Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EQUITYMULTIPLE 63, LLC See All Filings	D	2018-12-21 17:11:26 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001762137 Filed Document 0001762137-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 17:11:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMYRIS, INC. See All Filings	D	2018-12-21 17:11:02 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001365916 Filed Document 0001365916-18-000035 Exclusions or Exemptions 506b Accepted Date 2018-12-21 17:11:02 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NCP RoadOne Co-Invest B, LP See All Filings	D	2018-12-21 17:09:47 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001762663 Filed Document 0001762663-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 17:09:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boomtown Network, Inc. See All Filings	D	2018-12-21 17:07:18 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001626160 Filed Document 0001626160-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-21 17:07:18 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KAVI River Road Holding LLC See All Filings	D	2018-12-21 17:05:33 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001761723 Filed Document 0001567619-18-008529 Exclusions or Exemptions 506b Accepted Date 2018-12-21 17:05:33 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hazel Hollow Capital Investments LLC See All Filings	D	2018-12-21 17:03:49 UTC
Amount To Be Raised $3,118,500 Associated Brokers / Dealers Dempsey Lord Smith, LLC CIK Number 0001762614 Filed Document 0001762614-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 17:03:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NCP RoadOne Co-Invest, LP See All Filings	D	2018-12-21 17:03:14 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001762662 Filed Document 0001762662-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 17:03:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roddy Gap Investments, LLC See All Filings	D	2018-12-21 17:02:23 UTC
Amount To Be Raised $3,720,000 Associated Brokers / Dealers N/A CIK Number 0001762485 Filed Document 0001762485-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-21 17:02:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Middleton O2Cool Investors LLC See All Filings	D	2018-12-21 17:00:13 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001760047 Filed Document 0001760047-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-21 17:00:13 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Grotto Capital Partners LP See All Filings	D	2018-12-21 16:58:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754294 Filed Document 0001315863-18-000965 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:58:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
St. Teresa Medical, Inc. See All Filings	D	2018-12-21 16:55:23 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001501385 Filed Document 0001362118-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:55:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Grotto Capital Cayman Ltd. See All Filings	D	2018-12-21 16:55:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754281 Filed Document 0001315863-18-000964 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:55:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NXT Factory Inc. See All Filings	D/A	2018-12-21 16:51:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001732364 Filed Document 0001732364-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:51:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RhinoDox Document Management LLC See All Filings	D	2018-12-21 16:51:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758008 Filed Document 0001758008-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:51:17 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sea Machines Robotics, Inc. See All Filings	D	2018-12-21 16:49:34 UTC
Amount To Be Raised $10,114,272 Associated Brokers / Dealers N/A CIK Number 0001705583 Filed Document 0001705583-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:49:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gunsmoke 3-D Joint Venture See All Filings	D/A	2018-12-21 16:47:24 UTC
Amount To Be Raised $1,092,000 Associated Brokers / Dealers n/a CIK Number 0001738130 Filed Document 0001654954-18-014256 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:47:24 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
K4Connect, Inc. See All Filings	D	2018-12-21 16:47:18 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001656002 Filed Document 0001762613-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:47:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Tunnel International Inc. See All Filings	D/A	2018-12-21 16:44:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001760147 Filed Document 0001760147-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:44:50 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ionetix Corp See All Filings	D	2018-12-21 16:42:51 UTC
Amount To Be Raised $34,588,663 Associated Brokers / Dealers N/A CIK Number 0001672953 Filed Document 0001672953-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:42:51 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in ClimaC) L.P. See All Filings	D	2018-12-21 16:42:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762582 Filed Document 0001465818-18-000082 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:42:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Karat Packaging Inc. See All Filings	D	2018-12-21 16:41:17 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001758021 Filed Document 0001758021-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:41:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Intrus-Unico Feeder REIT, LLC See All Filings	D	2018-12-21 16:40:12 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001762111 Filed Document 0001762111-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:40:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AACP China Growth Investors X, L.P. See All Filings	D	2018-12-21 16:37:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758480 Filed Document 0001758480-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:37:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Altimeter Growth Partners Fund IV, L.P. See All Filings	D	2018-12-21 16:28:06 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001762376 Filed Document 0001762376-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:28:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hickton Macro LP See All Filings	D/A	2018-12-21 16:21:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715803 Filed Document 0001715803-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:21:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ryu Blockchain Technologies Inc See All Filings	D	2018-12-21 16:19:06 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001760030 Filed Document 0001760030-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:19:06 UTC Type of Offering D Industry Computers Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
OVATION ALTERNATIVE INCOME FUND-A LP See All Filings	D	2018-12-21 16:19:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SPEARHEAD CAPITAL LLC and ARETE WEALTH MANAGEMENT, LLC CIK Number 0001759952 Filed Document 0001759952-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:19:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SECOND SIGHT MEDICAL PRODUCTS INC See All Filings	D	2018-12-21 16:14:32 UTC
Amount To Be Raised $2,999,991 Associated Brokers / Dealers N/A CIK Number 0001266806 Filed Document 0001437749-18-022519 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:14:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Waffle Labs, Inc. See All Filings	D	2018-12-21 16:12:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001762643 Filed Document 0001762643-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:12:49 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FMC GlobalSat Holdings, Inc. See All Filings	D/A	2018-12-21 16:11:25 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001719881 Filed Document 0001213900-18-017699 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:11:25 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rhombus Energy Solutions, Inc. See All Filings	D/A	2018-12-21 16:10:12 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001707328 Filed Document 0001128784-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:10:12 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2018-12-21 16:05:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, J.P. Morgan Securities Inc., Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, Henry Druker, OCP Capital, LLC, Tangent Capital Partners, LLC, and Maven Capital Advisors, LLC CIK Number 0001107149 Filed Document 0001277890-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:05:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trala, Inc. See All Filings	D	2018-12-21 16:03:05 UTC
Amount To Be Raised $1,391,890 Associated Brokers / Dealers N/A CIK Number 0001744389 Filed Document 0001744389-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-21 16:03:05 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MemberHub, Inc. See All Filings	D	2018-12-21 15:54:44 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001762613 Filed Document 0001762613-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:54:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Gainline Equity Fund LP See All Filings	D/A	2018-12-21 15:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001707544 Filed Document 0000899140-18-000635 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:51:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vorbi, Inc. See All Filings	D/A	2018-12-21 15:48:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Johnny Stark CIK Number 0001741626 Filed Document 0001741626-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:48:50 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AVRUPA MINERALS LTD. See All Filings	D/A	2018-12-21 15:48:40 UTC
Amount To Be Raised $56,792 Associated Brokers / Dealers N/A CIK Number 0001445467 Filed Document 0001567619-18-008501 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:48:40 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Spheryx, Inc. See All Filings	D	2018-12-21 15:48:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001630562 Filed Document 0001630562-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:48:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBH-NG Structured Fixed Income Fund See All Filings	D	2018-12-21 15:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760684 Filed Document 0001760684-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:48:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Domain Metric Fund, LP See All Filings	D	2018-12-21 15:47:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001762192 Filed Document 0001012975-18-001300 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:47:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Post Road Special Opportunity Fund I LP See All Filings	D	2018-12-21 15:44:28 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001761877 Filed Document 0001761877-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:44:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Storage Growth Trust II, Inc. See All Filings	D	2018-12-21 15:43:59 UTC
Amount To Be Raised $270,000,000 Associated Brokers / Dealers Select Capital Corporation CIK Number 0001759860 Filed Document 0001759860-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:43:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
510 HARCOURT ROAD LLC See All Filings	D	2018-12-21 15:42:56 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001762584 Filed Document 0001762584-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:42:56 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
OneMedNet Corp See All Filings	D	2018-12-21 15:40:25 UTC
Amount To Be Raised $15,333 Associated Brokers / Dealers N/A CIK Number 0001480118 Filed Document 0001480118-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:40:25 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
North Texas Renal Management VIII, LLC See All Filings	D	2018-12-21 15:37:47 UTC
Amount To Be Raised $751,570 Associated Brokers / Dealers N/A CIK Number 0001762504 Filed Document 0001015325-18-000048 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:37:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ENCISION INC See All Filings	D	2018-12-21 15:35:30 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0000930775 Filed Document 0001079973-18-000690 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:35:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NSE HAYWARD MANAGER, LLC See All Filings	D	2018-12-21 15:32:28 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001762626 Filed Document 0001762626-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:32:28 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KNOX AUTO LLC See All Filings	D	2018-12-21 15:31:30 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001762578 Filed Document 0001762578-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:31:30 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SIGHTWAY CAPITAL I (OFFSHORE), LP See All Filings	D	2018-12-21 15:31:05 UTC
Amount To Be Raised $1,300,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001762545 Filed Document 0001762545-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:31:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LinkSquares, Inc. See All Filings	D	2018-12-21 15:31:02 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001722207 Filed Document 0001722207-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-21 15:31:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity