Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
First Home Bancorp, Inc. See All Filings	D	2019-09-09 15:02:21 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers Skyway Capital Markets, LLC and Piper Jaffray & Co. CIK Number 0001708552 Filed Document 0001708552-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-09 15:02:21 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ocotillo Holdings, LLC See All Filings	D/A	2019-09-09 15:01:12 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001742407 Filed Document 0001742407-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-09-09 15:01:12 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Grove Collaborative, Inc. See All Filings	D	2019-09-09 14:58:38 UTC
Amount To Be Raised $49,999,937 Associated Brokers / Dealers N/A CIK Number 0001680311 Filed Document 0001680311-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:58:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flashback Technologies, Inc. See All Filings	D	2019-09-09 14:55:36 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001616441 Filed Document 0001616441-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:55:36 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NewSpring Mezzanine Capital IV, L.P. See All Filings	D	2019-09-09 14:54:41 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers N/A CIK Number 0001787597 Filed Document 0001192482-19-000355 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:54:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vita Fox North, L.P. See All Filings	D	2019-09-09 14:51:10 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001787616 Filed Document 0001787616-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:51:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trajectory Energy Partners, LLC See All Filings	D/A	2019-09-09 14:49:52 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001714109 Filed Document 0001714109-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:49:52 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Huma.AI, Inc. See All Filings	D	2019-09-09 14:49:40 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001787542 Filed Document 0001787542-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:49:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Contour Opportunity Fund II, L.P. See All Filings	D/A	2019-09-09 14:47:11 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001752777 Filed Document 0001752777-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:47:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legit Fish Co See All Filings	D	2019-09-09 14:42:25 UTC
Amount To Be Raised $1,200,044 Associated Brokers / Dealers N/A CIK Number 0001787418 Filed Document 0001787418-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:42:25 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LEGACY ENERGY II, LLC See All Filings	D/A	2019-09-09 14:41:38 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001779089 Filed Document 0001779089-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:41:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
McGinnis MLP & Energy Fund, LP See All Filings	D/A	2019-09-09 14:41:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brown Associates, Inc. and Perkins Fund Marketing, L.L.C. CIK Number 0001681456 Filed Document 0001315863-19-000741 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:41:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mission Permian Minerals, LP See All Filings	D/A	2019-09-09 14:34:46 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001751566 Filed Document 0001315863-19-000740 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:34:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Social Circle, LLC See All Filings	D	2019-09-09 14:30:37 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001781973 Filed Document 0001781973-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:30:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SP Capital Fund D, LLC See All Filings	D	2019-09-09 14:28:38 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001778542 Filed Document 0001778542-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:28:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gerrity Retail Fund 3, LP See All Filings	D	2019-09-09 14:21:14 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001787590 Filed Document 0001787590-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:21:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SP Capital Fund C, LLC See All Filings	D	2019-09-09 14:20:37 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001778541 Filed Document 0001778541-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:20:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIBRARY GROUP VOLUME II See All Filings	D/A	2019-09-09 14:08:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768478 Filed Document 0001768478-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:08:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Everywhere Communications, Inc. See All Filings	D	2019-09-09 14:01:56 UTC
Amount To Be Raised $6,364,666 Associated Brokers / Dealers N/A CIK Number 0001787582 Filed Document 0001787582-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-09 14:01:56 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PA Palace Feeder Fund, L.P. See All Filings	D	2019-09-09 13:53:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787323 Filed Document 0001787323-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:53:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANSUN BIOPHARMA, INC. See All Filings	D	2019-09-09 13:51:28 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001534671 Filed Document 0001534671-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:51:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KYC Hospitality Inc. See All Filings	D	2019-09-09 13:50:56 UTC
Amount To Be Raised $2,636,797 Associated Brokers / Dealers N/A CIK Number 0001787598 Filed Document 0001787598-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:50:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mocktail Beverages, Inc See All Filings	D	2019-09-09 13:47:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001557423 Filed Document 0001557423-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:47:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Access Vascular, Inc. See All Filings	D	2019-09-09 13:43:41 UTC
Amount To Be Raised $7,257,884 Associated Brokers / Dealers N/A CIK Number 0001714846 Filed Document 0001080368-19-000021 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:43:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ori, Inc. See All Filings	D	2019-09-09 13:42:40 UTC
Amount To Be Raised $19,999,983 Associated Brokers / Dealers N/A CIK Number 0001654719 Filed Document 0001654719-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:42:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Life Detection Technologies, Inc. See All Filings	D	2019-09-09 13:39:38 UTC
Amount To Be Raised $2,499,858 Associated Brokers / Dealers N/A CIK Number 0001787357 Filed Document 0001787357-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:39:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shyft Moving Inc. See All Filings	D	2019-09-09 13:39:28 UTC
Amount To Be Raised $12,999,935 Associated Brokers / Dealers N/A CIK Number 0001667486 Filed Document 0001667486-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:39:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kelly Klee, Inc. See All Filings	D	2019-09-09 13:38:10 UTC
Amount To Be Raised $10,132,380 Associated Brokers / Dealers N/A CIK Number 0001686392 Filed Document 0001686392-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:38:10 UTC Type of Offering D Industry Insurance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Z LOAN & INVESTMENT INC See All Filings	D	2019-09-09 13:27:12 UTC
Amount To Be Raised $738,000 Associated Brokers / Dealers N/A CIK Number 0001355900 Filed Document 0001355900-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:27:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Davidson Kempner Long-Term Distressed Opportunities International V LP See All Filings	D	2019-09-09 13:23:53 UTC
Amount To Be Raised $2,000,500,000 Associated Brokers / Dealers N/A CIK Number 0001786805 Filed Document 0000902664-19-003655 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:23:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
City Finance Co IV LLC See All Filings	D	2019-09-09 13:23:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001787467 Filed Document 0000935836-19-000466 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:23:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Meleke Partners LP See All Filings	D	2019-09-09 13:22:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787438 Filed Document 0000935836-19-000465 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:22:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Davidson Kempner Long-Term Distressed Opportunities Fund V LP See All Filings	D	2019-09-09 13:21:16 UTC
Amount To Be Raised $2,000,500,000 Associated Brokers / Dealers N/A CIK Number 0001786804 Filed Document 0000902664-19-003654 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:21:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Blackhorse,L.P. See All Filings	D/A	2019-09-09 13:18:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services CIK Number 0001734675 Filed Document 0001734675-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:18:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dizzion, Inc. See All Filings	D/A	2019-09-09 13:18:22 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001553455 Filed Document 0001553455-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:18:22 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Sun BioPharma, Inc. See All Filings	D	2019-09-09 13:18:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001029125 Filed Document 0001567619-19-018041 Exclusions or Exemptions 506b Accepted Date 2019-09-09 13:18:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
AGP Select Equity, LLC See All Filings	D	2019-09-09 12:59:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787259 Filed Document 0001787259-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 12:59:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Serface Care, Inc. See All Filings	D/A	2019-09-09 12:58:47 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001729128 Filed Document 0001729128-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-09 12:58:47 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Moir Park Properties LLC See All Filings	D/A	2019-09-09 12:50:16 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001723401 Filed Document 0001723401-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 12:50:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CATARIA LONG/SHORT EQUITY FUND LP See All Filings	D/A	2019-09-09 12:45:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750944 Filed Document 0001750944-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 12:45:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EIR Pharmaceuticals, LLC See All Filings	D/A	2019-09-09 12:39:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786037 Filed Document 0001786037-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-09 12:39:22 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Global View Film Fund See All Filings	D/A	2019-09-09 12:20:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001532641 Filed Document 0001532641-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 12:20:36 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SB 1 SPV, LLC See All Filings	D	2019-09-09 12:20:09 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001787335 Filed Document 0001192482-19-000354 Exclusions or Exemptions 506b Accepted Date 2019-09-09 12:20:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northway Resources Corp. See All Filings	D/A	2019-09-09 12:13:29 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers Hayward Securities (WA) Inc. CIK Number 0001777398 Filed Document 0001477932-19-005309 Exclusions or Exemptions 506b Accepted Date 2019-09-09 12:13:29 UTC Type of Offering D/A Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CIP Pledge Fund Investors, LLC See All Filings	D	2019-09-09 12:11:50 UTC
Amount To Be Raised $4,850,000 Associated Brokers / Dealers N/A CIK Number 0001787519 Filed Document 0001787519-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 12:11:50 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Peach State Bancshares, Inc. See All Filings	D/A	2019-09-09 12:06:53 UTC
Amount To Be Raised $7,268,488 Associated Brokers / Dealers N/A CIK Number 0001773512 Filed Document 0001773512-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-09 12:06:53 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Birdie Scope LLC See All Filings	D	2019-09-09 11:46:36 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001787528 Filed Document 0001787528-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 11:46:36 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
AREP Natchez QOF LLC See All Filings	D	2019-09-09 11:44:18 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001787177 Filed Document 0001787177-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 11:44:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuroClear Technologies, Inc. See All Filings	D	2019-09-09 11:34:26 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001783807 Filed Document 0001185185-19-001238 Exclusions or Exemptions 506b Accepted Date 2019-09-09 11:34:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BioSig Technologies, Inc. See All Filings	D	2019-09-09 11:31:54 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001530766 Filed Document 0001185185-19-001237 Exclusions or Exemptions 506b Accepted Date 2019-09-09 11:31:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity