Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pattern Brands, Inc. See All Filings	D	2019-09-12 19:22:14 UTC
Amount To Be Raised $8,775,900 Associated Brokers / Dealers N/A CIK Number 0001784583 Filed Document 0001784583-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-12 19:22:14 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cidara Therapeutics, Inc. See All Filings	D	2019-09-12 19:15:10 UTC
Amount To Be Raised $9,008,173 Associated Brokers / Dealers N/A CIK Number 0001610618 Filed Document 0001610618-19-000067 Exclusions or Exemptions 506b Accepted Date 2019-09-12 19:15:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pattern Brands, Inc. See All Filings	D	2019-09-12 19:11:35 UTC
Amount To Be Raised $5,203,456 Associated Brokers / Dealers N/A CIK Number 0001784583 Filed Document 0001784583-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 19:11:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GL Labs Holdings, LLC See All Filings	D	2019-09-12 18:36:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001787685 Filed Document 0001787685-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 18:36:42 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
RCP MF 2, LLC See All Filings	D	2019-09-12 18:29:40 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001786521 Filed Document 0001786521-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 18:29:40 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Metaurus LLC See All Filings	D	2019-09-12 18:05:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001673993 Filed Document 0001673993-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-12 18:05:47 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
YA Fund I, a series of Unpopular VC, LP See All Filings	D	2019-09-12 18:03:31 UTC
Amount To Be Raised $447,180 Associated Brokers / Dealers N/A CIK Number 0001788142 Filed Document 0001788143-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-12 18:03:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KY Fund I, a series of Unpopular VC, LP See All Filings	D	2019-09-12 17:57:34 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001788143 Filed Document 0001788143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:57:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Satoshi Fund I, LP See All Filings	D	2019-09-12 17:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787843 Filed Document 0001787843-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:55:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COSTA RICA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Tribe Pilot Inc. See All Filings	D	2019-09-12 17:55:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001786734 Filed Document 0001786734-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:55:39 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio VIII DST See All Filings	D/A	2019-09-12 17:47:57 UTC
Amount To Be Raised $97,179,813 Associated Brokers / Dealers INLAND SECURITIES CORPORATION, MADISON AVENUE SECURITIES, LLC, PRIMEX, 1st Global Capital Corporation, Concorde Investment Services, LLC, DFPG Investments, Inc., International Assets Advisory, LLC, Nationwide Planning Associates, Inc, AMERITAS INVESTMENT CORP., and CABIN SECURITIES, INC. CIK Number 0001786107 Filed Document 0001786107-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:47:57 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Crane Aviation Partners VII, LLC See All Filings	D	2019-09-12 17:34:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001786633 Filed Document 0001786633-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:34:27 UTC Type of Offering D Industry Other Travel Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Urgent Care for Kids, LLC See All Filings	D	2019-09-12 17:31:00 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers N/A CIK Number 0001525080 Filed Document 0001525080-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:31:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EQUITYMULTIPLE 85, LLC See All Filings	D	2019-09-12 17:29:30 UTC
Amount To Be Raised $2,005,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001787998 Filed Document 0001788065-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:29:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XLVI US Investor, LP See All Filings	D	2019-09-12 17:27:25 UTC
Amount To Be Raised $12,850,000 Associated Brokers / Dealers N/A CIK Number 0001788006 Filed Document 0001642247-19-000037 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:27:25 UTC Type of Offering D Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EQUITYMULTIPLE 82, LLC See All Filings	D	2019-09-12 17:24:36 UTC
Amount To Be Raised $1,770,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001787997 Filed Document 0001788065-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:24:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Saint Paul Opportunity Zone, L.L.C. See All Filings	D/A	2019-09-12 17:22:43 UTC
Amount To Be Raised $30,726,806 Associated Brokers / Dealers INLAND SECURITIES CORPORATION, RCX CAPITAL GROUP, LLC, 1st Global Capital Corporation, AUSDAL FINANCIAL PARTNERS, INC., WEALTHFORGE SECURITIES, LLC, HD VEST INVESTMENT SERVICES, and CONCORDE INVESTMENT SERVICES, LLC CIK Number 0001782296 Filed Document 0001782296-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:22:43 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
128 Technology, Inc. See All Filings	D	2019-09-12 17:21:48 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001627997 Filed Document 0001567619-19-018199 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:21:48 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EquityMultiple 81, LLC See All Filings	D	2019-09-12 17:20:46 UTC
Amount To Be Raised $1,770,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001787996 Filed Document 0001788065-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:20:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
USERMIRROR, INC. See All Filings	D	2019-09-12 17:17:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001784991 Filed Document 0001784991-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:17:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Pinata Tehnologies, Inc. See All Filings	D	2019-09-12 17:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788071 Filed Document 0001567619-19-018196 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:16:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
CapRock Partners Industrial Co-Investment Fund III (SP), L.P. See All Filings	D	2019-09-12 17:14:38 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001787656 Filed Document 0001012975-19-000603 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:14:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROPHECY DEVELOPMENT CORP. See All Filings	D	2019-09-12 17:06:48 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001545224 Filed Document 0001782438-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:06:48 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio VII DST See All Filings	D/A	2019-09-12 17:05:50 UTC
Amount To Be Raised $66,230,446 Associated Brokers / Dealers INLAND SECURITIES CORPORATION, STONECREST CAPITAL MARKETS, INC., DFPG INVESTMENTS, INC., ARETE WEALTH MANAGEMENT, LLC, COLORADO FINANCIAL SERVICE CORPORATION, CONCORDE INVESTMENT SERVICES, LLC, KALOS CAPITAL, INC., WEALTHFORGE SECURITIES, LLC, SAGEPOINT FINANCIAL, INC., 1ST GLOBAL CAPITAL CORP., AMERICAN INVESTORS COMPANY, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., APW CAPITAL, INC., CALTON & ASSOCIATES, INC., CAMBRIDGE INVESTMENT RESEARCH, INC., EMERSON EQUITY LLC, FSC SECURITIES CORPORATION, HD VEST INVESTMENT SERVICES, KOVACK SECURITIES INC., LINCOLN FINANCIAL ADVISORS CORPORATION, M. S. HOWELLS & CO., NEWBRIDGE SECURITIES CORPORATION, PRIMEX, PRIVATE CLIENT SERVICES, LLC, ROYAL ALLIANCE ASSOCIATES, INC., TFS SECURITIES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., WESTERN INTERNATIONAL SECURITIES, INC., WESTPARK CAPITAL, INC., Crown Capital Securities L.P., Great Point Capital LLC, NPB Financial Group, LLC, Woodbury Financial Services, Inc., COMMONWEALTH FINANCIAL NETWORK, LINCOLN FINANCIAL SECURITIES CORPORATION, NATIONAL SECURITIES CORPORATION, Ausdal Financial Partners, Inc., International Assets Advisory, LLC, and MCDERMOTT INVESTMENT SERVICES, LLC CIK Number 0001776277 Filed Document 0001776277-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:05:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
EQUITYMULTIPLE 79, LLC See All Filings	D	2019-09-12 17:03:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001787995 Filed Document 0001788065-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:03:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMYRIS, INC. See All Filings	D	2019-09-12 17:01:54 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001365916 Filed Document 0001365916-19-000055 Exclusions or Exemptions 506b Accepted Date 2019-09-12 17:01:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EQUITYMULTIPLE 78, LLC See All Filings	D	2019-09-12 16:56:54 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001787994 Filed Document 0001788065-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-12 16:56:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EM Lending I, LLC Series III See All Filings	D	2019-09-12 16:50:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001788057 Filed Document 0001788065-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-12 16:50:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SeLux Diagnostics, Inc. See All Filings	D	2019-09-12 16:47:55 UTC
Amount To Be Raised $8,999,997 Associated Brokers / Dealers N/A CIK Number 0001736293 Filed Document 0001736293-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 16:47:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
California Ethanol & Power, LLC See All Filings	D	2019-09-12 16:46:49 UTC
Amount To Be Raised $247,500 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-09-12 16:46:49 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EM ADMINISTRATION LLC See All Filings	D	2019-09-12 16:46:26 UTC
Amount To Be Raised $6,160,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001788065 Filed Document 0001788065-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 16:46:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GFR Investors II, LLC See All Filings	D	2019-09-12 16:32:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001784786 Filed Document 0001784786-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 16:32:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BEAN BOX, INC. See All Filings	D	2019-09-12 16:27:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001559745 Filed Document 0001559745-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 16:27:17 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Indiana Film Fund LLC See All Filings	D/A	2019-09-12 16:18:30 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001715652 Filed Document 0001715652-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-12 16:18:30 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Tides Edge Capital Partners, LP See All Filings	D	2019-09-12 16:16:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782600 Filed Document 0001782600-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 16:16:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frog Creek Partners (FCP), LLC See All Filings	D/A	2019-09-12 16:15:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001712821 Filed Document 0001712821-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-12 16:15:31 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JTS Capital Fund III, L.P. See All Filings	D/A	2019-09-12 16:03:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital, LLC and USCA Securities LLC CIK Number 0001752028 Filed Document 0001752063-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 16:03:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LAKE STREET FUND LP See All Filings	D/A	2019-09-12 15:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001212793 Filed Document 0001212793-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 15:53:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chowbotics 2019 Series of Geekdom Fund Sidecar Series LLC See All Filings	D	2019-09-12 15:49:38 UTC
Amount To Be Raised $565,000 Associated Brokers / Dealers N/A CIK Number 0001780924 Filed Document 0001780924-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 15:49:38 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Glacier Pass Partners LP See All Filings	D/A	2019-09-12 15:46:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737303 Filed Document 0001737303-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 15:46:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOMAD Go, Inc. See All Filings	D	2019-09-12 15:36:20 UTC
Amount To Be Raised $3,550,189 Associated Brokers / Dealers N/A CIK Number 0001787253 Filed Document 0001787253-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 15:36:20 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NEPHROS INC See All Filings	D/A	2019-09-12 15:32:31 UTC
Amount To Be Raised $2,436,000 Associated Brokers / Dealers N/A CIK Number 0001196298 Filed Document 0001437749-19-018307 Exclusions or Exemptions 506b Accepted Date 2019-09-12 15:32:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
WE PLANTATION OAKS LLC See All Filings	D	2019-09-12 15:31:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers DREAM ADVISORS and MENACHEM GOTTESMAN CIK Number 0001787729 Filed Document 0001078782-19-000707 Exclusions or Exemptions 506b Accepted Date 2019-09-12 15:31:50 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BetterTime Co. See All Filings	D	2019-09-12 15:28:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001760064 Filed Document 0001760064-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 15:28:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Belgard Capital Fund LLC See All Filings	D/A	2019-09-12 15:26:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., BB&T SECURITIES, LLC, NORTHERN TRUST SECURITIES, INC., OPPENHEIMER & CO. INC, ROBERT W. BAIRD & CO. INCORPORATED, SANFORD C. BERNSTEIN & CO., LLC, Hightower Advisors, LLC, RBC Capital Markets, LLC, CIBC Private Wealth Advisors (Atlantic Trust), Mercer Advisors, First Republic Securities LLC, Ameriprise Financial, Merrill Lynch, Pierce Fenner, & Smith, Stifel Nicolaus & Company, Inc., Charles Schwab & Co., Inc., Morgan Stanley, Bessemer Investor Services, JP Morgan Securities (Private Bank uses JPM Securities), UBS Financial Services, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, and Cetera Advisors LLC CIK Number 0001752572 Filed Document 0000350797-19-000038 Exclusions or Exemptions 506b Accepted Date 2019-09-12 15:26:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPENGATE CAPITAL PARTNERS II-A, LP See All Filings	D/A	2019-09-12 15:22:21 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers UBS SECURITIES LLC and RBC CAPITAL MARKETS, LLC CIK Number 0001753200 Filed Document 0001753200-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 15:22:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OPENGATE CAPITAL PARTNERS II, LP See All Filings	D/A	2019-09-12 15:21:33 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers UBS SECURITIES LLC and RBC CAPITAL MARKETS, LLC CIK Number 0001753199 Filed Document 0001753199-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 15:21:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Farragut Square Global Partners, Ltd. See All Filings	D/A	2019-09-12 15:16:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682034 Filed Document 0001682034-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 15:16:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCCP Equity VIII (PF-2), LP See All Filings	D	2019-09-12 15:15:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786460 Filed Document 0001786460-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-12 15:15:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Logos Opportunities Fund I LP See All Filings	D	2019-09-12 15:09:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788052 Filed Document 0000935836-19-000472 Exclusions or Exemptions 506b Accepted Date 2019-09-12 15:09:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund