Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
eNow, Inc. See All Filings	D	2018-11-21 19:07:46 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001669585 Filed Document 0001669585-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 19:07:46 UTC Type of Offering D Industry Energy Conservation Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
Blue Jay Beach, Inc. See All Filings	D	2018-11-21 18:31:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001759869 Filed Document 0001759869-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 18:31:03 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Mapleton Retirement Investors, LLC See All Filings	D/A	2018-11-21 18:23:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112159 Filed Document 0001095449-18-000103 Exclusions or Exemptions 506b Accepted Date 2018-11-21 18:23:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orange 2015 DisloCredit Fund, L.P. See All Filings	D/A	2018-11-21 18:19:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652215 Filed Document 0001751671-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-21 18:19:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mapleton Platinum Investors, LLC See All Filings	D/A	2018-11-21 18:19:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112161 Filed Document 0001095449-18-000102 Exclusions or Exemptions 506b Accepted Date 2018-11-21 18:19:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Capital Fund, LP See All Filings	D	2018-11-21 18:09:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757755 Filed Document 0001757755-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 18:09:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
QIP Ltd. See All Filings	D/A	2018-11-21 17:52:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group CIK Number 0001165110 Filed Document 0001730453-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:52:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orange 2015 DisloCredit Fund, L.P. See All Filings	D/A	2018-11-21 17:39:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652215 Filed Document 0001730453-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:39:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LCH Partners L.P. See All Filings	D	2018-11-21 17:39:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759737 Filed Document 0001759737-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:39:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spectrum Health Products, Inc. See All Filings	D	2018-11-21 17:35:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759896 Filed Document 0001683168-18-003550 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:35:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carie Health, LLC See All Filings	D	2018-11-21 17:31:46 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001759878 Filed Document 0001759878-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:31:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ZIA MARKET LLC See All Filings	D	2018-11-21 17:24:39 UTC
Amount To Be Raised $3,125,000 Associated Brokers / Dealers N/A CIK Number 0001759874 Filed Document 0001759874-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:24:39 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
GREENOAKS CAPITAL MS LP - LISTER SERIES See All Filings	D	2018-11-21 17:22:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759889 Filed Document 0001759889-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:22:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arctic Distillery, Inc. See All Filings	D/A	2018-11-21 17:18:38 UTC
Amount To Be Raised $185,005 Associated Brokers / Dealers N/A CIK Number 0001712625 Filed Document 0001712625-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:18:38 UTC Type of Offering D/A Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
GrexIt Inc. See All Filings	D	2018-11-21 17:18:14 UTC
Amount To Be Raised $2,475,021 Associated Brokers / Dealers N/A CIK Number 0001757129 Filed Document 0001757129-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:18:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AXIAL BIOTHERAPEUTICS, INC. See All Filings	D	2018-11-21 17:12:17 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001691625 Filed Document 0001691625-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:12:17 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mapleton Capital Investors, LLC See All Filings	D/A	2018-11-21 17:11:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112160 Filed Document 0001095449-18-000101 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:11:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aetos Capital Partners, LP See All Filings	D/A	2018-11-21 17:07:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659556 Filed Document 0000919574-18-007683 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:07:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SMITH MICRO SOFTWARE, INC See All Filings	D	2018-11-21 17:04:52 UTC
Amount To Be Raised $7,500,102 Associated Brokers / Dealers Chardan Capital Markets, LLC and Roth Capital Partners, LLC CIK Number 0000948708 Filed Document 0000948708-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:04:52 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Conbody Inc. See All Filings	D	2018-11-21 17:02:53 UTC
Amount To Be Raised $319,792 Associated Brokers / Dealers N/A CIK Number 0001759867 Filed Document 0001759867-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:02:53 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
K2 Overseas Long Short Fund Ltd See All Filings	D/A	2018-11-21 17:01:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, LLC, Wells Fargo Advisors Financial Network LLC, J.P. Morgan Securities LLC, and Merrill Lynch Pierce Fenner & Smith, Inc. CIK Number 0001319592 Filed Document 0001723404-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:01:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timebomb, Inc See All Filings	D/A	2018-11-21 16:55:43 UTC
Amount To Be Raised $495,000 Associated Brokers / Dealers N/A CIK Number 0001722539 Filed Document 0001722539-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:55:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Lombard International Life Assurance Co Separate Account VA 231 See All Filings	D	2018-11-21 16:52:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cambridge Investment Research, Inc. CIK Number 0001759717 Filed Document 0001759717-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:52:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BUILD Infusion Holdings, LLC. See All Filings	D	2018-11-21 16:42:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759808 Filed Document 0001759808-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:42:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 4JR LLC See All Filings	D	2018-11-21 16:38:02 UTC
Amount To Be Raised $172,500 Associated Brokers / Dealers N/A CIK Number 0001758545 Filed Document 0001758545-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:38:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glia Intelligence Inc. See All Filings	D	2018-11-21 16:28:09 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001759362 Filed Document 0001759362-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-21 16:28:09 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired