Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fund FG-LRN, a series of Forge Investments, LLC See All Filings	D/A	2019-11-20 11:48:26 UTC
Amount To Be Raised $22,104,959 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758082 Filed Document 0001786631-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:48:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Court Special Opportunities Fund I, L.P. See All Filings	D/A	2019-11-20 11:44:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725778 Filed Document 0001315863-19-000934 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:44:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-LSK, a series of Forge Investments LLC See All Filings	D	2019-11-20 11:42:27 UTC
Amount To Be Raised $337,435 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001793227 Filed Document 0001786631-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:42:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLANT HEALTH CARE plc See All Filings	D	2019-11-20 11:42:23 UTC
Amount To Be Raised $3,025,887 Associated Brokers / Dealers N/A CIK Number 0001663453 Filed Document 0001663453-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:42:23 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Johnstown Plaza Liquors LLC See All Filings	D	2019-11-20 11:41:39 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001747622 Filed Document 0001011034-19-000042 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:41:39 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Warrior Group, L.P. See All Filings	D	2019-11-20 11:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784479 Filed Document 0001784479-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:41:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
First Cloud Investment Group, LLC See All Filings	D	2019-11-20 11:40:40 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001794475 Filed Document 0001794475-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:40:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mercury Active Quant Master Fund, LP See All Filings	D/A	2019-11-20 11:35:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757595 Filed Document 0001757595-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:35:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agent Capital Fund I LP See All Filings	D/A	2019-11-20 11:27:58 UTC
Amount To Be Raised $61,250,000 Associated Brokers / Dealers SSG Capital Advisors, LLC CIK Number 0001706036 Filed Document 0001706036-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:27:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bison Trails Co. See All Filings	D	2019-11-20 11:26:36 UTC
Amount To Be Raised $25,749,957 Associated Brokers / Dealers N/A CIK Number 0001757794 Filed Document 0001757794-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:26:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MATH Alpha Associates II, LLC See All Filings	D	2019-11-20 11:24:11 UTC
Amount To Be Raised $3,027,600 Associated Brokers / Dealers N/A CIK Number 0001788546 Filed Document 0001786631-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:24:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MATH Alpha Associates, LLC See All Filings	D	2019-11-20 11:22:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001786631 Filed Document 0001786631-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:22:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LA Fund I, a series of Super Angel Syndicate, LP See All Filings	D	2019-11-20 11:15:47 UTC
Amount To Be Raised $83,700 Associated Brokers / Dealers N/A CIK Number 0001794585 Filed Document 0001794585-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:15:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AU Fund I, a series of Xoogler Syndicate, LP See All Filings	D	2019-11-20 11:04:25 UTC
Amount To Be Raised $90,900 Associated Brokers / Dealers N/A CIK Number 0001794584 Filed Document 0001794584-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:04:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDGBASTON ASIAN EQUITY TRUST See All Filings	D/A	2019-11-20 10:59:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443541 Filed Document 0001567619-19-021930 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:59:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highcrest Private Credit Income Fund, LP See All Filings	D/A	2019-11-20 10:57:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TGP Securities, Inc. CIK Number 0001642475 Filed Document 0001642475-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:57:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC Exchange Suniland DST See All Filings	D/A	2019-11-20 10:55:29 UTC
Amount To Be Raised $79,614,325 Associated Brokers / Dealers AMERIPRISE FINANCIAL SERVICES, INC., MORGAN STANLEY, and CONCORDE INVESTMENT SERVICES, LLC CIK Number 0001791023 Filed Document 0001791023-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:55:29 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AA Fund I, a series of Side Ventures AL, LP See All Filings	D	2019-11-20 10:55:28 UTC
Amount To Be Raised $183,000 Associated Brokers / Dealers N/A CIK Number 0001794396 Filed Document 0001794396-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:55:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA Fund I, a series of Amir Shevat Capital, LP See All Filings	D	2019-11-20 10:47:46 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001794393 Filed Document 0001794393-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:47:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
5644 Riverwalk, LP See All Filings	D	2019-11-20 10:39:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001794625 Filed Document 0001794625-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:39:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vetris Capital Fund I, LP See All Filings	D/A	2019-11-20 10:31:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592161 Filed Document 0001592161-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:31:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KETTLE HILL PARTNERS II, LP See All Filings	D/A	2019-11-20 10:29:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001328547 Filed Document 0000919574-19-007372 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:29:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KETTLE HILL PARTNERS, LP See All Filings	D/A	2019-11-20 10:25:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001234246 Filed Document 0000919574-19-007370 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:25:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CrowdOut Credit Opportunities Fund LLC See All Filings	D/A	2019-11-20 10:14:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755295 Filed Document 0001567619-19-021920 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:14:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
360 Holdings I Corp. See All Filings	D/A	2019-11-20 10:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670937 Filed Document 0001670937-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:11:53 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Layer 7 TSS Holdings LLC See All Filings	D/A	2019-11-20 10:09:59 UTC
Amount To Be Raised $15,040,000 Associated Brokers / Dealers N/A CIK Number 0001725544 Filed Document 0001725544-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:09:59 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cardurion Pharmaceuticals, Inc. See All Filings	D	2019-11-20 10:05:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001702453 Filed Document 0001702453-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:05:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Keyport Variable Account E (NY) See All Filings	D/A	2019-11-20 09:45:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alan Fogelman CIK Number 0001459942 Filed Document 0000704843-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:45:59 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
FVP Master Fund LP See All Filings	D/A	2019-11-20 09:43:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407275 Filed Document 0000919574-19-007367 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:43:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Delaware Life NY Variable Account H See All Filings	D/A	2019-11-20 09:43:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AON Securities Corp. CIK Number 0001498521 Filed Document 0000704843-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:43:18 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
FVP OVERSEAS LTD See All Filings	D/A	2019-11-20 09:41:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404673 Filed Document 0000919574-19-007365 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:41:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Delaware Life NY Separate Account L See All Filings	D/A	2019-11-20 09:40:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001521845 Filed Document 0000704843-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:40:44 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Delaware Life NY Separate Account M See All Filings	D/A	2019-11-20 09:37:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001459820 Filed Document 0000704843-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:37:59 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
DL Private Variable Account A See All Filings	D/A	2019-11-20 09:35:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securites, LLC CIK Number 0001628645 Filed Document 0000704843-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:35:03 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Keyport Life Ins Co Separate Account P See All Filings	D/A	2019-11-20 09:31:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Clarendon Insurance Agency, Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc. CIK Number 0001238963 Filed Document 0000704843-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:31:40 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Carstensz Fund II, LLC See All Filings	D	2019-11-20 09:30:24 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001794341 Filed Document 0001794341-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:30:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avendus Enhanced Return Fund II See All Filings	D/A	2019-11-20 09:30:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766746 Filed Document 0001766746-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:30:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keyport Life Ins Co Separate Account Q See All Filings	D/A	2019-11-20 09:28:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, M Holding Securities, Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management, Inc., Mutual Trust Company of America Securities, AIG Financial Advisors, Inc., InterSecurities, Inc., Metlife Securities, Inc., Royal Alliance Associates, ProEquities, Inc., Regal Seucrities, Inc., GA Financial, Inc., JP Turner & Co. LLC, ManorHouse Capital LLC, National Planning Corp., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, Inc., USF Securities LP, Brookstone Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., and Triad Advisors, Inc. CIK Number 0001432334 Filed Document 0000704843-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:28:03 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
DELAWARE LIFE VARIABLE ACCOUNT H See All Filings	D/A	2019-11-20 09:24:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank O'Keefe, Clifford Eisler, Jeffery Davis, David Byers, William Wood, Pat Trammell, Todd Mezrah, Doug Hester, FNBB Capital Markets, LLC, Jim Crone, Matthew Schoen, John Stein III, CPFG Securities, Pro-Equities, Inc., and The Leaders Group CIK Number 0001119402 Filed Document 0000704843-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:24:17 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Delaware Life Variable Account M See All Filings	D/A	2019-11-20 09:21:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Newport Group Securities, Inc. CIK Number 0001535169 Filed Document 0000704843-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:21:02 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Delaware Life Separate Account R See All Filings	D/A	2019-11-20 09:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Girard Securities CIK Number 0001521832 Filed Document 0000704843-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:17:41 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Ally Bridge MedAlpha International Fund Ltd See All Filings	D/A	2019-11-20 09:14:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722696 Filed Document 0000945621-19-000343 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:14:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DELAWARE LIFE SEPARATE ACCOUNT S See All Filings	D/A	2019-11-20 09:12:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc., GA Financial, Inc., Becker & Suffern, Ltd, Commonwealth Financial Network, Geneos Wealth Management, Inc, FNBB Capital Markets, LLC, and KCG Securities CIK Number 0001407851 Filed Document 0000704843-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:12:18 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Ally Bridge MedAlpha US Fund L.P. See All Filings	D/A	2019-11-20 09:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722672 Filed Document 0000945621-19-000342 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:11:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHCP IV BC COI, L.P. See All Filings	D/A	2019-11-20 09:00:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759497 Filed Document 0000950142-19-002324 Exclusions or Exemptions 506b Accepted Date 2019-11-20 09:00:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VOLUNTEER STATE BANCSHARES INC See All Filings	D	2019-11-20 08:48:39 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0000709417 Filed Document 0000709417-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-20 08:48:39 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
PIERIS PHARMACEUTICALS, INC. See All Filings	D	2019-11-20 08:09:21 UTC
Amount To Be Raised $32,003,108 Associated Brokers / Dealers William Blair & Company CIK Number 0001583648 Filed Document 0001713695-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-20 08:09:21 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EdCast Inc. See All Filings	D	2019-11-19 21:37:17 UTC
Amount To Be Raised $34,999,996 Associated Brokers / Dealers N/A CIK Number 0001670545 Filed Document 0001670545-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 21:37:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Insight Partners XI (Class A), L.P. See All Filings	D	2019-11-19 20:17:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792442 Filed Document 0001792490-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-19 20:17:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Insight Partners XI (Co-Investors), L.P. See All Filings	D	2019-11-19 20:16:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792448 Filed Document 0001792490-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-19 20:16:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity