Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sandglass Select Offshore Feeder Fund, L.P. See All Filings	D/A	2023-11-16 15:36:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793732 Filed Document 0001793732-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 15:36:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Surely Health, Inc. See All Filings	D	2023-11-16 15:34:52 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001803825 Filed Document 0001803825-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 15:34:52 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Sandglass Select Fund, L.P. See All Filings	D/A	2023-11-16 15:34:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793733 Filed Document 0001793733-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 15:34:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG Personnel IX, L.P. See All Filings	D/A	2023-11-16 15:30:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001992591 Filed Document 0001992591-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 15:30:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Linqto Liquidshares LLC See All Filings	D	2023-11-16 15:30:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001841356 Filed Document 0001841356-23-000301 Exclusions or Exemptions 506b Accepted Date 2023-11-16 15:30:04 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Sandglass Opportunity Feeder Fund (Cayman) Ltd. See All Filings	D/A	2023-11-16 15:28:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711620 Filed Document 0001711620-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 15:28:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Subject Well 2023 Series of Geekdom Fund Sidecar Series LLC See All Filings	D	2023-11-16 15:26:21 UTC
Amount To Be Raised $890,000 Associated Brokers / Dealers N/A CIK Number 0002001414 Filed Document 0002001414-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 15:26:21 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2023 Auxiliary Fund LP See All Filings	D/A	2023-11-16 15:25:55 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001970562 Filed Document 0001970562-23-000014 Exclusions or Exemptions 506b Accepted Date 2023-11-16 15:25:55 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TPG Partners IX, L.P. See All Filings	D/A	2023-11-16 15:24:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ROCKEFELLER FINANCIAL LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and Morgan Stanley Smith Barney LLC CIK Number 0001899910 Filed Document 0001899910-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-16 15:24:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDGLASS OPPORTUNITY FEEDER FUND (US) L.P. See All Filings	D/A	2023-11-16 15:22:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711670 Filed Document 0001711670-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 15:22:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDGLASS OPPORTUNITY FUND L.P. See All Filings	D/A	2023-11-16 15:20:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711711 Filed Document 0001711711-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 15:20:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Essentia Ventures I, L.P. See All Filings	D	2023-11-16 15:15:31 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0002001289 Filed Document 0002001289-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 15:15:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOLO Footwear, Inc. See All Filings	D	2023-11-16 15:09:28 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001884823 Filed Document 0001884823-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-16 15:09:28 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
Homegrown Growth LLC - Series Switchyards 1 See All Filings	D	2023-11-16 15:07:01 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0002000630 Filed Document 0002000630-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 15:07:01 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ZE-1020 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2023-11-16 15:06:40 UTC
Amount To Be Raised $53,000 Associated Brokers / Dealers N/A CIK Number 0001998355 Filed Document 0001998355-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-16 15:06:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retriever Medical, Inc. See All Filings	D	2023-11-16 14:58:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Vestech Securities, Inc. CIK Number 0002001263 Filed Document 0001393905-23-000378 Exclusions or Exemptions 506b Accepted Date 2023-11-16 14:58:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
NINETY ONE GLOBAL STRATEGY FUND - US DOLLAR MONEY FUND See All Filings	D	2023-11-16 14:57:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002001169 Filed Document 0002001169-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-16 14:57:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LO-1021 Fund I, a series of Thirdbase Cap, LP See All Filings	D	2023-11-16 14:37:27 UTC
Amount To Be Raised $98,500 Associated Brokers / Dealers N/A CIK Number 0001999622 Filed Document 0001999622-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-16 14:37:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PR-1005 Fund I, a series of Albert Lai, LP See All Filings	D	2023-11-16 14:36:45 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001998349 Filed Document 0001998349-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-16 14:36:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electron Infrastructure Fund, Ltd. See All Filings	D/A	2023-11-16 14:29:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758450 Filed Document 0001012975-23-000487 Exclusions or Exemptions 506b Accepted Date 2023-11-16 14:29:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WhiteHawk Income Corp See All Filings	D/A	2023-11-16 14:29:08 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Preferred Capital Securities, LLC CIK Number 0001921603 Filed Document 0001839882-23-030857 Exclusions or Exemptions 506b Accepted Date 2023-11-16 14:29:08 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AI-0919 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2023-11-16 14:26:30 UTC
Amount To Be Raised $377,000 Associated Brokers / Dealers N/A CIK Number 0001994427 Filed Document 0001994427-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-16 14:26:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Planck Holdings LLC - Series 2023B See All Filings	D	2023-11-16 14:25:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001969419 Filed Document 0001969419-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 14:25:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electron Infrastructure Fund, L.P. See All Filings	D/A	2023-11-16 14:25:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758448 Filed Document 0001012975-23-000486 Exclusions or Exemptions 506b Accepted Date 2023-11-16 14:25:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACR Strategic Credit L.P. See All Filings	D/A	2023-11-16 14:22:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001839960 Filed Document 0001085146-23-004533 Exclusions or Exemptions 506b Accepted Date 2023-11-16 14:22:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
EvolveImmune Therapeutics Holding Company, LLC See All Filings	D	2023-11-16 14:13:55 UTC
Amount To Be Raised $57,398,375 Associated Brokers / Dealers N/A CIK Number 0001799828 Filed Document 0001799828-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-16 14:13:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 1779 See All Filings	D	2023-11-16 14:08:04 UTC
Amount To Be Raised $184,431 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001984649 Filed Document 0001984649-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 14:08:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IINK, CORP See All Filings	D	2023-11-16 14:05:08 UTC
Amount To Be Raised $11,999,992 Associated Brokers / Dealers N/A CIK Number 0001861791 Filed Document 0001861791-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-16 14:05:08 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mayfair Equity Partners III LP See All Filings	D/A	2023-11-16 14:02:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001954791 Filed Document 0001954791-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-16 14:02:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Technology Fund III, L.P. See All Filings	D/A	2023-11-16 14:01:28 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Jefferies LLC, Morgan Stanley Smith Barney LLC, and Stifel, Nicolaus & Company Incorporated CIK Number 0001920925 Filed Document 0001920925-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-16 14:01:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Diversified Government REIT, Inc. See All Filings	D/A	2023-11-16 13:53:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Grace Holdings, Inc. CIK Number 0001894390 Filed Document 0001894390-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:53:22 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FR-0913 Fund I, a series of Jacob Jackson's Syndicate, LP See All Filings	D	2023-11-16 13:47:19 UTC
Amount To Be Raised $115,060 Associated Brokers / Dealers N/A CIK Number 0001994643 Filed Document 0001994643-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:47:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acesis, Inc See All Filings	D	2023-11-16 13:44:11 UTC
Amount To Be Raised $3,070,099 Associated Brokers / Dealers N/A CIK Number 0001412150 Filed Document 0001412150-23-000005 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:44:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SVP Deal Fund II - restor3d LP See All Filings	D	2023-11-16 13:38:35 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0002000919 Filed Document 0002000919-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:38:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 1827 See All Filings	D	2023-11-16 13:31:38 UTC
Amount To Be Raised $158,820 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001997480 Filed Document 0001997480-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:31:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PineBridge Flexible Credit Offshore Fund, LLC See All Filings	D/A	2023-11-16 13:28:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001889853 Filed Document 0001012975-23-000485 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:28:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
St. Mark Reserve Fund, LLC See All Filings	D	2023-11-16 13:17:49 UTC
Amount To Be Raised $2,730,000 Associated Brokers / Dealers None CIK Number 0001998978 Filed Document 0001998978-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:17:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Nationwide PPVUL Separate Account 7 See All Filings	D/A	2023-11-16 13:17:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Contract Promoter CIK Number 0001952526 Filed Document 0001952526-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:17:39 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Other
ST-0804 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2023-11-16 13:15:23 UTC
Amount To Be Raised $42,541 Associated Brokers / Dealers N/A CIK Number 0001990037 Filed Document 0001990037-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:15:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TECUM EQUITY COINVEST - HTG, LLC See All Filings	D	2023-11-16 13:13:27 UTC
Amount To Be Raised $9,327,160 Associated Brokers / Dealers N/A CIK Number 0002000339 Filed Document 0002000339-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:13:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide PPVUL Separate Account - AC1 See All Filings	D/A	2023-11-16 13:11:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001896409 Filed Document 0001896409-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:11:36 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Other
Nationwide PPVUL Separate Account - 5 See All Filings	D/A	2023-11-16 13:08:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001816695 Filed Document 0001816695-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:08:06 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Motive Health, Inc. See All Filings	D	2023-11-16 13:06:24 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001579395 Filed Document 0001579395-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:06:24 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Nationwide PPVUL Separate Account - 4 See All Filings	D/A	2023-11-16 13:04:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001804435 Filed Document 0001804435-23-000006 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:04:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Access Afya Inc. See All Filings	D	2023-11-16 13:02:09 UTC
Amount To Be Raised $2,216,480 Associated Brokers / Dealers N/A CIK Number 0002001174 Filed Document 0002001174-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:02:09 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide PPVUL Separate Account - 3 See All Filings	D/A	2023-11-16 13:01:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001804211 Filed Document 0001804211-23-000007 Exclusions or Exemptions 506b Accepted Date 2023-11-16 13:01:31 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nationwide Private Placement Variable Account - E See All Filings	D/A	2023-11-16 12:58:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001601405 Filed Document 0001601405-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-16 12:58:09 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nationwide BOLI Private Placement Variable Account See All Filings	D/A	2023-11-16 12:54:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001343394 Filed Document 0001343394-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-16 12:54:17 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2023-11-16 12:50:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001135856 Filed Document 0001135856-23-000067 Exclusions or Exemptions 506b Accepted Date 2023-11-16 12:50:20 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CFM Institutional Systematic Diversified Fund Ltd See All Filings	D	2023-11-16 12:48:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002000947 Filed Document 0000943663-23-000185 Exclusions or Exemptions 506b Accepted Date 2023-11-16 12:48:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund