Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AVENUE ASIA CREDIT OPPORTUNITIES FUND, SCSp See All Filings	D	2022-06-29 16:47:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001935455 Filed Document 0000950142-22-002028 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:47:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
H3X Technologies Inc. See All Filings	D	2022-06-29 16:47:00 UTC
Amount To Be Raised $4,294,220 Associated Brokers / Dealers N/A CIK Number 0001935652 Filed Document 0001935652-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:47:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DAN 2204A, a Series of Duke Investments SPV, LLC See All Filings	D	2022-06-29 16:45:12 UTC
Amount To Be Raised $377,500 Associated Brokers / Dealers N/A CIK Number 0001919985 Filed Document 0001919985-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:45:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Fluidics Corp See All Filings	D	2022-06-29 16:44:34 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers N/A CIK Number 0001755195 Filed Document 0001755195-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:44:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Bain Capital Middle Market Credit 2022 (A), L.P. See All Filings	D	2022-06-29 16:42:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BAIN CAPITAL DISTRIBUTORS, LLC CIK Number 0001932034 Filed Document 0001932034-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:42:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panbela Therapeutics, Inc. See All Filings	D	2022-06-29 16:40:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001029125 Filed Document 0001437749-22-016182 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:40:06 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
VIRTU NABIS CO-INVEST LLC See All Filings	D/A	2022-06-29 16:37:44 UTC
Amount To Be Raised $450,100 Associated Brokers / Dealers N/A CIK Number 0001869403 Filed Document 0001869403-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:37:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Iron Triangle Offshore Fund Ltd. See All Filings	D/A	2022-06-29 16:37:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780400 Filed Document 0000902664-22-003433 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:37:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
River VIII, L.P. See All Filings	D	2022-06-29 16:36:47 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers N/A CIK Number 0001934394 Filed Document 0001933659-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:36:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hayfin Healthcare Opportunities Fund (US Parallel) LP See All Filings	D/A	2022-06-29 16:36:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001874285 Filed Document 0001874285-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:36:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iron Triangle Fund LP See All Filings	D/A	2022-06-29 16:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780399 Filed Document 0000902664-22-003432 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:35:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Headline Global Growth IV, L.P. See All Filings	D	2022-06-29 16:31:11 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001931106 Filed Document 0001104659-22-075820 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:31:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Headline US VII, L.P. See All Filings	D	2022-06-29 16:30:32 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001931045 Filed Document 0001104659-22-075818 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:30:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAC21 Investor Fund LLC See All Filings	D	2022-06-29 16:24:39 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0001915770 Filed Document 0001915770-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:24:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agilon Capital Systematic Cayman Fund Ltd. See All Filings	D/A	2022-06-29 16:23:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773080 Filed Document 0001773080-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:23:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gold Dirt RE LLC See All Filings	D/A	2022-06-29 16:22:18 UTC
Amount To Be Raised $714,000 Associated Brokers / Dealers N/A CIK Number 0001924191 Filed Document 0001671215-22-000005 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:22:18 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
2166 SMV HOLDINGS, LLC See All Filings	D	2022-06-29 16:21:17 UTC
Amount To Be Raised $7,950,000 Associated Brokers / Dealers N/A CIK Number 0001935699 Filed Document 0001096906-22-001517 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:21:17 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Nuveen Real Estate U.S. Strategic Alternatives Fund I LP See All Filings	D/A	2022-06-29 16:18:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001869049 Filed Document 0001869049-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:18:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC EquityMultiple I, a Series of Assure Labs 2022, LLC See All Filings	D	2022-06-29 16:16:27 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001929076 Filed Document 0001929076-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:16:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GULFPORT 3 PORTFOLIO, LLC See All Filings	D	2022-06-29 16:16:13 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001935656 Filed Document 0001096906-22-001515 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:16:13 UTC Type of Offering D Industry Residential Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Remus Spirits LLC See All Filings	D	2022-06-29 16:14:04 UTC
Amount To Be Raised $357,000 Associated Brokers / Dealers N/A CIK Number 0001671215 Filed Document 0001671215-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:14:04 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Local Bancorp, Inc. See All Filings	D	2022-06-29 16:12:41 UTC
Amount To Be Raised $17,715,000 Associated Brokers / Dealers N/A CIK Number 0001935472 Filed Document 0001935472-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:12:41 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KKR Diversified Core Infrastructure Unhedged Feeder Fund (B) SCSp See All Filings	D	2022-06-29 16:04:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Channel Capital Pty Ltd and Eugene Investment & Securities Co., Ltd CIK Number 0001933572 Filed Document 0001933572-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:04:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Doddington Emerging Markets Fund, LLC See All Filings	D/A	2022-06-29 16:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524932 Filed Document 0001012975-22-000274 Exclusions or Exemptions 506b Accepted Date 2022-06-29 16:00:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brewer Lane Ventures Fund II, L.P. See All Filings	D	2022-06-29 15:59:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001933659 Filed Document 0001933659-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:59:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Smartwork, Inc. See All Filings	D	2022-06-29 15:58:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001935582 Filed Document 0001935582-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:58:55 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BEW Fund I, a series of Sajid Rahman Angel Funds, LP See All Filings	D	2022-06-29 15:55:14 UTC
Amount To Be Raised $57,984 Associated Brokers / Dealers N/A CIK Number 0001914354 Filed Document 0001914354-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:55:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kamiak Phinney Ltd Liability Co See All Filings	D/A	2022-06-29 15:50:10 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001935911 Filed Document 0001935911-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:50:10 UTC Type of Offering D/A Industry Construction Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ModeShift, Inc. See All Filings	D	2022-06-29 15:49:27 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001934505 Filed Document 0001934505-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:49:27 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
KKR Diversified Core Infrastructure Unhedged Feeder Fund (A) SCSp See All Filings	D	2022-06-29 15:46:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Channel Capital Pty Ltd and Eugene Investment & Securities Co., Ltd CIK Number 0001933798 Filed Document 0001933798-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:46:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arboretum Ventures VI, L.P. See All Filings	D	2022-06-29 15:44:05 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001917642 Filed Document 0001917642-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:44:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tremblant Tax Efficient Fund LP See All Filings	D	2022-06-29 15:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001934473 Filed Document 0000919574-22-004004 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:42:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Winebrenner Total Return Fund, L.P. See All Filings	D/A	2022-06-29 15:40:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498956 Filed Document 0001759063-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:40:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Motion Capital Group US Fund LP See All Filings	D/A	2022-06-29 15:38:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817746 Filed Document 0001817746-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:38:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juniper Opportunity Fund IV, LLC See All Filings	D	2022-06-29 15:35:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Kurt Ursich, Jeromy Salvesen, and Matthew Akers CIK Number 0001935902 Filed Document 0001935902-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:35:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
RiverPark Ventures IV, L.P. See All Filings	D	2022-06-29 15:33:32 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001935900 Filed Document 0001935900-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:33:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KKR Diversified Core Infrastructure GBP Feeder Fund (B) SCSp See All Filings	D	2022-06-29 15:30:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Channel Capital Pty Ltd and Eugene Investment & Securities Co., Ltd CIK Number 0001933574 Filed Document 0001933574-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:30:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A. Capital Partners IV, L.P. See All Filings	D	2022-06-29 15:29:48 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers N/A CIK Number 0001934653 Filed Document 0001934653-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:29:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Winebrenner Real Estate Fund, LP See All Filings	D/A	2022-06-29 15:24:57 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001754922 Filed Document 0001759063-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:24:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
KKR Diversified Core Infrastructure GBP Feeder Fund (A) SCSp See All Filings	D	2022-06-29 15:21:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Channel Capital Pty Ltd and Eugene Investment & Securities Co., Ltd CIK Number 0001933582 Filed Document 0001933582-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:21:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IV Arrowhead, L.P. See All Filings	D	2022-06-29 15:21:37 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001930269 Filed Document 0001930269-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:21:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zippy Manufactured Home Credit Fund I L.P. See All Filings	D	2022-06-29 15:18:46 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001931956 Filed Document 0001931956-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:18:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Incubate Fund US II, LP See All Filings	D	2022-06-29 15:17:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001929306 Filed Document 0001929306-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:17:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atrility Medical, Inc. See All Filings	D	2022-06-29 15:16:34 UTC
Amount To Be Raised $3,837,995 Associated Brokers / Dealers N/A CIK Number 0001734892 Filed Document 0001734892-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:16:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Winebrenner Opportunity Zone Fund, LP See All Filings	D/A	2022-06-29 15:12:49 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001759063 Filed Document 0001759063-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:12:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
AmplifyBio, LLC See All Filings	D	2022-06-29 15:12:04 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001864817 Filed Document 0001864817-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:12:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Venture XI, LLC See All Filings	D	2022-06-29 15:10:28 UTC
Amount To Be Raised $475,000,000 Associated Brokers / Dealers N/A CIK Number 0001930871 Filed Document 0001930871-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:10:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Diversified Core Infrastructure EUR Feeder Fund (B) SCSp See All Filings	D	2022-06-29 15:02:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Channel Capital Pty Ltd and Eugene Investment & Securities Co., Ltd CIK Number 0001933584 Filed Document 0001933581-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-06-29 15:02:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winebrenner Income Fund, L.P. See All Filings	D/A	2022-06-29 14:58:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498958 Filed Document 0001498958-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 14:58:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electro-Kenetic Solutions Inc. See All Filings	D	2022-06-29 14:57:13 UTC
Amount To Be Raised $14,070 Associated Brokers / Dealers N/A CIK Number 0001934977 Filed Document 0001934977-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-29 14:57:13 UTC Type of Offering D Industry Environmental Services Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity