Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sunriver Fund LP See All Filings	D/A	2019-11-21 09:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658867 Filed Document 0000919574-19-007392 Exclusions or Exemptions 506b Accepted Date 2019-11-21 09:43:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cybrary, Inc. See All Filings	D	2019-11-21 09:34:27 UTC
Amount To Be Raised $10,135,000 Associated Brokers / Dealers N/A CIK Number 0001652266 Filed Document 0001652266-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-21 09:34:27 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
HGI KJ26, LLC See All Filings	D	2019-11-21 09:28:53 UTC
Amount To Be Raised $1,535,614 Associated Brokers / Dealers N/A CIK Number 0001794422 Filed Document 0001794422-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 09:28:53 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Overstone Fund Plc. See All Filings	D/A	2019-11-21 09:12:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341344 Filed Document 0001012975-19-000712 Exclusions or Exemptions 506b Accepted Date 2019-11-21 09:12:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Ringer Road Partners, LLC See All Filings	D/A	2019-11-21 09:04:06 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001791632 Filed Document 0001791632-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-21 09:04:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Phorcys Real Estate Fund I, LP See All Filings	D	2019-11-21 08:46:03 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001794191 Filed Document 0001794191-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-21 08:46:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Casto Siesta Key Investors, LLC See All Filings	D	2019-11-21 08:34:57 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001670530 Filed Document 0001670530-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 08:34:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
260 Nesmith LLC See All Filings	D/A	2019-11-21 07:45:49 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001794294 Filed Document 0001794294-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-21 07:45:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
WCP Special Core Plus Fund II, L.P. See All Filings	D/A	2019-11-21 06:14:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC CIK Number 0001722961 Filed Document 0000902664-19-004403 Exclusions or Exemptions 506b Accepted Date 2019-11-21 06:14:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SPF Offshore Fund LP See All Filings	D/A	2019-11-21 06:09:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658271 Filed Document 0000902664-19-004402 Exclusions or Exemptions 506b Accepted Date 2019-11-21 06:09:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SPF Partners LP See All Filings	D/A	2019-11-21 06:04:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658269 Filed Document 0000902664-19-004401 Exclusions or Exemptions 506b Accepted Date 2019-11-21 06:04:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PINC SOLUTIONS See All Filings	D	2019-11-20 21:47:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001302027 Filed Document 0001302027-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 21:47:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spectric Labs Inc See All Filings	D	2019-11-20 20:21:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001793861 Filed Document 0001793861-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 20:21:13 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
UrbanSitter, Inc. See All Filings	D	2019-11-20 20:11:27 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001537586 Filed Document 0001537586-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 20:11:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CF Tribeca Multifamily DST See All Filings	D	2019-11-20 19:52:42 UTC
Amount To Be Raised $24,480,000 Associated Brokers / Dealers Cantor Fitzgerald & Co. CIK Number 0001794608 Filed Document 0001794608-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 19:52:42 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BioFluidica, Inc. See All Filings	D/A	2019-11-20 19:48:57 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001670738 Filed Document 0001670738-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 19:48:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
JMFA Holdings Corp. See All Filings	D	2019-11-20 18:51:29 UTC
Amount To Be Raised $80,400,000 Associated Brokers / Dealers N/A CIK Number 0001793265 Filed Document 0001793265-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 18:51:29 UTC Type of Offering D Industry Business Services Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XLIX US Investor, LP See All Filings	D/A	2019-11-20 18:50:58 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001791287 Filed Document 0001642247-19-000056 Exclusions or Exemptions 506b Accepted Date 2019-11-20 18:50:58 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FIVE STAR BANCORP See All Filings	D	2019-11-20 18:50:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001275168 Filed Document 0001275168-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 18:50:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fund FG-USR, a series of Forge Investments, LLC See All Filings	D	2019-11-20 18:41:37 UTC
Amount To Be Raised $826,872 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001794719 Filed Document 0001767549-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-20 18:41:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Storygize Inc. See All Filings	D/A	2019-11-20 18:40:06 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001671922 Filed Document 0001671922-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-20 18:40:06 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 490 See All Filings	D	2019-11-20 18:37:47 UTC
Amount To Be Raised $287,289 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001791524 Filed Document 0001767549-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 18:37:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 390 See All Filings	D	2019-11-20 18:36:53 UTC
Amount To Be Raised $233,924 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001767549 Filed Document 0001767549-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 18:36:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Angel Holdings I, a series of Tim Chen Angel Deals, LP See All Filings	D	2019-11-20 18:26:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001793950 Filed Document 0001792553-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 18:26:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Michael Waltrip Brewing Co See All Filings	D	2019-11-20 18:22:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001794609 Filed Document 0001794609-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 18:22:03 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Early Stage II, a Series of Yubari, LP See All Filings	D	2019-11-20 18:16:36 UTC
Amount To Be Raised $405,005 Associated Brokers / Dealers N/A CIK Number 0001792553 Filed Document 0001792553-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 18:16:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BallotReady, Inc. See All Filings	D	2019-11-20 18:12:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001679780 Filed Document 0001679780-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 18:12:55 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SSLC II QOZB, LLC See All Filings	D	2019-11-20 18:11:22 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001794460 Filed Document 0001794460-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 18:11:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
WRG PNW Fund I, LP See All Filings	D	2019-11-20 18:04:59 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001790814 Filed Document 0001790813-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-20 18:04:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WRG Healthcare Fund I, LP See All Filings	D	2019-11-20 17:56:59 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001790816 Filed Document 0001790813-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-20 17:56:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Honduras Prospera LLC See All Filings	D	2019-11-20 17:56:43 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001794703 Filed Document 0001794703-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 17:56:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
WRG Experience Fund I, LP See All Filings	D	2019-11-20 17:53:21 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001790817 Filed Document 0001790813-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-20 17:53:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WRG Opportunity Fund I, LP See All Filings	D	2019-11-20 17:47:24 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001790815 Filed Document 0001790813-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 17:47:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coincident Capital, LP See All Filings	D	2019-11-20 17:41:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794657 Filed Document 0001794657-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 17:41:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Comfort Surgery Center of San Antonio, LLC See All Filings	D	2019-11-20 17:37:00 UTC
Amount To Be Raised $294,000 Associated Brokers / Dealers N/A CIK Number 0001794632 Filed Document 0001794632-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-20 17:37:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
1224 2nd Avenue OZ Fund LLC See All Filings	D	2019-11-20 17:29:52 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001791439 Filed Document 0001791439-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 17:29:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Malabar India Fund, LP See All Filings	D/A	2019-11-20 17:23:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC, Centenium Advisors LLC, and Akshay Mansukhani CIK Number 0001611970 Filed Document 0001611970-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 17:23:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Royale Energy, Inc. See All Filings	D	2019-11-20 17:22:33 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001694617 Filed Document 0001162677-19-000093 Exclusions or Exemptions 506b Accepted Date 2019-11-20 17:22:33 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
Movista, Inc. See All Filings	D	2019-11-20 17:11:52 UTC
Amount To Be Raised $5,938,086 Associated Brokers / Dealers N/A CIK Number 0001528340 Filed Document 0001245105-19-000083 Exclusions or Exemptions 506b Accepted Date 2019-11-20 17:11:52 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
AEI Healthcare Portfolio IV DST See All Filings	D/A	2019-11-20 17:11:19 UTC
Amount To Be Raised $21,368,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., JRL Capital Corporation, Lighthouse Capital Group, Wealthforge Securities, LLC, McDermott Investment Services, LLC, Avantax Investment Services, Inc, Colorado Financial Service Corporation, Concorde Investment Services, LLC, DFPG Investments, LLC, Great Point Capital, LLC, Metropolitan Capital Investment Banc, Inc., and Principal Securities, Inc CIK Number 0001782612 Filed Document 0001782612-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 17:11:19 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
COATUE EARLY STAGE FUND LP See All Filings	D/A	2019-11-20 17:09:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001758558 Filed Document 0000919574-19-007390 Exclusions or Exemptions 506b Accepted Date 2019-11-20 17:09:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Broadmark Realty Capital Inc. See All Filings	D	2019-11-20 17:05:10 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001784797 Filed Document 0001567619-19-021969 Exclusions or Exemptions 506b Accepted Date 2019-11-20 17:05:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
MND Holdings I Corp See All Filings	D/A	2019-11-20 17:03:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710466 Filed Document 0001710466-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 17:03:54 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alyssa Hooper LLC See All Filings	D	2019-11-20 16:58:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Jenny Feterovich, Lucky Hat Entertainment, LLC, Jeffrey Weber, and Carrie Radigan CIK Number 0001794624 Filed Document 0001794624-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 16:58:46 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
WestRiver Equity Fund I, LLC See All Filings	D	2019-11-20 16:58:44 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001790813 Filed Document 0001790813-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 16:58:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JVP Foodtech Impact Fund, L.P. See All Filings	D	2019-11-20 16:58:20 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001794587 Filed Document 0001794587-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 16:58:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cielo Riverwood LLC See All Filings	D	2019-11-20 16:58:10 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001794681 Filed Document 0001794681-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 16:58:10 UTC Type of Offering D Industry Residential Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
BAR ESCONDIDO LLC See All Filings	D	2019-11-20 16:58:07 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001793930 Filed Document 0001793930-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 16:58:07 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spirit of Texas Bancshares, Inc. See All Filings	D	2019-11-20 16:57:24 UTC
Amount To Be Raised $44,600,000 Associated Brokers / Dealers N/A CIK Number 0001499453 Filed Document 0001499453-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-11-20 16:57:24 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Belgard Capital Fund LLC See All Filings	D/A	2019-11-20 16:48:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., BB&T SECURITIES, LLC, NORTHERN TRUST SECURITIES, INC., OPPENHEIMER & CO. INC, ROBERT W. BAIRD & CO. INCORPORATED, SANFORD C. BERNSTEIN & CO., LLC, Hightower Advisors, LLC, RBC Capital Markets, LLC, CIBC Private Wealth Advisors (Atlantic Trust), Mercer Advisors, First Republic Securities LLC, Ameriprise Financial, Merrill Lynch, Pierce Fenner, & Smith, Stifel Nicolaus & Company, Inc., Charles Schwab & Co., Inc., Morgan Stanley, Bessemer Investor Services, JP Morgan Securities (Private Bank uses JPM Securities), UBS Financial Services, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, SunTrust Investment Services, Wells Fargo Advisors, Janney Montgomery Scott, Sentry Advisors, Fieldpoint Private Securities LLC, Raymond James & Associates, CapTrust Financial Advisors, Rockefeller Financial LLC, Plante Moran Financial Advisors LLC, Fifth Third Bank, CitiGroup Global Markets inc., Wilmington Trust Company, Wilmington Trust NA, M&T Bank, Sun Trust Bank, Bank of America Private Bank (AKA US Trust), Wells Fargo Bank, Altegris Investments LLC, LPL Financial LLC, PNC National Bank NA, and BOK Financial Securities Inc. CIK Number 0001752572 Filed Document 0000350797-19-000056 Exclusions or Exemptions 506b Accepted Date 2019-11-20 16:48:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund